| Sean Nathaniel Lawrence | Advice And Planning Services other | Alight Financial Advisors, LLC independent RIA | Other | Jul 30, 2008 | Aug 29, 2018 (3682 d) |
| Andrew Kim | Advice And Planning Services other | Chase Investment Services Corp. other | Other | Jul 22, 2008 | Mar 5, 2009 (226 d) |
| Kevin James Savona | Advice And Planning Services other | Fifth Third Wealth Advisors LLC bank affiliated | Other | Jun 24, 2008 | Jul 20, 2023 (5504 d) |
| Jaclyn Marie Swavely | Advice And Planning Services other | Kistler-Tiffany Advisors other | Other | Jun 19, 2008 | Jul 31, 2008 (42 d) |
| Richard Liebchen | Advice And Planning Services other | Td Ameritrade Investment Management, LLC other | Other | May 20, 2008 | Jan 4, 2011 (959 d) |
| Theodore Paul Giuliano | Advice And Planning Services other | Neuberger Berman Bd LLC other | Other | May 13, 2008 | Oct 5, 2009 (510 d) |
| Douglas Anthony Rothermich | Advice And Planning Services other | Fidelis Capital independent RIA | Other | Apr 15, 2008 | Jun 6, 2024 (5896 d) |
| Charles Romano | Advice And Planning Services other | UBS Financial Services Inc. wirehouse | Other | Mar 17, 2008 | Apr 17, 2008 (31 d) |
| Andrew Paul Gradus | Advice And Planning Services other | Adhesion Wealth Advisor Solutions asset manager | Other | Mar 17, 2008 | Mar 29, 2021 (4760 d) |
| James Michael Derosa | Advice And Planning Services other | Ameritas Advisory Services other | Other | Feb 22, 2008 | Jul 2, 2009 (496 d) |
| Thomas B. Eyers | Advice And Planning Services other | Usaa Financial Planning Services no RAUM | Other | Feb 12, 2008 | Aug 17, 2010 (917 d) |
| Robert Louis Puz | Advice And Planning Services other | Cetera Investment Services LLC other | Other | Feb 5, 2008 | Aug 1, 2012 (1639 d) |
| Scott Patrick Evans | Advice And Planning Services other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 22, 2008 | Dec 20, 2016 (3255 d) |
| Thomas Daniel Kucera | Advice And Planning Services other | Wbi Investments, LLC other | Other | Jan 7, 2008 | Feb 17, 2012 (1502 d) |
| Sam L Robinson | Advice And Planning Services other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 31, 2007 | Oct 3, 2008 (277 d) |
| John T. O'Shea | Advice And Planning Services other | Raymond James & Associates, Inc. national BD | Other | Dec 31, 2007 | Apr 5, 2022 (5209 d) |
| Sarah F Burke | Advice And Planning Services other | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 31, 2007 | Jan 17, 2026 (6592 d) |
| Daniel Matthew Johnson | Advice And Planning Services other | LPL Financial LLC other | Other | Nov 12, 2007 | Jan 12, 2008 (61 d) |
| Martin Augustine Moy | Advice And Planning Services other | Chase Investment Services Corp. other | Other | Nov 6, 2007 | Dec 4, 2007 |
| David Kitterman | Advice And Planning Services other | Woodbury Financial Services, Inc. other | Other | Oct 12, 2007 | May 16, 2011 (1312 d) |
| Brent Dean Hoppe | Advice And Planning Services other | Guardian Wealth Strategies, LLC independent RIA | Other | Sep 24, 2007 | Mar 9, 2020 (4550 d) |
| Neal A Bailey | Advice And Planning Services other | UBS Financial Services Inc. wirehouse | Other | Aug 23, 2007 | Sep 13, 2007 |
| Patrick David Murchison | Advice And Planning Services other | Charles Schwab & Co., Inc. national BD | Other | Aug 23, 2007 | Sep 17, 2007 |
| Andrew Scott Browne | Advice And Planning Services other | Edward Jones national BD | Other | Aug 3, 2007 | Jul 15, 2025 (6556 d) |
