DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Signator Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Liam Jared House-Myers	Signator Financial Services, Inc. other	Osaic Wealth, Inc. BD affiliated	Other	Jan 7, 2016	Nov 2, 2018 (1030 d)
Malcolm Macdonald Thomas	Signator Financial Services, Inc. other	Osaic Wealth, Inc. BD affiliated	Other	Dec 28, 2015	Feb 6, 2026 (3693 d)
Philip A. Grant	Signator Financial Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Nov 2, 2015	Jun 9, 2016 (220 d)
Daniel Neil Talcott	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Sep 17, 2015	Sep 17, 2015
William Shannon Gardner	Signator Financial Services, Inc. other	Kms Financial Services, Inc other	Other	Sep 1, 2015	Sep 4, 2015
Ryan Vance Golinski	Signator Financial Services, Inc. other	Kms Financial Services, Inc other	Other	Sep 1, 2015	Oct 1, 2015
Scott R Warner	Signator Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Jul 16, 2015	Jul 16, 2015
Tamara Maxine Kotaska	Signator Financial Services, Inc. other	Cetera Investment Advisers LLC other	Other	Jul 10, 2015	Jan 22, 2016 (196 d)
Kyle Steven Bigler	Signator Financial Services, Inc. other	MML Investors Services, LLC other	Other	Jul 2, 2015	Aug 11, 2015 (40 d)
Jared W Knudsen	Signator Financial Services, Inc. other	Kms Financial Services, Inc other	Other	Jul 2, 2015	Jan 11, 2016 (193 d)
Mark Allen Glidewell	Signator Financial Services, Inc. other	Investment Centers Of America, Inc. other	Other	Apr 30, 2015	Apr 30, 2015
Jacob W Balyeat	Signator Financial Services, Inc. other	Investment Centers Of America, Inc. other	Other	Apr 30, 2015	Apr 30, 2015
Gregory Hanna Abdalla	Signator Financial Services, Inc. other	Suntrust Investment Services, Inc. other	Other	Apr 15, 2015	May 1, 2015
Dean Scott Mckenzie	Signator Financial Services, Inc. other	Kms Financial Services, Inc other	Other	Mar 12, 2015	Mar 6, 2015
Joshua David Swayne	Signator Financial Services, Inc. other	Kms Financial Services, Inc other	Other	Feb 9, 2015	Jan 16, 2015
Robert Wesley Shannon	Signator Financial Services, Inc. other	Sjk Financial Planning, L.L.C. unclassified	Other	Dec 24, 2014	Dec 10, 2014
Jerry Marlin Toombs	Signator Financial Services, Inc. other	Allegis Investment Advisors, LLC other	Other	Aug 29, 2014	Aug 29, 2014
Kyle Scott Brennan	Signator Financial Services, Inc. other	Msi Financial Services, Inc. other	Other	Jul 3, 2014	Sep 16, 2014 (75 d)
Christopher Michael Miller	Signator Financial Services, Inc. other	Allegis Investment Advisors, LLC other	Other	Jun 30, 2014	Jul 3, 2014
Kelly Lynn Ryland	Signator Financial Services, Inc. other	LPL Financial LLC other	Other	Jun 16, 2014	Jun 24, 2014
Joseph M Latour	Signator Financial Services, Inc. other	Concert Wealth Management other	Other	Jun 5, 2014	Jun 4, 2014
Harold Oscar Lowe	Signator Financial Services, Inc. other	Transamerica Financial Advisors, LLC other	Other	May 30, 2014	Jun 9, 2014
Andrea Bond Johnson	Signator Financial Services, Inc. other	Foresters Equity Services, Inc. other	Other	May 30, 2014	Jul 21, 2015 (417 d)
Ann Kelly Adams	Signator Financial Services, Inc. other	Valic Financial Advisors, Inc. other	Other	May 15, 2014	May 28, 2014
Garrett Justin Stinson	Signator Financial Services, Inc. other	Creative Planning Institutional Advisors, LLC other	Other	Feb 28, 2014	Mar 4, 2014
Kristal Anne Mcmahan	Signator Financial Services, Inc. other	Scs no RAUM	Other	Feb 6, 2014	Dec 2, 2020 (2491 d)
Jeffrey Allen Wright	Signator Financial Services, Inc. other	Teamwork Financial Advisors, LLC independent RIA	Other	Oct 2, 2013	Aug 25, 2023 (3614 d)
Kenneth Luke Kay	Signator Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Sep 30, 2013	Oct 18, 2013
Michael Dean Walters	Signator Financial Services, Inc. other	Deschutes Investment Consulting, LLC other	Other	Sep 30, 2013	Sep 17, 2014 (352 d)
Eugene Perry Heitman	Signator Financial Services, Inc. other	First Allied Advisory Services, Inc. other	Other	Aug 19, 2013	Nov 4, 2013 (77 d)
