DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nuveen Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edwin BelogorlovNuveen Asset Management, LLC mixed wealthAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2026Sep 4, 2026
Benjamin James ColterNuveen Asset Management, LLC mixed wealthNeuberger Berman Bd LLC no RAUMOtherApr 1, 2026Apr 9, 2026
Corey JohnsonNuveen Asset Management, LLC mixed wealthWells Fargo Advisors wirehouseRIA to wirehouseDec 17, 2025Jan 5, 2026
Graham Mcintosh FoltzNuveen Asset Management, LLC mixed wealthLido independent RIARIA to RIADec 15, 2025Jan 8, 2026
Shawn Anthony PolkNuveen Asset Management, LLC mixed wealthWells Fargo Advisors wirehouseRIA to wirehouseNov 28, 2025Apr 1, 2026 (124 d)
Edward RheeNuveen Asset Management, LLC mixed wealthCharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankNov 20, 2025Aug 20, 2026 (273 d)
John N AndrolaNuveen Asset Management, LLC mixed wealthT. Rowe Price Associates, Inc. asset managerOtherSep 8, 2025Sep 25, 2025
Christopher ChinnNuveen Asset Management, LLC mixed wealthCharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankAug 25, 2025Sep 2, 2025
Trigg Lewis WilliamsonNuveen Asset Management, LLC mixed wealthAdvisor.Com independent RIARIA to RIAMay 31, 2025Jul 29, 2025 (59 d)
Christopher DanielsNuveen Asset Management, LLC mixed wealthAdvanced Planning Advisors Group Inc. independent RIARIA to RIAMay 20, 2025Sep 16, 2025 (119 d)
Aaron Wayne BouronichNuveen Asset Management, LLC mixed wealthCreative Planning independent RIARIA to RIAApr 11, 2025Sep 2, 2025 (144 d)
Brooke N VannoyNuveen Asset Management, LLC mixed wealthAlliancebernstein L.P. asset managerOtherMar 19, 2025Apr 14, 2025
Miles FinneganNuveen Asset Management, LLC mixed wealthCohen & Steers Capital Management Inc. asset managerOtherMar 7, 2025Apr 30, 2025 (54 d)
Keith Allen JonesNuveen Asset Management, LLC mixed wealthInvesco Advisers, Inc. asset managerOtherMar 6, 2025Jun 19, 2025 (105 d)
Alexander Kingsley SmithNuveen Asset Management, LLC mixed wealthRobert W. Baird & Co. Incorporated mixed wealthRIA to RIAFeb 25, 2025Mar 3, 2025
Daniel SchwartzNuveen Asset Management, LLC mixed wealthWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 12, 2025Jun 11, 2025 (119 d)
Mollie DevinsNuveen Asset Management, LLC mixed wealthMorgan Stanley wirehouseRIA to wirehouseJan 28, 2025Feb 12, 2025
Morgan Claire BlancoNuveen Asset Management, LLC mixed wealthColumbia Management Investment Advisers, LLC asset managerOtherJan 28, 2025Feb 19, 2025
Madison Alayna DunnNuveen Asset Management, LLC mixed wealthPowell Wealth independent RIARIA to RIADec 2, 2024Feb 20, 2025 (80 d)
Jacqueline Kay MeluginNuveen Asset Management, LLC mixed wealthNorth Square Investments, LLC asset managerOtherOct 3, 2024Sep 8, 2025 (340 d)
Benjamin Aaron KrimmelNuveen Asset Management, LLC mixed wealthOberweis Asset Management Inc otherOtherSep 17, 2024Oct 4, 2024
Logan DunbarNuveen Asset Management, LLC mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 10, 2024Oct 21, 2024 (41 d)
Joseph Russel SimoncelliNuveen Asset Management, LLC mixed wealthAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2024Sep 10, 2024
Nathan Martin KimleNuveen Asset Management, LLC mixed wealthGreater Midwest Financial Group, LLC independent RIARIA to RIAAug 6, 2024Feb 10, 2025 (188 d)
Matthew CraigleNuveen Asset Management, LLC mixed wealthConfidence Wealth Management, Inc. independent RIARIA to RIAAug 1, 2024Oct 29, 2024 (89 d)
Michael David RamseyNuveen Asset Management, LLC mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 29, 2024Jul 8, 2024 (40 d)
Shaila Nicole MaloneyNuveen Asset Management, LLC mixed wealthAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankMay 13, 2024May 15, 2024
Daniel Arnot NoonanNuveen Asset Management, LLC mixed wealthCohen & Steers Capital Management Inc. asset managerOtherMay 7, 2024Jun 5, 2024
John David KraunelisNuveen Asset Management, LLC mixed wealthAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankApr 29, 2024May 29, 2024
