DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Balefire, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Amy Peschl BattaBalefire, LLC independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAAug 11, 2026Aug 12, 2026
Harold Dunbar CooleyBalefire, LLC mixed wealthCsenge Advisory Group, LLC independent RIARIA to RIAApr 18, 2025Apr 8, 2025
Dylan Matthew KvaaleBalefire, LLC independent RIAMake Way Wealth Management state registeredRIA to a state-registered adviserMar 26, 2025Mar 28, 2025
Travis James KvaaleBalefire, LLC independent RIAMake Way Wealth Management state registeredRIA to a state-registered adviserMar 26, 2025Jan 1, 2026 (281 d)
Bailey Lee VansickleBalefire, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankMar 20, 2025Nov 1, 2024
Troy Edward MillerBalefire, LLC independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2023Aug 4, 2021
James Marshall MarsBalefire, LLC independent RIALPL Financial LLC otherOtherDec 31, 2023Oct 2, 2013
Erika WoodBalefire, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2023Mar 22, 2021
Lee Harold RycraftBalefire, LLC independent RIAMidwest Financial Strategies state registeredRIA to a state-registered adviserDec 31, 2023Jan 9, 2024
Ryan James KromeBalefire, LLC independent RIALPL Financial LLC otherOtherMar 24, 2023May 26, 2017
Timothy Christopher ThurstonBalefire, LLC independent RIAWealthspire Retirement Advisory institutionalOtherDec 7, 2022Dec 14, 2022
Troy Albert ForeBalefire, LLC independent RIAAspen Wealth Management, LLC independent RIARIA to RIANov 17, 2022May 24, 2023 (188 d)
John Boris OnufreiczukBalefire, LLC independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2022Jun 12, 2023 (277 d)
Eric KautzmanBalefire, LLC independent RIABerger Financial Group independent RIARIA to RIAJul 6, 2022Aug 8, 2022 (33 d)
Charles Peter GeersBalefire, LLC independent RIALPL Financial LLC independent RIARIA to RIAApr 28, 2022Jun 2, 2022 (35 d)
Michael Robert OsgoodBalefire, LLC independent RIALPL Financial LLC independent RIARIA to RIAApr 28, 2022Apr 26, 2022
Bryan C. JacksonBalefire, LLC independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIAApr 8, 2022Jul 1, 2022 (84 d)
Maria Anna EriksenBalefire, LLC otherLPL Financial LLC independent RIAOtherFeb 4, 2022Feb 18, 2023 (379 d)
Jesus Roberto TorresBalefire, LLC otherHoward Financial Services, Ltd. independent RIAOtherJan 26, 2022Feb 10, 2022
Matthew Lewis GentryBalefire, LLC otherEvidence Wealth, LLC state registeredOtherAug 26, 2021Aug 24, 2021
Adam Denton PrewettBalefire, LLC otherTitleist Capital, LLC independent RIAOtherJul 9, 2021Jun 23, 2021
Ian Alexander TroutmanBalefire, LLC otherFisher Investments independent RIAOtherMar 31, 2021May 27, 2021 (57 d)
Michael Ralph RomigBalefire, LLC mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 24, 2021Feb 5, 2021
Dean KhatibBalefire, LLC mixed wealthDesla Wealth Management state registeredRIA to a state-registered adviserJan 26, 2021Jan 21, 2021
Bryant HayesBalefire, LLC mixed wealthCharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJan 22, 2021Apr 13, 2021 (81 d)
Nathan Dale FichterBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIADec 4, 2020Dec 12, 2024 (1469 d)
Edward Allen SmithBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIANov 20, 2020Aug 3, 2020
Herbert Edward ModglinBalefire, LLC mixed wealthFive Talents Financial Management Group LLC no RAUMRIA to a newly registered adviserNov 4, 2020Aug 11, 2020
Andrew Hughes SusaninBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIASep 15, 2020Aug 19, 2020
Christopher John HansonBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIAAug 11, 2020Aug 6, 2020
Dana Gene RauschBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIAAug 11, 2020Aug 14, 2020
Laurie Jo KetterlingBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIAAug 11, 2020Aug 6, 2020
Patrick Michael MccabeBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIAAug 11, 2020Aug 6, 2020
David Michael SuntkenBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIAJul 24, 2020Aug 3, 2020
Damon Mark SchimmingBalefire, LLC mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 19, 2020Mar 26, 2020
Andrew MerchantBalefire, LLC mixed wealthPrime Capital Financial otherOtherMar 13, 2020Mar 21, 2020
Nicholas Battiste CapobiancoBalefire, LLC mixed wealthLPL Financial LLC otherOtherDec 19, 2019Oct 2, 2013
Jonathan Chapman PearsonBalefire, LLC mixed wealthLPL Financial LLC otherOtherDec 19, 2019Oct 2, 2013
Titanya WattersBalefire, LLC mixed wealthNeuberger Berman Bd LLC no RAUMOtherAug 23, 2019Sep 9, 2019
Marco Antonio LopezBalefire, LLC mixed wealthLPL Financial LLC independent RIARIA to RIAJun 12, 2019Jun 7, 2019
James Raymond ClarkBalefire, LLC mixed wealthLPL Financial LLC independent RIARIA to RIAMay 17, 2019Nov 1, 2018
Erick CarlosBalefire, LLC mixed wealthLPL Financial LLC independent RIARIA to RIAApr 26, 2019Apr 26, 2019
Mary Louise GibbonsBalefire, LLC independent RIARia Advisory Group, LLC otherOtherMar 5, 2019Mar 1, 2019
Brian Matthew ThompsonBalefire, LLC independent RIARockway Wealth Partners unclassifiedOtherJul 25, 2018Jun 28, 2018
John Joseph NielsenBalefire, LLC independent RIANielsen Financial Management, Inc. unclassifiedOtherJun 1, 2018Mar 8, 2018
Daniel Troy StidhamBalefire, LLC independent RIAStrategic Planning Associates state registeredRIA to a state-registered adviserMay 25, 2018Apr 4, 2019 (314 d)
Jeffrey Lawrence GibbonsBalefire, LLC independent RIARia Advisory Group, LLC otherOtherDec 31, 2017Sep 18, 2017
Andrew Hughes SusaninBalefire, LLC independent RIALPL Financial LLC otherOtherDec 31, 2017Oct 2, 2013
Edward Allen SmithBalefire, LLC independent RIALPL Financial LLC independent RIARIA to RIADec 31, 2017Jan 17, 2018
Lance Jonathan ClausonBalefire, LLC independent RIAKestra Advisory Services, LLC otherOtherDec 31, 2017May 15, 2017
James Edward WilterdinkBalefire, LLC independent RIALPL Financial LLC independent RIARIA to RIADec 31, 2017May 2, 2018 (122 d)
Vincent Paul SturmBalefire, LLC otherBfc Planning, Inc. otherOtherAug 26, 2016Sep 22, 2016
Jay Carl PolsonBalefire, LLC otherRaymond James & Associates, Inc. national BDOtherAug 2, 2016Aug 1, 2016
Jeremy Alan LyonsBalefire, LLC otherAdvantage Investment Management, LLC otherOtherMay 6, 2015Feb 6, 2015
John Raymond PhillipsBalefire, LLC otherLPL Financial LLC otherOtherMay 15, 2014Oct 2, 2013
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55 moves match.