| Larry Siu Kwong Ngai | Advice And Planning Services other | LPL Financial LLC other | Other | Jul 30, 2007 | Jun 17, 2009 (688 d) |
| Matthew J Barhorst | Advice And Planning Services other | LPL Financial LLC other | Other | Jul 12, 2007 | Jul 27, 2007 |
| John Mossa | Advice And Planning Services other | Pnc Wealth Management other | Other | May 22, 2007 | May 30, 2007 |
| Melanie Mcumber Folstad | Advice And Planning Services other | UBS Financial Services Inc. wirehouse | Other | Apr 2, 2007 | Apr 27, 2007 |
| Robert Calvin Whiteside | Advice And Planning Services other | Ameritas Advisory Services other | Other | Mar 5, 2007 | Apr 19, 2007 (45 d) |
| Douglas Kyte Semple | Advice And Planning Services other | Equitable Advisors, LLC national BD | Other | Dec 15, 2006 | Jun 5, 2008 (538 d) |
| Angela J Cosgray | Advice And Planning Services other | Life & Money Matters, LLC unclassified | Other | Nov 20, 2006 | May 22, 2007 (183 d) |
| Kevin Michael Burke | Advice And Planning Services other | Morgan Stanley wirehouse | Other | Aug 28, 2006 | Aug 5, 2013 (2534 d) |
| William Lynn | Advice And Planning Services other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Aug 7, 2006 | May 11, 2023 (6121 d) |
| Patrick James Mason | Advice And Planning Services other | Charles Schwab & Co., Inc. national BD | Other | Jul 18, 2006 | Jul 20, 2006 |
| Fernando Lawrence Ortiz | Advice And Planning Services other | Tisch Investment Advisory Inc unclassified | Other | Jun 2, 2006 | Jun 16, 2006 |
| Christopher Matthew Johnson | Advice And Planning Services other | Usaa Financial Planning Services no RAUM | Other | May 30, 2006 | Jun 21, 2013 (2579 d) |
| John James Sheehan | Advice And Planning Services other | Regentatlantic other | Other | May 9, 2006 | Mar 19, 2010 (1410 d) |
| Karl Desmond Spruill | Advice And Planning Services other | Waddell & Reed other | Other | May 1, 2006 | May 4, 2011 (1829 d) |
| Marc Anthony Jimenez | Advice And Planning Services other | Dimensional Fund Advisors LP other | Other | Apr 20, 2006 | Sep 15, 2006 (148 d) |
| Edward Lee Gerber | Advice And Planning Services other | Mcl Financial Group, Inc. unclassified | Other | Apr 10, 2006 | Sep 8, 2010 (1612 d) |
| Patrick Joseph Connors | Advice And Planning Services other | Touchstone Advisors Inc other | Other | Mar 3, 2006 | Mar 20, 2008 (748 d) |
| Allen Wesley Losey | Advice And Planning Services other | Concord Financial Planning & Education, LLC unclassified | Other | Feb 8, 2006 | May 17, 2006 (98 d) |
| Michele A Klanian | Advice And Planning Services other | Strategic Advisers LLC national BD | Other | Jan 18, 2006 | Aug 26, 2010 (1681 d) |
| Steven Phillip Harder | Advice And Planning Services other | Uvest Financial Services Group, Inc. unclassified | Other | Jan 6, 2006 | Jan 31, 2006 |
| Steven Todd Nearpass | Advice And Planning Services other | Osaic Wealth, Inc. other | Other | Nov 9, 2005 | Dec 2, 2005 |
| Kevin A Jones | Advice And Planning Services other | Ameriprise Financial Services, LLC national BD | Other | Oct 25, 2005 | Jun 26, 2006 (244 d) |
| Garry Ian Milbrod | Advice And Planning Services other | Voya Financial Advisors, Inc. other | Other | Sep 15, 2005 | Mar 19, 2008 (916 d) |
| Joseph Lee Hoffmeyer | Advice And Planning Services other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 21, 2005 | Dec 6, 2012 (2725 d) |
| Victoria Lynnette Swanson | Advice And Planning Services other | Pruco Securities, LLC BD affiliated | Other | Feb 23, 2005 | Apr 30, 2024 (7006 d) |