DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Edward Brown | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 5, 2025 |
| Robert Cheyenne Walker | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 14, 2025 |
| Joseph Victor Curatolo | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 4, 2025 |
| James Joseph Rehak | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 4, 2025 |
| Patrick Rumley | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 11, 2025 |
| Joseph Peter Velez | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 11, 2025 |
| Christina Marie Hannah | Osaic Wealth, Inc. BD affiliated | Nwf Advisory Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Jun 7, 2024 |
| Jason Jay Tabor | Osaic Wealth, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 11, 2025 |
| Kathy Ann Merritt | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 11, 2025 |
| Joshua Lindland | Osaic Wealth, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Dec 16, 2025 (125 d) |
| Sandra Rose-Marie Salmon | Osaic Wealth, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2025 | Aug 27, 2026 (380 d) |
| Laura Ann Cooley | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2025 | Aug 4, 2025 |
| Jeffrey Allen Swaim | Osaic Wealth, Inc. BD affiliated | Keystone Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2025 | Jul 28, 2025 |
| Brian Carr | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2025 | Aug 8, 2025 |
| Philip Romano | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2025 | Aug 8, 2025 |
| Vincent John Cacciatore | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2025 | Aug 8, 2025 |
| Stacey M Prowse | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 4, 2025 |
| Melissa Rose Mcisaac | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 4, 2025 |
| Todd Michael Tevens | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 4, 2025 |
| Adam Wesley Glaser | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 7, 2025 |
| Joseph Henry Shaw III | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 4, 2025 |
| Ryan Thomas Miller | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 4, 2025 |
| Stephen Michael Wzontek | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 4, 2025 |
| Barry Stephen Millson | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Aug 14, 2025 |
| Kyle Marceau | Osaic Wealth, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2025 | Jul 24, 2025 |
| Trevor Scott Cochrane | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Aug 5, 2025 |
| Jeffrey Marlin Phillips | Osaic Wealth, Inc. BD affiliated | Blueprint Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Aug 4, 2025 |
| Lori Hooper Haddock | Osaic Wealth, Inc. BD affiliated | Blueprint Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Aug 4, 2025 |
| William Bradley Smith | Osaic Wealth, Inc. BD affiliated | Blueprint Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Aug 4, 2025 |
| Dwain Michael Gullion | Osaic Wealth, Inc. BD affiliated | Blueprint Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Aug 4, 2025 |
| Richard Van Dyke Westover | Osaic Wealth, Inc. BD affiliated | Blueprint Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Aug 5, 2025 |
| Graham Andrew Jones | Osaic Wealth, Inc. BD affiliated | Blueprint Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Aug 4, 2025 |
| Shepard Clay Ottaway | Osaic Wealth, Inc. BD affiliated | Blueprint Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Aug 4, 2025 |
| Clifford Wullschleger | Osaic Wealth, Inc. BD affiliated | Wullschleger Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 5, 2025 | Aug 18, 2025 |
| Erin Denise Wilkinson | Osaic Wealth, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2025 | Aug 14, 2025 |
| Blake Andrew Redd | Osaic Wealth, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Sep 9, 2025 (35 d) |
| James William Duclos | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Aug 1, 2025 |
| Matthew Joseph Anderson | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Aug 4, 2025 |
| Chucky Lee Furr | Osaic Wealth, Inc. BD affiliated | Onedigital institutional | Other | Aug 1, 2025 | Aug 4, 2025 |
| Ralph Antonio Minichino | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Jul 28, 2025 |
| Derek Moises Robertson | Osaic Wealth, Inc. BD affiliated | Integrated Investment Strategies,Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2025 | Jul 31, 2025 |
| Jeffrey Hays | Osaic Wealth, Inc. BD affiliated | S.G. Long & Company state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 29, 2025 | Aug 12, 2025 |
| Katheryne Kristina Mcmillan | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Jul 28, 2025 |
| Cristl Walker | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Apr 13, 2026 (259 d) |
| Becky Lynn Walker | Osaic Wealth, Inc. BD affiliated | First Financial Coaching, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2025 | Jul 22, 2025 |
| Kirk Yiu Choi Tang | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 23, 2025 |
| Jamie Lanay Smith | Osaic Wealth, Inc. BD affiliated | First Financial Coaching, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2025 | Jul 22, 2025 |
| Alan Charles Schauer | Osaic Wealth, Inc. BD affiliated | First Financial Coaching, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2025 | Jul 22, 2025 |
| David Dick | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2025 | Jul 21, 2025 |
| Clayton Collier | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2025 | Jul 21, 2025 |
| Daryl Tomobu Serizawa | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Jul 7, 2025 |
| Michael Douglas Arner | Osaic Wealth, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Sep 8, 2025 (48 d) |
| Stephen Clinton Derl Whiteman | Osaic Wealth, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2025 | Jul 28, 2025 |
| Thomas Dean Miller | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2025 | Jul 14, 2025 |
| Brian Tupper | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2025 | Jul 15, 2025 |
| Jorge Luis Pizarro | Osaic Wealth, Inc. BD affiliated | Blackdiamond Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2025 | Jul 23, 2025 |
| Taylor Scott Doemel | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2025 | Jul 15, 2025 |
| Stefan Lambert | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Jul 16, 2025 |
| Thomas Franklin Guillebeau | Osaic Wealth, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Jul 23, 2025 |
| Alexander Arensburger | Osaic Wealth, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Aug 18, 2025 (34 d) |
2,264 moves match.