DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Analysts

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Patrick MylotteCapital Analysts BD affiliatedLincoln Investment otherOtherAug 31, 2022Jun 20, 2017
David George OlsonCapital Analysts BD affiliatedBeacon Financial Advisory LLC otherOtherAug 9, 2022May 11, 2015
Bryan Joseph CostinCapital Analysts BD affiliatedBeacon Financial Advisory LLC otherOtherAug 9, 2022Aug 7, 2015
Nicholas Anthony PaternitiCapital Analysts BD affiliatedBeacon Financial Advisory LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2022Oct 16, 2020
Michael Joseph CayenCapital Analysts BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 4, 2022Aug 4, 2022
James Mark CurryCapital Analysts BD affiliatedConsolidated Financial mixed wealthAffiliated broker-dealer or bank to independent RIAAug 1, 2022Oct 12, 2022 (72 d)
Meredith Anne MussmannCapital Analysts BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 18, 2022Sep 12, 2022 (56 d)
Aaron Anton MilneCapital Analysts BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 30, 2022Jun 27, 2022
Kaleigh Ann PriceCapital Analysts BD affiliatedWaldron Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2022Aug 17, 2022 (54 d)
Charles PoseyCapital Analysts BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 14, 2022Nov 30, 2022 (169 d)
William Gene BianchiCapital Analysts BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2022May 17, 2022
Scott NordstromCapital Analysts BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 13, 2022Jan 28, 2023 (260 d)
James Edward BelzCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherMay 5, 2022Oct 2, 2020
Steven Joseph KurtzCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherApr 5, 2022Apr 5, 2021
Katy Demarco BiddleCapital Analysts BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 28, 2022Apr 25, 2022
Allan Curtis ParlierCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherMar 25, 2022Sep 9, 2020
David LefebreCapital Analysts BD affiliatedCadaret Grant & Co Inc BD affiliatedAffiliated broker-dealer or bank to anotherFeb 1, 2022Feb 15, 2022
Adam Keith FergusonCapital Analysts BD affiliatedMissionsquare Retirement institutionalOtherJan 24, 2022Feb 17, 2022
Nicholas John SchlagheckCapital Analysts BD affiliatedCape Investment Advisory, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 11, 2022Aug 29, 2022 (230 d)
Jack D BrannanCapital Analysts BD affiliatedCreative Financial Designs, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 4, 2022Jan 4, 2022
Lori Jean SiroCapital Analysts BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2021Dec 20, 2021
Jared Reed WeissCapital Analysts BD affiliatedLegend Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2021Jan 25, 2019
Korey Michael KnepperCapital Analysts BD affiliatedCetera Advisors LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2021Jan 3, 2022 (31 d)
Pranav S PatelCapital Analysts BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 19, 2021Jan 10, 2022 (52 d)
Steven James PodgorskiCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherNov 15, 2021Nov 15, 2021
Jimmy Shannon ForbisCapital Analysts BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2021Oct 29, 2021
Craig Robert HowardCapital Analysts BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 1, 2021Nov 2, 2021
Rico Allen CameroneCapital Analysts BD affiliatedNew Era Investments LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 14, 2021Jan 30, 2026 (1569 d)
Amber PauleyCapital Analysts BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 29, 2021Nov 5, 2021 (37 d)
Grant Eugene FosterCapital Analysts BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2021Sep 23, 2021
William David WolcottCapital Analysts BD affiliatedAdvisory Services Network independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2021Sep 20, 2021
William Joseph CooperCapital Analysts BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2021Oct 19, 2021 (40 d)
Jason BillupsCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2021May 11, 2020
Lisa Renee CameroneCapital Analysts BD affiliatedNew Era Investments LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 9, 2021Mar 8, 2024 (911 d)
Tara Marie WilliamsCapital Analysts BD affiliatedSmith Anglin Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 7, 2021Apr 9, 2025 (1310 d)
Curtis L SpellerCapital Analysts BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 5, 2021Jan 3, 2022 (151 d)
Hannah O SleddCapital Analysts BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2021Nov 15, 2021 (112 d)
Brian FranfordCapital Analysts BD affiliatedCompass Wealth Management, LLC otherOtherJun 14, 2021Jul 11, 2019
Blaine Matthew RogersCapital Analysts BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherMay 5, 2021Jun 28, 2021 (54 d)
Rico CameroneCapital Analysts BD affiliatedNew Era Investments LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 4, 2021Jun 10, 2021 (37 d)
Richard Allen ZajacCapital Analysts BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherApr 26, 2021Apr 26, 2021
Michael Bassell KarwicCapital Analysts BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherApr 26, 2021May 3, 2021
Daniel Richard ZajacCapital Analysts BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherApr 26, 2021Apr 26, 2021
Benjamin Ryan ZajacCapital Analysts BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherApr 26, 2021Apr 26, 2021
Bryan Joseph GalliganCapital Analysts BD affiliatedSouth Shore Investment Services LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2021Feb 4, 2021
Michael James GracieCapital Analysts BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherMar 23, 2021Dec 16, 2025 (1729 d)
Christopher JacksonCapital Analysts BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 4, 2021Mar 11, 2021
Aaron Michael McandrewCapital Analysts BD affiliatedShepherd Financial Investment Advisory LLC institutionalOtherMar 2, 2021Aug 20, 2018
Jaclyn Nicole HarveyCapital Analysts BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 22, 2021Feb 23, 2021
Joseph Michael NelsonCapital Analysts BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherFeb 5, 2021Feb 5, 2021
Joseph Patrick KerriganCapital Analysts BD affiliatedGlobal Retirement Partners LLC institutionalOtherDec 23, 2020Jul 24, 2024 (1309 d)
Donna Denise RuddCapital Analysts BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2020Jan 5, 2021
Craig Sterling ForsbergCapital Analysts BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 17, 2020Dec 15, 2020
Kathryn Aiksnoras DennenCapital Analysts BD affiliatedCompass Financial Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2020Dec 9, 2020
Keith Casey MahanCapital Analysts BD affiliatedStonecrest Wealth Management, Inc no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 1, 2020Dec 10, 2020
Patricia LopezCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Jun 6, 2018
Peter R FranzCapital Analysts BD affiliatedBeacon Financial Advisory LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2020Aug 6, 2018
Brian WiscombeCapital Analysts BD affiliatedStonecrest Wealth Management, Inc no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 1, 2020Dec 10, 2020
Ryan Walter CarlinCapital Analysts BD affiliatedSecurian Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 10, 2020Feb 2, 2021 (84 d)
Teresa Robin LundineCapital Analysts BD affiliatedUnited Advisors America independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2020Jun 3, 2021 (240 d)
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371 moves match.