DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Michael Genova | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | May 30, 2025 |
| Joseph Kolanowski | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jun 2, 2025 |
| Scott Daniel Seligman | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jun 2, 2025 |
| Ryan Douglas Robertson | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jun 2, 2025 |
| Donnel Miller Dickerson | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jun 2, 2025 |
| Andrew C Gallik | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jun 4, 2025 |
| Jeffry Mark Rosen | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | May 30, 2025 |
| Daniel John Woodard | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Jun 2, 2025 |
| James Christopher Miller | Osaic Wealth, Inc. BD affiliated | Blend Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 3, 2025 | Jun 3, 2025 |
| David Arthur Hicks | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2025 | May 28, 2025 |
| Brandon Lee Dixon-James | Osaic Wealth, Inc. BD affiliated | Nwf Advisory Services Inc other | Other | May 30, 2025 | Oct 8, 2013 |
| Vincent Brent Davis | Osaic Wealth, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | May 29, 2025 |
| Kristen Dawn Massie | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 29, 2025 | Jun 9, 2025 |
| David Alexander Vileno | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2025 | May 23, 2025 |
| Kevin Edward Seales | Osaic Wealth, Inc. BD affiliated | Everest Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2025 | May 29, 2025 |
| Hunter S Wyckoff | Osaic Wealth, Inc. BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2025 | Dec 2, 2025 (189 d) |
| Douglas James Ambrose | Osaic Wealth, Inc. BD affiliated | Journey Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2025 | Jun 16, 2025 |
| Michael Scott Allen | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2025 | Jun 9, 2025 |
| Alicia E Cardona | Osaic Wealth, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2025 | Apr 8, 2026 (325 d) |
| Andrew Nathan Rojas | Osaic Wealth, Inc. BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2025 | Jun 16, 2025 (31 d) |
| Bradley Vaughn Livingston | Osaic Wealth, Inc. BD affiliated | Livingston Wealth Advisory state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 13, 2025 | Sep 10, 2025 (120 d) |
| Ashley Rose Lawwill | Osaic Wealth, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2025 | Jun 9, 2025 |
| Mitchell Paul Pierson | Osaic Wealth, Inc. BD affiliated | Financial Dimensions Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | Mar 13, 2019 |
| Anne Schumann Buck | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 6, 2025 |
| Jeremiah Pizana | Osaic Wealth, Inc. BD affiliated | Integrated Financial Planning Center, LLC unclassified | Other | May 8, 2025 | May 20, 2021 |
| John Rex Thompson | Osaic Wealth, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 8, 2025 | May 5, 2025 |
| Madison Rae Smith | Osaic Wealth, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2025 | May 30, 2025 |
| Edward William Schuler | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | Apr 30, 2025 |
| Luke Christian Snyder | Osaic Wealth, Inc. BD affiliated | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2025 | May 2, 2025 |
| Curtis Leonard Mazer | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | May 5, 2025 |
| Brian T Bovee | Osaic Wealth, Inc. BD affiliated | Financial Dimensions Group, Inc. other | Other | May 6, 2025 | Dec 9, 2013 |
| Joseph A Hampton | Osaic Wealth, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 6, 2025 | Jul 30, 2025 (85 d) |
| Ryan M Koler | Osaic Wealth, Inc. BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2025 | May 27, 2025 |
| Jenny Lynn Laurita | Osaic Wealth, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2025 | May 21, 2025 |
| Jack W Wingerd | Osaic Wealth, Inc. BD affiliated | Financial Dimensions Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2025 | Feb 25, 2020 |
| Sean Hucko | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | Sep 8, 2025 (126 d) |
| John Edward Palmer | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | Apr 25, 2025 |
| Antonio Reyna | Osaic Wealth, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2025 | Apr 30, 2025 |
| Mark Robert Listenberger | Osaic Wealth, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 1, 2025 | Aug 19, 2025 (110 d) |
| David Samuel Licary | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 30, 2025 | May 1, 2025 |
| Abraham Avi Mizrahi | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2025 | Apr 14, 2026 (349 d) |
| Maxwell Scott Licary | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Apr 28, 2025 |
| Wendy Jane Dechambeau | Osaic Wealth, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 29, 2025 | Jun 26, 2025 (58 d) |
| Ross Anthony Schmelzer | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 28, 2025 |
| Thomas Gilbert Fallon | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 21, 2025 |
| Vincent T Bonavita | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 22, 2025 |
| Leonard Mancini | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 21, 2025 |
| Yunny Dang | Osaic Wealth, Inc. BD affiliated | Symphony Retirement Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 25, 2025 | Apr 23, 2025 |
| Ashley Elizabeth Cutshall | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 21, 2025 |
| Karen Irene Boykin | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | Apr 21, 2025 |
| Cheryl Weldy Fainelli | Osaic Wealth, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | Apr 25, 2025 |
| Julie C Naji | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Apr 21, 2025 |
| Jordan Paul Zimmerman | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Apr 21, 2025 |
| Aaron Jay Spahr | Osaic Wealth, Inc. BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2025 | Sep 8, 2025 (139 d) |
| James Roger Van Diest | Osaic Wealth, Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2025 | Apr 16, 2025 |
| Peter Martin Knittle | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 21, 2025 | Mar 31, 2025 |
| Robert P. Morse | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 21, 2025 | Mar 31, 2025 |
| Everardo Rodriguez | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2025 | Apr 16, 2025 |
| Elliott Robert Morse | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 21, 2025 | Mar 31, 2025 |
| Juliann Gayle Chapman | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 14, 2025 |