DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Newedge Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Glenn Dale Hoyer | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 12, 2024 |
| Melissa Borne Dugas | Newedge Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2024 | Jul 18, 2024 |
| Alexander L Fullerton | Newedge Advisors BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2024 | Jun 12, 2024 |
| Cheri Denny Poston | Newedge Advisors BD affiliated | Gratus Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 5, 2024 | Jan 23, 2024 |
| Dorothy Pratt Mannix | Newedge Advisors BD affiliated | Gratus Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 1, 2024 | Jan 23, 2024 |
| Cline Edward Reasor | Newedge Advisors BD affiliated | Gratus Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 1, 2024 | Jan 11, 2024 |
| Chad Tyler Williamson | Newedge Advisors BD affiliated | Gratus Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 1, 2024 | Jan 18, 2024 |
| Zelalem Baalu Girma | Newedge Advisors BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Jan 30, 2024 |
| James Henry Cox | Newedge Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2024 | Mar 14, 2024 (65 d) |
| John Bay | Newedge Advisors BD affiliated | M3 Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Feb 15, 2024 (37 d) |
| Gregory Michael Bakke | Newedge Advisors BD affiliated | Expand Financial, LLC institutional | Other | Jan 2, 2024 | Jan 4, 2022 |
| Kimberly Marie Clenney | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Feb 13, 2024 (62 d) |
| Gerald Long Sullivan | Newedge Advisors BD affiliated | Gratus Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 29, 2023 | Dec 12, 2023 |
| Theresa Ann Bilello | Newedge Advisors BD affiliated | Legacy Edge Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2023 | Nov 1, 2023 |
| Robert Francis Rom | Newedge Advisors BD affiliated | Legacy Edge Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2023 | Nov 1, 2023 |
| Scott Jason Israel | Newedge Advisors BD affiliated | Legacy Edge Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2023 | Nov 1, 2023 |
| Jason Sean Kass | Newedge Advisors BD affiliated | Legacy Edge Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2023 | Nov 2, 2023 |
| Mark Steven Mcneely | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Oct 20, 2023 |
| Tavis Gannon Parkerson | Newedge Advisors BD affiliated | Oak Harvest Investment Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2023 | Sep 26, 2023 (43 d) |
| Justin Paul Montreuil | Newedge Advisors BD affiliated | Black Swift Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2023 | Jul 27, 2023 |
| Dawn Marie Kalinowski | Newedge Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 31, 2023 | Aug 25, 2023 (86 d) |
| James Henry Smith | Newedge Advisors BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | May 24, 2023 |
| Jared Daniel Burke | Newedge Advisors BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Feb 9, 2023 |
| Evan Shifley | Newedge Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 1, 2023 | Feb 27, 2023 |
| Samantha Lynn Melching | Newedge Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2023 | Jan 12, 2023 |
| Melanie D Trexler | Newedge Advisors BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Mar 31, 2023 (99 d) |
| Joshua Reed Stein | Newedge Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2022 | Dec 6, 2022 |
| Melissa Jean Stein | Newedge Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2022 | Dec 5, 2022 |
| Joseph Mccarrell Piszczor | Newedge Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2022 | Dec 5, 2022 |
| Leslie Penka | Newedge Advisors BD affiliated | Expand Financial, LLC institutional | Other | Nov 29, 2022 | Jul 14, 2023 (227 d) |
| Lewis Matthew Young | Newedge Advisors BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2022 | Nov 16, 2022 |
| Russell Garrett Stehling | Newedge Advisors BD affiliated | Avid Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2022 | Nov 1, 2022 |
| Alicia Ashley Fuschak | Newedge Advisors BD affiliated | Avid Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2022 | Nov 1, 2022 |
| Eric Ilmari Kala | Newedge Advisors BD affiliated | Avid Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2022 | Nov 1, 2022 |
| Barret L Kolle | Newedge Advisors BD affiliated | Avid Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2022 | Nov 1, 2022 |
| Lindsey P Tablizo | Newedge Advisors BD affiliated | Avid Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | Jul 14, 2026 (1351 d) |
| Daniel John Reinke | Newedge Advisors BD affiliated | Avid Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2022 | Nov 1, 2022 |
| Haley Lynn Ellis | Newedge Advisors BD affiliated | Allegiance Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Nov 4, 2022 |
| Nicholas Anthony Moriarty | Newedge Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Jan 11, 2023 (96 d) |
| Joseph Tyndale Neff | Newedge Advisors BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Aug 31, 2022 |
| James Paul Reese | Newedge Advisors BD affiliated | New Edge Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Aug 1, 2022 |
| Michael Thomas Bigley | Newedge Advisors BD affiliated | New Edge Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Aug 1, 2022 |
| Richard Lee Hurt | Newedge Advisors BD affiliated | New Edge Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Aug 2, 2022 |
| James Fred Berquist | Newedge Advisors BD affiliated | New Edge Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Aug 1, 2022 |
| Gregory L. Clifford | Newedge Advisors BD affiliated | The Clifford Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 27, 2022 | Mar 31, 2022 |
| John Connor Murtagh | Newedge Advisors BD affiliated | The Clifford Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 27, 2022 | Mar 31, 2022 |
| Mitchell Thomas Bodenmiller | Newedge Advisors BD affiliated | Buckingham Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2022 | Sep 29, 2022 (65 d) |
| Kevin Mitchell Starkey | Newedge Advisors BD affiliated | Ftn Capital Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 23, 2022 | Jun 13, 2025 (1086 d) |
| Stephanie G Bogden | Newedge Advisors BD affiliated | Ewa, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2022 | Jun 4, 2022 |
| Brent Patrick Nicks | Newedge Advisors BD affiliated | Amb Wealth, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | Oct 31, 2023 (551 d) |
| Tenzing Thomas Deck | Newedge Advisors BD affiliated | Bricktown Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 28, 2022 | Jul 19, 2022 (113 d) |
| Tyler Liffrig | Newedge Advisors BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2022 | Jan 13, 2022 |
| Rebecca May Hood | Newedge Advisors BD affiliated | Bny Mellon Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 16, 2021 |
| Hallie Swayze Marshall | Newedge Advisors BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2021 | Dec 6, 2021 (56 d) |
| Michael Edward Jones | Newedge Advisors BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Jan 5, 2022 (97 d) |
| Jason March Coffield | Newedge Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Jul 30, 2021 |
| Damien J Saccani | Newedge Advisors BD affiliated | Maiden Cove Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2021 | Mar 31, 2021 |
| Christopher Bradley Ayer | Newedge Advisors independent RIA | Pallas Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 8, 2020 | Nov 18, 2020 |
| Mark Allan Bogar | Newedge Advisors independent RIA | Pallas Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 1, 2020 | Nov 18, 2020 |
| Charles Costa Evangelakos | Newedge Advisors independent RIA | Pallas Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 1, 2020 | Nov 16, 2020 |
130 moves match.