Amanda SchramaNuveen Asset Management, LLC mixed wealthNew York Life Investment Management LLC asset managerOtherApr 15, 2024Jun 3, 2025 (414 d)
Andrew Arthur JacksonNuveen Asset Management, LLC mixed wealthWells Fargo Advisors wirehouseRIA to wirehouseMar 25, 2024Apr 3, 2024
Robert Alexander CannonNuveen Asset Management, LLC mixed wealthEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 19, 2024Dec 2, 2024 (258 d)
Brooke BowenNuveen Asset Management, LLC otherMtc Wealth Management asset managerOtherJan 24, 2024Feb 6, 2025 (379 d)
Julinda MillaNuveen Asset Management, LLC otherLido independent RIAOtherJan 22, 2024Mar 10, 2025 (413 d)
Jason Michael MertzNuveen Asset Management, LLC otherAdvice And Planning Services BD affiliatedOtherDec 18, 2023Aug 14, 2025 (605 d)
Joshua ShusterNuveen Asset Management, LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 12, 2023Jun 5, 2025 (541 d)
Michael Carl BlazeNuveen Asset Management, LLC otherWestwood Management Corp otherOtherNov 27, 2023Jul 8, 2024 (224 d)
Daric Hugh OlsonNuveen Asset Management, LLC otherMtc Wealth Management asset managerOtherNov 27, 2023May 16, 2024 (171 d)
Kate Macarthur LawsonNuveen Asset Management, LLC otherAdvice And Planning Services BD affiliatedOtherOct 27, 2023Nov 9, 2023
Ryan Joseph LancasterNuveen Asset Management, LLC otherT. Rowe Price Associates, Inc. asset managerOtherSep 18, 2023Nov 1, 2023 (44 d)
Justine Chin WalkerNuveen Asset Management, LLC otherAdvice And Planning Services BD affiliatedOtherAug 4, 2023Aug 4, 2023
Conner HartmanNuveen Asset Management, LLC otherAmerican Portfolios Advisors, Inc BD affiliatedOtherAug 1, 2023Sep 12, 2023 (42 d)
Garen KalenderNuveen Asset Management, LLC otherAdvice And Planning Services BD affiliatedOtherJul 27, 2023Jul 27, 2023
Christopher Eugene StickrodNuveen Asset Management, LLC otherAdvice And Planning Services BD affiliatedOtherJul 11, 2023Jul 10, 2023
James AudasNuveen Asset Management, LLC otherKestra Advisory Services, LLC BD affiliatedOtherJul 7, 2023Jul 2, 2025 (726 d)
Dagner Jorge RiveroNuveen Asset Management, LLC otherAdvice And Planning Services BD affiliatedOtherJul 3, 2023Jul 10, 2023
Scott Brecher WarnerNuveen Asset Management, LLC otherWells Fargo Investment Institute, Inc. independent RIAOtherApr 13, 2023Nov 5, 2024 (572 d)
Jennifer WellinsNuveen Asset Management, LLC otherInvesco Advisers, Inc. asset managerOtherApr 13, 2023Jun 30, 2023 (78 d)
Patrick Thomas OsullivanNuveen Asset Management, LLC otherCalamos Advisors LLC asset managerOtherApr 11, 2023May 4, 2023
Grady Douglas RobbinsNuveen Asset Management, LLC otherAdvice And Planning Services BD affiliatedOtherApr 11, 2023Jul 9, 2024 (455 d)
Jay Cary ParkerNuveen Asset Management, LLC otherAmeriprise Financial Services, LLC national BDOtherApr 11, 2023Nov 5, 2024 (574 d)
Mark KiernaNuveen Asset Management, LLC otherCalamos Advisors LLC asset managerOtherApr 11, 2023Jun 16, 2023 (66 d)
Eric Thomas AlexanderNuveen Asset Management, LLC otherAssetmark, Inc. BD affiliatedOtherApr 11, 2023Jul 29, 2024 (475 d)
Matthew F MaguireNuveen Asset Management, LLC otherMorgan Stanley wirehouseOtherApr 11, 2023Dec 20, 2023 (253 d)
Khari Edward SmithNuveen Asset Management, LLC otherBlackrock Investment Management, LLC otherOtherFeb 22, 2023Jun 1, 2023 (99 d)
Daniel Kenneth ClineNuveen Asset Management, LLC otherVirtus Investment Advisers, LLC asset managerOtherFeb 2, 2023Feb 21, 2023
Scott SchellingNuveen Asset Management, LLC otherNew York Life Investment Management LLC asset managerOtherJan 6, 2023Jan 26, 2023
Lazarus L GoosbyNuveen Asset Management, LLC otherNorthern Trust Securities, Inc BD affiliatedOtherOct 26, 2022Aug 13, 2025 (1022 d)
Elena R. StanleyNuveen Asset Management, LLC otherLord, Abbett & Co. LLC asset managerOtherOct 17, 2022Dec 21, 2022 (65 d)
Danielle CarnettNuveen Asset Management, LLC otherAlliancebernstein L.P. asset managerOtherOct 3, 2022Jan 10, 2023 (99 d)
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181 moves match.