DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Td Private Client Wealth LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Andrew WaggettTd Private Client Wealth LLC BD affiliatedThrivent Investment Management Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 4, 2019Aug 11, 2020 (312 d)
Roseanne StavelyTd Private Client Wealth LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2019Sep 9, 2019
Paul LongobardiTd Private Client Wealth LLC BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherAug 30, 2019Nov 2, 2020 (430 d)
Christopher Scott CarterTd Private Client Wealth LLC BD affiliatedArcadia Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2019Aug 7, 2025 (2169 d)
John Jarrett FitzgeraldTd Private Client Wealth LLC BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 7, 2019May 9, 2019
John Fitzgerald CullinanTd Private Client Wealth LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2019Jan 23, 2019
Edward Joseph TravagliantiTd Private Client Wealth LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2019Jan 23, 2019
Matthew Barry LeblancTd Private Client Wealth LLC BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherJan 22, 2019Feb 6, 2019
Ronald Phillip GallantTd Private Client Wealth LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 9, 2019Oct 16, 2019 (280 d)
Carly Meyer BentleyTd Private Client Wealth LLC BD affiliatedM&T Securities, Inc. unclassifiedOtherJul 23, 2018Aug 21, 2018
Michael John KerrTd Private Client Wealth LLC BD affiliatedBrinker Capital Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 8, 2018May 4, 2018
Aaron James SousaTd Private Client Wealth LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseApr 13, 2018Apr 19, 2018
Larysa P SmykovskayaTd Private Client Wealth LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 23, 2018Nov 16, 2018 (238 d)
Jason MancivalanoTd Private Client Wealth LLC otherWells Fargo Advisors wirehouseOtherJan 9, 2018Jan 9, 2018
Christina Marie RayaTd Private Client Wealth LLC otherBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherJan 9, 2018Jan 24, 2018
Joseph Frederick BlairTd Private Client Wealth LLC otherEmpower Advisory Group, LLC institutionalOtherNov 8, 2017Feb 3, 2020 (817 d)
David Lawrence MurphyTd Private Client Wealth LLC otherSvb Wealth otherOtherJul 26, 2017Jul 31, 2017
Paul Thomas GordonTd Private Client Wealth LLC otherAdvice And Planning Services BD affiliatedOtherJul 12, 2017Aug 19, 2025 (2960 d)
Brandon Michael McfaddenTd Private Client Wealth LLC otherBb&T Investment Services, Inc. otherOtherJul 7, 2017Aug 1, 2017
Marjorie DorcedieuseulTd Private Client Wealth LLC otherCitigroup Global Markets Inc. BD affiliatedOtherJun 15, 2017May 7, 2018 (326 d)
Adam WestTd Private Client Wealth LLC otherSantander Securities otherOtherJun 1, 2017Jun 6, 2017
Catherine Mary Arnet-ValegaTd Private Client Wealth LLC otherLPL Financial LLC otherOtherMar 28, 2017May 15, 2017 (48 d)
David J ChapinTd Private Client Wealth LLC otherMorgan Stanley wirehouseOtherMar 20, 2017Apr 27, 2017 (38 d)
Wayne George RogersTd Private Client Wealth LLC otherRBC Securities, Inc. independent RIAOtherFeb 8, 2017Sep 12, 2018 (581 d)
Linda M. LombariTd Private Client Wealth LLC otherMorgan Stanley wirehouseOtherOct 21, 2016Oct 20, 2016
Jason Robert CalderwoodTd Private Client Wealth LLC otherPnc Wealth Management otherOtherJun 23, 2016Jul 20, 2016