Zoe Rowlands	Signator Financial Services, Inc. other	UBS Financial Services Inc. wirehouse	Other	Jul 31, 2013	Feb 14, 2014 (198 d)
Jacy Ryan Hixon	Signator Financial Services, Inc. other	Private Client Services, LLC other	Other	Mar 27, 2013	Jul 17, 2013 (112 d)
Catherine Evelyn St. Dizier	Signator Financial Services, Inc. other	Valic Financial Advisors, Inc. other	Other	Feb 26, 2013	Mar 19, 2013
Steve Utama Sarwono	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Jan 22, 2013	Jan 28, 2013
Joseph Vincent Murray	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Jan 18, 2013	Jan 23, 2013
Dinah Frances Bird-Westerfield	Signator Financial Services, Inc. other	Cetera Advisors LLC other	Other	Dec 3, 2012	Jun 19, 2013 (198 d)
Gary Paul Johanson	Signator Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Nov 1, 2012	Jan 15, 2013 (75 d)
Jonathan E Curley	Signator Financial Services, Inc. other	M Holdings Securities, Inc. other	Other	Jul 31, 2012	Apr 15, 2014 (623 d)
Richard Gerald Clifford	Signator Financial Services, Inc. other	Kms Financial Services, Inc other	Other	Jul 19, 2012	Jul 17, 2012
Christina Marie Cooling	Signator Financial Services, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Jun 18, 2012	Jun 29, 2023 (4028 d)
Robert John Clifford	Signator Financial Services, Inc. other	Kms Financial Services, Inc other	Other	May 10, 2012	Jul 17, 2012 (68 d)
Charles Elmer Sorensen	Signator Financial Services, Inc. other	Allegis Investment Advisors, LLC other	Other	May 7, 2012	May 4, 2012
Brittany Elaine Cross	Signator Financial Services, Inc. other	First Heartland Consultants, Inc. other	Other	Mar 2, 2012	Jul 16, 2013 (501 d)
Jason Robert Jones	Signator Financial Services, Inc. other	Allegis Investment Advisors, LLC other	Other	Feb 9, 2012	Feb 9, 2012
Jeffrey Ray Wangsgard	Signator Financial Services, Inc. other	Allegis Investment Advisors, LLC other	Other	Feb 9, 2012	Feb 9, 2012
Matthew Kip Mendenhall	Signator Financial Services, Inc. other	Allegis Investment Advisors, LLC other	Other	Feb 9, 2012	Aug 3, 2011
Rodney Perry Keyes	Signator Financial Services, Inc. other	Transamerica Financial Advisors, LLC other	Other	Jan 23, 2012	Feb 16, 2012
Gary Ovsak	Signator Financial Services, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Jan 5, 2012	Jan 8, 2013 (369 d)
Donald Craig Rogers	Signator Financial Services, Inc. other	Questar Asset Management, Inc. other	Other	Dec 31, 2011	May 15, 2013 (501 d)
Carlos Arthur Rasmussen	Signator Financial Services, Inc. other	Centaurus Financial, Inc. other	Other	Dec 9, 2011	Dec 8, 2011
Amy Kosmos Bautista	Signator Financial Services, Inc. other	Kosmos Management LLC no RAUM	Other	Nov 30, 2011	Nov 30, 2012 (366 d)
Damon Scott Winter	Signator Financial Services, Inc. other	Kms Financial Services, Inc other	Other	Nov 3, 2011	Nov 3, 2011
Heather Elizabeth Henderson	Signator Financial Services, Inc. other	Key Investment Services LLC other	Other	Oct 4, 2011	Nov 9, 2011 (36 d)
Michael Andrew Steele	Signator Financial Services, Inc. other	Investment Only Annuities unclassified	Other	Sep 30, 2011	Mar 4, 2021 (3443 d)
Tracy Allan Schaff	Signator Financial Services, Inc. other	Kosmos Management LLC no RAUM	Other	Sep 30, 2011	Dec 3, 2012 (430 d)
Michael John Brandone	Signator Financial Services, Inc. other	Questar Asset Management, Inc. other	Other	Aug 23, 2011	Aug 22, 2011
Eric Allen Ingmire	Signator Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jul 18, 2011	Feb 23, 2022 (3873 d)
Martin Mitsuo Arinaga	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Jun 30, 2011	Jul 1, 2011
Alan Masanobu Chinen	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Jun 30, 2011	Jul 1, 2011
Layne Hiromi Takayama	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Jun 30, 2011	Jul 1, 2011

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102 moves match.