DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Schwab Wealth Advisory, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Colby Patrick BoyleSchwab Wealth Advisory, Inc. no RAUMWells Fargo Advisors wirehouseOtherAug 22, 2025Aug 21, 2025
Kelly Oliver JohnsonSchwab Wealth Advisory, Inc. no RAUMDeborah Wealth Advisory LLC state registeredOtherJun 25, 2025Apr 22, 2026 (301 d)
Jarrod Taylor BrooksherSchwab Wealth Advisory, Inc. no RAUMAldrich Wealth LP independent RIAOtherJun 25, 2025Jun 27, 2025
Weilun WangSchwab Wealth Advisory, Inc. no RAUMLPL Enterprise, LLC BD affiliatedOtherJun 12, 2025Aug 18, 2025 (67 d)
Jason P LutseySchwab Wealth Advisory, Inc. no RAUMMorgan Stanley wirehouseOtherJun 7, 2025Sep 29, 2025 (114 d)
Michael D GrossSchwab Wealth Advisory, Inc. no RAUMWells Fargo Advisors wirehouseOtherJun 4, 2025Oct 31, 2025 (149 d)
Cyrus Askari BaravatiSchwab Wealth Advisory, Inc. no RAUMConcurrent Investment Advisors, LLC independent RIAOtherMay 8, 2025May 14, 2025
Elijah GallardiSchwab Wealth Advisory, Inc. no RAUMKingdom Financial Group, LLC independent RIAOtherApr 22, 2025Apr 2, 2025
Elise PazSchwab Wealth Advisory, Inc. no RAUMBrighton Jones LLC independent RIAOtherApr 5, 2025May 27, 2025 (52 d)
Daniel Aaron BenjaminSchwab Wealth Advisory, Inc. no RAUMEdward Jones national BDOtherFeb 6, 2025Mar 4, 2025
Scott Vincent CheoSchwab Wealth Advisory, Inc. no RAUMLPL Financial LLC BD affiliatedOtherJan 2, 2025Dec 20, 2024
Charles HemmerSchwab Wealth Advisory, Inc. no RAUMWells Fargo Advisors wirehouseOtherJan 2, 2025Jan 8, 2025
Anthony D LeeSchwab Wealth Advisory, Inc. no RAUMCapital Client Group, Inc. no RAUMOtherNov 18, 2024Nov 25, 2024
Jeffrey Joseph KaneSchwab Wealth Advisory, Inc. no RAUMRoot Financial Partners independent RIAOtherNov 15, 2024Nov 11, 2024
Andrew Scott CombsSchwab Wealth Advisory, Inc. no RAUMEmissary Wealth independent RIAOtherOct 21, 2024May 19, 2025 (210 d)
Benjamin Joseph JenningsSchwab Wealth Advisory, Inc. no RAUMWestern Wealth Management LLC independent RIAOtherOct 11, 2024Dec 11, 2025 (426 d)
Michael Joseph GrimmSchwab Wealth Advisory, Inc. no RAUMCsenge Advisory Group, LLC independent RIAOtherSep 19, 2024Oct 11, 2024
Keith Alan HensleySchwab Wealth Advisory, Inc. no RAUMFlorida Financial Planning LLC state registeredOtherSep 13, 2024Jan 1, 2026 (475 d)
Chadesh PersaudSchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherSep 11, 2024Oct 9, 2024
Christopher J HowardSchwab Wealth Advisory, Inc. no RAUMEdward Jones national BDOtherAug 23, 2024Aug 16, 2024
Shane Michael HigginsSchwab Wealth Advisory, Inc. no RAUMDavid Vaughan Investments, LLC independent RIAOtherAug 6, 2024Sep 4, 2024
Husam BorabySchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherAug 3, 2024Aug 29, 2024
John Henry MeyerSchwab Wealth Advisory, Inc. no RAUMLPL Financial LLC BD affiliatedOtherAug 1, 2024Jul 23, 2024
Leo DannenbaumSchwab Wealth Advisory, Inc. no RAUMUBS Financial Services Inc. wirehouseOtherJul 31, 2024Oct 18, 2024 (79 d)
Camaron Joseph BartaSchwab Wealth Advisory, Inc. no RAUMBxm Wealth LLC independent RIAOtherJul 29, 2024Aug 16, 2024
Adam Henry BarringerSchwab Wealth Advisory, Inc. no RAUMBxm Wealth LLC independent RIAOtherJul 26, 2024Aug 16, 2024
Brian CampanileSchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJul 23, 2024Sep 16, 2024 (55 d)
Dimitri TsioutsiopoulosSchwab Wealth Advisory, Inc. no RAUMMorgan Stanley wirehouseOtherJul 10, 2024Sep 12, 2024 (64 d)
Vincent James ViverosSchwab Wealth Advisory, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherJun 28, 2024Jul 10, 2024
Morgan Jeffrey FippingerSchwab Wealth Advisory, Inc. no RAUMPacific Capital independent RIAOtherJun 20, 2024Jul 10, 2024