Jodie Kevetos MamedeTd Private Client Wealth LLC otherMorgan Stanley wirehouseOtherJun 9, 2016Jun 22, 2016
Cory Shannon SaylorTd Private Client Wealth LLC otherAdvice And Planning Services BD affiliatedOtherApr 21, 2016Jul 8, 2025 (3365 d)
Kimberly Wheeler GoodmanTd Private Client Wealth LLC otherWells Fargo Advisors wirehouseOtherApr 12, 2016Jul 24, 2026 (3755 d)
Brian Joseph WorganTd Private Client Wealth LLC otherLPL Financial LLC BD affiliatedOtherMar 28, 2016Nov 26, 2019 (1338 d)
Richard Alan RosenTd Private Client Wealth LLC otherSatucket Capital Management, LLC unclassifiedOtherFeb 11, 2016Apr 15, 2016 (64 d)
Jennifer Lynn MashiniTd Private Client Wealth LLC otherGoldman Sachs Wealth Services, L.P. otherOtherJan 22, 2016Feb 9, 2016
Paul Henry DegraziaTd Private Client Wealth LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 15, 2016Jan 14, 2016
Alexander George MoodyTd Private Client Wealth LLC otherPeople'S Securities, Inc. otherOtherDec 15, 2015Jun 7, 2016 (175 d)
Michael Edward HoganTd Private Client Wealth LLC otherWellesley Asset Management, Inc. otherOtherNov 20, 2015Dec 11, 2015
Johnny Dale StricklandTd Private Client Wealth LLC otherTruist Advisory Services, Inc. no RAUMOtherOct 16, 2015Sep 13, 2016 (333 d)
Mark Leonard DigangiTd Private Client Wealth LLC otherAdvice And Planning Services otherOtherSep 21, 2015Sep 30, 2015
Anca Daniela DeheleanTd Private Client Wealth LLC otherJanney Montgomery Scott LLC otherOtherSep 21, 2015Nov 30, 2015 (70 d)
Sandra MartinTd Private Client Wealth LLC otherMorgan Stanley wirehouseOtherSep 10, 2015Aug 10, 2016 (335 d)
Mary Robey MacdonaldTd Private Client Wealth LLC otherPersonal Path Financial Planning state registeredOtherAug 27, 2015Sep 5, 2017 (740 d)
Shannon LittlejohnTd Private Client Wealth LLC otherSuntrust Investment Services, Inc. otherOtherAug 27, 2015Oct 29, 2015 (63 d)
Mark Richard MallerTd Private Client Wealth LLC otherWells Fargo Advisors wirehouseOtherJul 27, 2015Nov 3, 2015 (99 d)
Nate Danielle ColletteTd Private Client Wealth LLC otherGoldman Sachs Wealth Services, L.P. otherOtherJun 25, 2015Jul 24, 2015
Damon Christopher MissouriTd Private Client Wealth LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 15, 2015Aug 1, 2016 (413 d)
Justin WalshTd Private Client Wealth LLC otherAdvice And Planning Services otherOtherApr 8, 2015Aug 25, 2015 (139 d)
Robert William GalloTd Private Client Wealth LLC otherAdvice And Planning Services BD affiliatedOtherDec 9, 2014May 25, 2021 (2359 d)
Marilyn Virginia SullivanTd Private Client Wealth LLC otherMorgan Stanley wirehouseOtherSep 26, 2014Oct 8, 2014
Michael Evan ElchonessTd Private Client Wealth LLC otherPnc Wealth Management otherOtherJul 1, 2014Aug 13, 2014 (43 d)
Susan M LanhamTd Private Client Wealth LLC otherEdelman Financial Services, LLC otherOtherMay 19, 2014May 27, 2014
Mason Cary SalitTd Private Client Wealth LLC otherValley Financial Management, Inc. BD affiliatedOtherMar 11, 2014Apr 7, 2014
Carol Blade YochemTd Private Client Wealth LLC otherFirst Horizon Advisors, Inc otherOtherFeb 28, 2014Jan 7, 2015 (313 d)
Clark Brady StosselTd Private Client Wealth LLC otherIndependent Financial Partners otherOtherDec 6, 2013Aug 8, 2017 (1341 d)
Michael Jay HuxleyTd Private Client Wealth LLC no RAUMM&T Securities, Inc. unclassifiedOtherJul 8, 2013Sep 5, 2013 (59 d)
Page 4 of 4Previous
233 moves match.