DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bny Mellon Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jerel Lee NegronBny Mellon Securities Corporation otherMorgan Stanley wirehouseOtherJun 18, 2026Jun 29, 2026
Michael VolpeBny Mellon Securities Corporation otherMML Investors Services, LLC BD affiliatedOtherApr 2, 2026Apr 16, 2026
Edward Zachary TrevinoBny Mellon Securities Corporation otherHartford Funds asset managerOtherMay 14, 2025Jun 10, 2025
Seth KarasinBny Mellon Securities Corporation otherOsaic Wealth, Inc. BD affiliatedOtherApr 4, 2025Apr 11, 2025
Austin Douglas BelzBny Mellon Securities Corporation otherWells Fargo Advisors wirehouseOtherMar 14, 2025Mar 12, 2025
Bobbie Jo Pippin-ArndtBny Mellon Securities Corporation otherWells Fargo Advisors wirehouseOtherOct 30, 2024Jul 22, 2026 (630 d)
Michael Ryan AulsonBny Mellon Securities Corporation otherAssetmark, Inc. BD affiliatedOtherJul 12, 2024Dec 17, 2024 (158 d)
Kelli Rose MesiBny Mellon Securities Corporation otherAdvisors Asset Management, Inc. mixed wealthOtherJun 12, 2024Jun 22, 2026 (740 d)
Cole Louis GreganBny Mellon Securities Corporation otherPark Avenue Securities LLC BD affiliatedOtherMay 9, 2024Aug 23, 2024 (106 d)
Glenn Allen PrichettBny Mellon Securities Corporation otherPnc Wealth Management BD affiliatedOtherMar 29, 2024Nov 5, 2024 (221 d)
Michael GagalaBny Mellon Securities Corporation otherLazard Asset Management LLC otherOtherFeb 7, 2024Dec 18, 2024 (315 d)
Jacob ShamblottBny Mellon Securities Corporation otherBlue Line Capital independent RIAOtherDec 13, 2023Mar 18, 2024 (96 d)
Christopher MezzasalmaBny Mellon Securities Corporation otherCitigroup Global Markets Inc. BD affiliatedOtherNov 1, 2023Dec 6, 2023 (35 d)
Mark Edward JamisonBny Mellon Securities Corporation otherAlliancebernstein L.P. asset managerOtherAug 10, 2023Jan 6, 2026 (880 d)
Richard M EismanBny Mellon Securities Corporation otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 24, 2023Aug 3, 2023
Patrick Thomas LevenduskyBny Mellon Securities Corporation otherLPL Financial LLC BD affiliatedOtherJun 30, 2023Sep 29, 2023 (91 d)
Louis L TousignantBny Mellon Securities Corporation otherMorgan Stanley wirehouseOtherJun 21, 2023Nov 4, 2024 (502 d)
Thomas William PeriniBny Mellon Securities Corporation otherLPL Financial LLC BD affiliatedOtherJun 21, 2023Mar 21, 2024 (274 d)
Edward Andrew MoraBny Mellon Securities Corporation otherU.S. Bancorp Investments, Inc. BD affiliatedOtherJun 13, 2023Sep 3, 2024 (448 d)
Eric Michael LevineBny Mellon Securities Corporation otherUBS Financial Services Inc. wirehouseOtherApr 4, 2023Apr 10, 2023
Ricardo SarricoleaBny Mellon Securities Corporation otherFidelity Personal And Workplace Advisors BD affiliatedOtherMar 29, 2023Jan 22, 2024 (299 d)
Stephen M HaganBny Mellon Securities Corporation BD affiliatedIh2 Advisors & Company no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 10, 2023May 12, 2023 (63 d)
Mario Dominique FontenotBny Mellon Securities Corporation BD affiliatedCatalyst Capital Advisors LLC asset managerOtherDec 13, 2022Dec 12, 2023 (364 d)
Andrew D BaumgartnerBny Mellon Securities Corporation BD affiliatedUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseJun 28, 2022Jun 27, 2022
Ryan MecaBny Mellon Securities Corporation BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJun 14, 2022May 31, 2022
William N MedleyBny Mellon Securities Corporation BD affiliatedFithian LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2022May 4, 2022 (40 d)
Michael TheisBny Mellon Securities Corporation BD affiliatedVoya Investment Management Co. LLC otherOtherFeb 11, 2022May 20, 2022 (98 d)
John Girona LabradorBny Mellon Securities Corporation BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJan 21, 2022Feb 18, 2022
Michael PapadoulisBny Mellon Securities Corporation BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJan 19, 2022Jan 14, 2022
Charles Joseph IncalcaterraBny Mellon Securities Corporation BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJan 19, 2022Jan 14, 2022