Chad FaulkenberrySchwab Wealth Advisory, Inc. no RAUMJourney Strategic Wealth LLC independent RIAOtherJun 13, 2024Jan 14, 2025 (215 d)
Bryon Hanley GemanSchwab Wealth Advisory, Inc. no RAUMSharkey Howes & Javer Inc independent RIAOtherJun 13, 2024Jun 14, 2024
Matthew John Robert PotterSchwab Wealth Advisory, Inc. no RAUMSheaff Brock Investment Advisors, LLC independent RIAOtherJun 11, 2024Jun 6, 2024
Emily BegemanSchwab Wealth Advisory, Inc. no RAUMSheaff Brock Investment Advisors, LLC independent RIAOtherMay 14, 2024May 7, 2024
Adam TobiasSchwab Wealth Advisory, Inc. no RAUMAmeriprise Financial Services, LLC national BDOtherApr 29, 2024May 2, 2024
Michael Ralph MicallefSchwab Wealth Advisory, Inc. no RAUMEdward Jones national BDOtherApr 26, 2024Apr 25, 2024
Rebecca E NeilsSchwab Wealth Advisory, Inc. no RAUMRatio Wealth Group LLC independent RIAOtherApr 22, 2024Apr 11, 2024
Sean Patrick MoranSchwab Wealth Advisory, Inc. no RAUMPinnacle Financial Group LLC independent RIAOtherApr 19, 2024Apr 15, 2024
Benardo RichardsonSchwab Wealth Advisory, Inc. no RAUMLPL Financial LLC BD affiliatedOtherApr 19, 2024Apr 22, 2024
Drew AchterSchwab Wealth Advisory, Inc. no RAUMLPL Financial LLC BD affiliatedOtherApr 19, 2024Apr 8, 2024
Christopher HauserSchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherApr 19, 2024May 3, 2024
Shannon C BoyleSchwab Wealth Advisory, Inc. no RAUMCetera Investment Advisers LLC BD affiliatedOtherApr 18, 2024Mar 26, 2024
Gregory Ryan BradstreetSchwab Wealth Advisory, Inc. no RAUMFarnam Financial independent RIAOtherApr 11, 2024Apr 23, 2024
Brooke McnernySchwab Wealth Advisory, Inc. no RAUMThrivent Investment Management Inc. BD affiliatedOtherApr 4, 2024Aug 22, 2024 (140 d)
Timothy J ReynaSchwab Wealth Advisory, Inc. no RAUMCerro Pacific Wealth Advisors, LLC independent RIAOtherMar 22, 2024Apr 18, 2024
Todd Gordon StorrsSchwab Wealth Advisory, Inc. no RAUMCapita Financial Network, LLC independent RIAOtherMar 21, 2024Jun 3, 2024 (74 d)
Jacob MartenSchwab Wealth Advisory, Inc. no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 8, 2024Mar 13, 2024
Thomas HannaSchwab Wealth Advisory, Inc. no RAUMCetera Investment Advisers LLC BD affiliatedOtherFeb 27, 2024Apr 4, 2024 (37 d)
Katie Jo RossSchwab Wealth Advisory, Inc. no RAUMMcmahan Capital Management otherOtherFeb 13, 2024Feb 4, 2024
Brandon Paul Sudo CepedaSchwab Wealth Advisory, Inc. no RAUMBayntree Wealth Advisors, LLC independent RIAOtherFeb 9, 2024Feb 26, 2024
Mitchell MahoneySchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJan 19, 2024Jan 26, 2024
David Nicholas KhouriSchwab Wealth Advisory, Inc. no RAUMWingate Wealth Advisors, Inc. independent RIAOtherJan 16, 2024Jan 24, 2024
Robert William StrausSchwab Wealth Advisory, Inc. no RAUMFocused Alpha, LLC independent RIAOtherJan 15, 2024Jan 9, 2024
Lisa MenendezSchwab Wealth Advisory, Inc. no RAUMEdward Jones national BDOtherJan 8, 2024Mar 28, 2024 (80 d)
Gaston NietoSchwab Wealth Advisory, Inc. no RAUMEdward Jones national BDOtherJan 8, 2024Feb 11, 2025 (400 d)
Rebecca Jean RuvoloSchwab Wealth Advisory, Inc. no RAUMVoya Financial Advisors, Inc. BD affiliatedOtherDec 19, 2023Jan 6, 2024
Matt Allen HarrelsonSchwab Wealth Advisory, Inc. no RAUMPrincipia Wealth Advisory, LLC independent RIAOtherDec 19, 2023Feb 9, 2024 (52 d)
Jeremy M CoonsSchwab Wealth Advisory, Inc. no RAUMEdward Jones national BDOtherDec 15, 2023Dec 4, 2023
Juan Carlos ArangoSchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherNov 29, 2023Jan 11, 2024 (43 d)
Hussein ElgoharySchwab Wealth Advisory, Inc. no RAUMEarned Wealth independent RIAOtherNov 29, 2023Nov 28, 2023
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399 moves match.