DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Suntrust Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Lori Jeanne Taylor	Suntrust Investment Services, Inc. other	Fifth Third Securities, Inc. other	Other	Dec 22, 2014	Jan 15, 2015
Tyler Lee Van Donge	Suntrust Investment Services, Inc. other	Msi Financial Services, Inc. other	Other	Dec 19, 2014	Feb 2, 2015 (45 d)
Jeffrey Bruce Knight	Suntrust Investment Services, Inc. other	First Citizens Asset Management, Inc other	Other	Dec 16, 2014	Dec 23, 2014
Craig M Long	Suntrust Investment Services, Inc. other	LPL Financial LLC other	Other	Dec 12, 2014	Jan 6, 2015
Lawrence Grier Williford	Suntrust Investment Services, Inc. other	Raymond James & Associates, Inc. national BD	Other	Dec 3, 2014	Dec 2, 2014
William Thomas Brooks	Suntrust Investment Services, Inc. other	Synovus Securities, Inc. BD affiliated	Other	Nov 18, 2014	Oct 28, 2019 (1805 d)
Teogonio Ayala	Suntrust Investment Services, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Nov 18, 2014	Dec 19, 2014 (31 d)
Matthew Jay Coto	Suntrust Investment Services, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Nov 18, 2014	Jan 5, 2015 (48 d)
Thomas J Dowd	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Oct 31, 2014	Nov 3, 2025 (4021 d)
Larry Eugene Elliott	Suntrust Investment Services, Inc. other	Transamerica Retirement Advisors, LLC other	Other	Oct 24, 2014	Nov 3, 2014
Eric Adam Mackellar	Suntrust Investment Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Oct 24, 2014	Nov 17, 2014
Nadira Balkissoon Deery	Suntrust Investment Services, Inc. other	Goldman Sachs Wealth Services, L.P. other	Other	Oct 21, 2014	Oct 30, 2014
Wheat Andrew Kelley	Suntrust Investment Services, Inc. other	Bb&T Investment Services, Inc. no RAUM	Other	Oct 10, 2014	Oct 10, 2014
Joshua Phillip Ferguson	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 9, 2014	Oct 16, 2014
Robert Daniel Suss	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Oct 3, 2014	Aug 12, 2015 (313 d)
Stephen Mark Bair	Suntrust Investment Services, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Oct 2, 2014	May 15, 2015 (225 d)
Jason David Derosa	Suntrust Investment Services, Inc. other	Morgan Stanley wirehouse	Other	Oct 2, 2014	May 13, 2015 (223 d)
John Peter Gagliardi	Suntrust Investment Services, Inc. other	M&T Securities, Inc. unclassified	Other	Sep 29, 2014	Oct 8, 2014
Lindsey Nelson Toole	Suntrust Investment Services, Inc. other	Northwestern Mutual Investment Services,LLC other	Other	Sep 23, 2014	Oct 6, 2014
Roy William Mccullough	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 10, 2014	Sep 19, 2014
Martha Murphy Lord	Suntrust Investment Services, Inc. other	RBC Capital Markets, LLC national BD	Other	Sep 10, 2014	Sep 25, 2014
Freddie Moultrie	Suntrust Investment Services, Inc. other	Citigroup Global Markets Inc. other	Other	Sep 9, 2014	Oct 3, 2014
Benito Canales	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 9, 2014	Sep 18, 2014
Joel Nathan Zvi Goren	Suntrust Investment Services, Inc. other	Bb&T Investment Services, Inc. other	Other	Sep 9, 2014	Nov 8, 2017 (1156 d)
Robert Claude Norman	Suntrust Investment Services, Inc. other	LPL Financial LLC other	Other	Sep 4, 2014	Aug 28, 2014
Marnie Steen	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 2, 2014	Sep 25, 2014
Jeffrey Alan Heeder	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 29, 2014	Apr 27, 2015 (241 d)
Kevin Terrell Allman	Suntrust Investment Services, Inc. other	The Mather Group, LLC independent RIA	Other	Aug 25, 2014	Sep 13, 2019 (1845 d)
Jaret Clinton Mutter	Suntrust Investment Services, Inc. other	Investment Centers Of America, Inc. other	Other	Aug 25, 2014	Aug 18, 2014
Tommy Wayne Porter	Suntrust Investment Services, Inc. other	Founders Financial Alliance, LLC other	Other	Aug 22, 2014	Oct 3, 2014 (42 d)