Caitlyn Marie DalessandroBny Mellon Securities Corporation BD affiliatedFederated Securities Corp. no RAUMOtherSep 9, 2021Apr 10, 2025 (1309 d)
Dominick P AmmiratoBny Mellon Securities Corporation BD affiliatedOrion Portfolio Solutions, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 14, 2021Jul 20, 2021 (36 d)
Elizabeth Frances ThomasBny Mellon Securities Corporation BD affiliatedSofi Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2021Apr 12, 2021
Peter Anthony PalmieriBny Mellon Securities Corporation BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 9, 2021Mar 5, 2021
Edward Joseph BevilacquaBny Mellon Securities Corporation BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 27, 2021May 15, 2021 (108 d)
Phillip Edward HallBny Mellon Securities Corporation BD affiliatedB Riley Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherJan 21, 2021Jan 15, 2021
Ryan IngramBny Mellon Securities Corporation BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Dec 22, 2020
Jeremy Davin HumeBny Mellon Securities Corporation BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 27, 2020Mar 16, 2022 (597 d)
Douglas Steven GoldBny Mellon Securities Corporation BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 20, 2019Oct 5, 2020 (290 d)
Keith LanganBny Mellon Securities Corporation BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherDec 16, 2019Jan 8, 2020
Matthew L. CunnaneBny Mellon Securities Corporation BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 9, 2019Aug 3, 2020 (238 d)
Clarissa Ann SmithBny Mellon Securities Corporation BD affiliatedSvb Wealth independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2019Apr 29, 2021 (608 d)
Janee BrowneBny Mellon Securities Corporation BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 17, 2019Apr 9, 2020 (297 d)
Thomas Jerome SchmidtBny Mellon Securities Corporation BD affiliatedCetera Advisor Networks LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 7, 2019Aug 2, 2019 (56 d)
Timothy Michael MccormickBny Mellon Securities Corporation BD affiliatedAncora Advisors LLC otherOtherMay 26, 2019Jun 15, 2021 (751 d)
Maurizio DebellisBny Mellon Securities Corporation BD affiliatedTd Ameritrade Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2019May 1, 2019
Bria May GilbertBny Mellon Securities Corporation BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2019Apr 15, 2019 (34 d)
Connor Phillip HartwellBny Mellon Securities Corporation BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 6, 2019Mar 25, 2019
Paul Rine PigmanBny Mellon Securities Corporation BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 22, 2019Oct 22, 2019 (273 d)
Ross Michael KirwanBny Mellon Securities Corporation BD affiliatedPgim Investments LLC asset managerOtherDec 21, 2018Feb 25, 2019 (66 d)
Brett Daniel KleinBny Mellon Securities Corporation BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMay 3, 2018May 15, 2018
Charles GarofaloBny Mellon Securities Corporation BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherApr 27, 2018Dec 12, 2018 (229 d)
Brenda Jeanne OlearyBny Mellon Securities Corporation otherEasterly Funds LLC asset managerOtherFeb 5, 2018Jun 8, 2018 (123 d)
Ralph Michael StudleyBny Mellon Securities Corporation otherNew York Life Investment Management LLC asset managerOtherJan 18, 2018Feb 7, 2020 (750 d)
Karl Josef ZellerBny Mellon Securities Corporation otherM&T Securities, Inc. unclassifiedOtherJan 2, 2018Sep 17, 2018 (258 d)
Jeremy Jason SeleckyBny Mellon Securities Corporation otherWells Fargo Advisors wirehouseOtherDec 20, 2017Jan 24, 2025 (2592 d)
Ryan Austria VerfurthBny Mellon Securities Corporation otherHightower Advisors, LLC BD affiliatedOtherSep 22, 2017Feb 5, 2019 (501 d)
Brian Desmond QuinnBny Mellon Securities Corporation otherGuggenheim Investments otherOtherSep 22, 2017Sep 14, 2017
Matthew P KondrathBny Mellon Securities Corporation otherEdward Jones national BDOtherAug 9, 2017Aug 16, 2017
Morgan Lyn GlaserBny Mellon Securities Corporation otherNew York Life Investment Management LLC asset managerOtherJun 22, 2017Oct 28, 2021 (1589 d)
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208 moves match.