Departures from Sii Investments, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ralph Kirk Teppe	Sii Investments, Inc. other	Next Financial Group, Inc. other	Other	Feb 23, 2009	Feb 2, 2009
Juan Carlos Mansilla	Sii Investments, Inc. other	First Allied Securities, Inc. other	Other	Dec 9, 2008	Dec 10, 2008
Neil Douglas Blicher	Sii Investments, Inc. other	Mariner other	Other	Nov 19, 2008	Feb 19, 2010 (457 d)
David Winston Crist	Sii Investments, Inc. other	Win Team Advisory Services other	Other	Nov 18, 2008	Apr 25, 2001
Douglas Keller Nigh	Sii Investments, Inc. other	Commonwealth Financial Network national BD	Other	Nov 10, 2008	Nov 7, 2008
Jessica Lee Liska	Sii Investments, Inc. other	Invest Financial Corporation other	Other	Sep 2, 2008	Mar 2, 2009 (181 d)
Benjamin Edward Wagner	Sii Investments, Inc. other	Chase Investment Services Corp. other	Other	Aug 11, 2008	Aug 18, 2008
Ty Alan Bernicke	Sii Investments, Inc. other	Raymond James Financial Services, Inc. unclassified	Other	Jul 16, 2008	Jul 16, 2008
Karlyn Renee Etheridge	Sii Investments, Inc. other	Raymond James Financial Services, Inc. unclassified	Other	Jul 16, 2008	Jul 16, 2008
Anthony Steven Herbenson	Sii Investments, Inc. other	Raymond James Financial Services, Inc. unclassified	Other	Jul 16, 2008	Jul 16, 2008
Angela Marie Baggett	Sii Investments, Inc. other	Raymond James Financial Services, Inc. unclassified	Other	Jul 16, 2008	Jul 16, 2008
Jeffrey Alan Bowers	Sii Investments, Inc. other	MML Investors Services, LLC other	Other	Jun 23, 2008	Jun 12, 2008
Matthew John Stolen	Sii Investments, Inc. other	LPL Financial LLC other	Other	Jun 16, 2008	Jul 24, 2008 (38 d)
Timothy Alan Kunkel	Sii Investments, Inc. other	Waveland Capital Partners LLC unclassified	Other	Jan 4, 2008	Jul 23, 2010 (931 d)
Antonio Lisi	Sii Investments, Inc. other	Fortitude Advisory Group L.L.C. other	Other	Dec 11, 2007	Dec 18, 2007
Nicholas A Trajkovski	Sii Investments, Inc. other	Osaic Wealth, Inc. other	Other	Oct 2, 2007	Nov 7, 2007 (36 d)
Leon Alan Stallard	Sii Investments, Inc. other	Edward Jones national BD	Other	Sep 27, 2007	Sep 27, 2007
David R Cromwell	Sii Investments, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 25, 2007	Oct 11, 2007 (78 d)
John Alvin Deppisch	Sii Investments, Inc. other	First Allied Securities, Inc. other	Other	Jul 24, 2007	Jul 26, 2007
Daniel K Palmer	Sii Investments, Inc. other	Nrp Financial, Inc. unclassified	Other	Jul 16, 2007	Jul 5, 2007
Jessica Elizabeth Rebmann	Sii Investments, Inc. other	Citigroup Global Markets Inc. other	Other	Jun 11, 2007	Jun 11, 2007
Jason Allen Rockman	Sii Investments, Inc. other	Investment Advisors Corp other	Other	Apr 26, 2007	Apr 25, 2007
Kittredge Lee Griffin	Sii Investments, Inc. other	Nfp Advisor Services, LLC other	Other	Apr 13, 2007	Apr 4, 2007
Chad Michael Backes	Sii Investments, Inc. other	LPL Financial LLC independent RIA	Other	Mar 2, 2007	Nov 29, 2017 (3925 d)
Steven Charles Scaletty	Sii Investments, Inc. other	Investment Advisors Corp other	Other	Mar 1, 2007	Mar 21, 2007
Greg Charles Greer	Sii Investments, Inc. other	Investment Advisors Corp other	Other	Mar 1, 2007	Mar 21, 2007
Jeffery Glenn Steely	Sii Investments, Inc. other	Annex Wealth Management, LLC other	Other	Dec 19, 2006	Dec 6, 2004
Douglas M Gjerde	Sii Investments, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 12, 2006	Jan 3, 2008 (387 d)
Brannon Boyce Wilds	Sii Investments, Inc. other	Creativeone Securities, LLC other	Other	Dec 7, 2006	Aug 27, 2015 (3185 d)
Lance Robin Monk	Sii Investments, Inc. other	Investment Advisors Corp other	Other	Nov 9, 2006	Sep 11, 2008 (672 d)