James Allen Sloop	Suntrust Investment Services, Inc. other	Founders Financial Alliance, LLC other	Other	Aug 21, 2014	May 21, 2015 (273 d)
Tiffany Renee Rawling	Suntrust Investment Services, Inc. other	Investment Centers Of America, Inc. other	Other	Aug 21, 2014	Aug 15, 2014
Andrew Thomas Schenker	Suntrust Investment Services, Inc. other	Investment Centers Of America, Inc. other	Other	Aug 21, 2014	Aug 21, 2014
Russell James Toms	Suntrust Investment Services, Inc. other	Cuna Brokerage Services, Inc. other	Other	Aug 19, 2014	Sep 2, 2014
Christopher Michael Spearman	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Aug 13, 2014	Aug 7, 2014
Emily Raven Young	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Aug 11, 2014	Aug 11, 2014
William Horne Sterling	Suntrust Investment Services, Inc. other	Raymond James & Associates, Inc. national BD	Other	Aug 11, 2014	Sep 12, 2019 (1858 d)
Ferris S J Ahn	Suntrust Investment Services, Inc. other	Usaa Financial Planning Services no RAUM	Other	Jul 25, 2014	Aug 15, 2014
Kevin Alexander Mautte	Suntrust Investment Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jul 15, 2014	Jul 15, 2014
Edward Parks	Suntrust Investment Services, Inc. other	Fsc Securities Corporation other	Other	Jul 10, 2014	Jul 16, 2014
Diana Margarita Mirabal	Suntrust Investment Services, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Jul 8, 2014	Jul 31, 2014
Peggy Ann Thorlton	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jun 30, 2014	Jun 30, 2014
Terry M Levenberg	Suntrust Investment Services, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Jun 26, 2014	Dec 9, 2014 (166 d)
Barbara Montgomery Selig	Suntrust Investment Services, Inc. other	Advice And Planning Services other	Other	Jun 23, 2014	Jul 21, 2014
Kevin Antonio Lattimore	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jun 12, 2014	Jul 9, 2014
Anton L Reese	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 6, 2014	Oct 28, 2014 (144 d)
William Matthew Palmer	Suntrust Investment Services, Inc. other	Fifth Third Securities, Inc. other	Other	May 19, 2014	Aug 5, 2014 (78 d)
Joshua Aaron Green	Suntrust Investment Services, Inc. other	Bb&T Investment Services, Inc. no RAUM	Other	May 16, 2014	Apr 15, 2014
Gregory Carsten Schmertmann	Suntrust Investment Services, Inc. other	Raymond James & Associates, Inc. national BD	Other	May 14, 2014	May 21, 2014
Yanick Kolbjornsen Midyette	Suntrust Investment Services, Inc. other	Strategic Advisers LLC national BD	Other	May 6, 2014	Jun 4, 2014
Orlando Rafael Cruz	Suntrust Investment Services, Inc. other	Msi Financial Services, Inc. other	Other	May 5, 2014	May 14, 2014
Lisa Michelle Miranda	Suntrust Investment Services, Inc. other	Advice And Planning Services other	Other	Apr 29, 2014	May 12, 2014
James Morgan Edwards	Suntrust Investment Services, Inc. other	UBS Financial Services Inc. wirehouse	Other	Apr 29, 2014	Apr 25, 2014
Pedro Jose Escobar	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Apr 22, 2014	Apr 17, 2014
Keith Gregary Watson	Suntrust Investment Services, Inc. other	Fifth Third Securities, Inc. other	Other	Apr 10, 2014	Oct 9, 2015 (547 d)
Patricia Diane Powell	Suntrust Investment Services, Inc. other	Wellington Shields & Co., LLC other	Other	Apr 8, 2014	Feb 16, 2015 (314 d)
Gregory M Stahl	Suntrust Investment Services, Inc. other	LPL Financial LLC other	Other	Mar 26, 2014	Mar 28, 2014
Steven Brian Hamilton	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 21, 2014	Mar 5, 2014
Raymond L. Scott	Suntrust Investment Services, Inc. other	Homestead Advisers Corp. other	Other	Feb 21, 2014	Apr 14, 2017 (1148 d)
Victoria Crissy Miller	Suntrust Investment Services, Inc. other	UBS Financial Services Inc. wirehouse	Other	Feb 18, 2014	Mar 12, 2014

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1,077 moves match.