Howard Edward Rightsell	Sii Investments, Inc. other	Gunnallen Financial, Inc unclassified	Other	Aug 11, 2006	Aug 9, 2006
Michael Taylor Harvill	Sii Investments, Inc. other	Gunnallen Financial, Inc unclassified	Other	Aug 11, 2006	Aug 10, 2006
Robert Edward Edgecombe	Sii Investments, Inc. other	Gunnallen Financial, Inc unclassified	Other	Aug 9, 2006	Aug 8, 2006
Robert Scott Gerber	Sii Investments, Inc. other	Gunnallen Financial, Inc unclassified	Other	Aug 9, 2006	Aug 7, 2006
Ali Farhoumand	Sii Investments, Inc. other	Atlas Capital Management Corp other	Other	Aug 9, 2006	Mar 17, 1999
Farid Farhoumand	Sii Investments, Inc. other	Atlas Capital Management Corp other	Other	Aug 9, 2006	Jan 14, 1999
Paul Edward Lewis	Sii Investments, Inc. other	First Allied Securities, Inc. other	Other	Jun 12, 2006	Jun 1, 2006
Mark Alan Melnychuk	Sii Investments, Inc. other	Nfp Advisor Services, LLC other	Other	Jun 12, 2006	Jul 20, 2006 (38 d)
Rohin Lawrence Ullberg	Sii Investments, Inc. other	First Allied Securities, Inc. other	Other	May 23, 2006	Jun 1, 2006
Brian N Slabaugh	Sii Investments, Inc. other	Park Avenue Securities LLC other	Other	May 23, 2006	Jun 12, 2006
Kevin Nobuo Terao	Sii Investments, Inc. other	Triad Advisors, LLC other	Other	May 15, 2006	May 4, 2006
Thomas Alan Gray	Sii Investments, Inc. other	Triad Advisors, LLC other	Other	May 8, 2006	May 4, 2006
Dana John Schnelle	Sii Investments, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Apr 10, 2006	Jan 2, 2009 (998 d)
Kandis Kay Schissel	Sii Investments, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 21, 2006	Apr 3, 2006
Kermit Johns	Sii Investments, Inc. other	Adaptive Wealth Engineering other	Other	Mar 3, 2006	Apr 24, 2006 (52 d)
Mark Everett Charnet	Sii Investments, Inc. other	Bcg Securities, Inc. other	Other	Feb 15, 2006	Feb 9, 2006
Lawrence Michael Gordon	Sii Investments, Inc. other	H. Beck, Inc. other	Other	Oct 19, 2005	Oct 17, 2005
Barrett Sean Porter	Sii Investments, Inc. other	Adaptive Wealth Engineering other	Other	Oct 12, 2005	Nov 22, 2005 (41 d)
Robert Brook Hansen	Sii Investments, Inc. other	Workman Securities Corporation unclassified	Other	Aug 17, 2005	Jul 5, 2005
Gary Christopher Ribe	Sii Investments, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 20, 2005	Sep 16, 2005 (58 d)
Keith Christian Layman	Sii Investments, Inc. other	Atlas Capital Management Corp other	Other	Jun 24, 2005	May 20, 2002
Michael John Martinez	Sii Investments, Inc. other	Gunnallen Financial, Inc unclassified	Other	May 13, 2005	May 2, 2005
Julie Regan	Sii Investments, Inc. other	LPL Financial LLC other	Other	Apr 11, 2005	Apr 5, 2005
Daniel Robert Lodes	Sii Investments, Inc. other	Nfp Advisor Services, LLC other	Other	Feb 3, 2005	Feb 2, 2005
Jacqueline Ann Runnberg	Sii Investments, Inc. other	E*Trade Capital Management, LLC other	Other	Nov 11, 2004	Oct 12, 2004
Kent Allen Powgnas	Sii Investments, Inc. other	Principal Securities, Inc. other	Other	Nov 2, 2004	Dec 6, 2004 (34 d)
Kurt Diedrich Rohrs	Sii Investments, Inc. other	First Financial Equity Corporation other	Other	Sep 14, 2004	Sep 13, 2004
Donald Albert Lueke	Sii Investments, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jul 21, 2004	Jul 22, 2004
Mark John Gieser	Sii Investments, Inc. other	Crown Capital Securities, L.P. other	Other	Apr 1, 2004	Mar 16, 2004
Lawrence Eliot Zimbler	Sii Investments, Inc. other	Questar Asset Management, Inc. other	Other	Mar 2, 2004	May 28, 2010 (2278 d)

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488 moves match.