Departures from B Riley Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Tobith Walker Mckenzie	B Riley Wealth Management other	Comerica Securities other	Other	Nov 5, 2015	Nov 11, 2015
Brent Mark Howard	B Riley Wealth Management other	RBC Capital Markets, LLC national BD	Other	Nov 5, 2015	Nov 5, 2015
Mark Steven Hayek	B Riley Wealth Management other	LPL Financial LLC other	Other	Nov 2, 2015	Nov 3, 2015
Mark S Weaver	B Riley Wealth Management other	Signator Investors, Inc. other	Other	Nov 2, 2015	Nov 2, 2015
Gary Steven Hall	B Riley Wealth Management other	Wells Fargo Advisors wirehouse	Other	Oct 16, 2015	Oct 19, 2015
James Allen Tolbert	B Riley Wealth Management other	B. Riley Wealth Advisors, Inc. other	Other	Aug 24, 2015	Dec 1, 2017 (830 d)
Mansoor Ahmed	B Riley Wealth Management other	Summit Financial Group Inc other	Other	Jul 8, 2015	Jul 1, 2015
Anthony Eric Kromer	B Riley Wealth Management other	Stonex Advisors Inc. other	Other	Jun 5, 2015	Oct 6, 2015 (123 d)
Jessica Vaughn Rando	B Riley Wealth Management other	Wells Fargo Advisors wirehouse	Other	Apr 20, 2015	Apr 15, 2015
Gloria Luz Aneiros	B Riley Wealth Management other	UBS Financial Services Inc. wirehouse	Other	Apr 7, 2015	Apr 16, 2015
Andrew James Metcalf	B Riley Wealth Management other	Morgan Stanley wirehouse	Other	Feb 19, 2015	Mar 12, 2015
Robert Alan Apple	B Riley Wealth Management other	Raymond James & Associates, Inc. national BD	Other	Dec 8, 2014	Dec 5, 2014
James Edward Bashaw	B Riley Wealth Management other	International Assets Investment Management, LLC other	Other	Oct 9, 2014	Apr 1, 2015 (174 d)
John Leslie Stanton	B Riley Wealth Management other	Seacrest Wealth Management, LLC other	Other	Sep 25, 2014	Oct 27, 2014 (32 d)
Karen Jennifer Ginder	B Riley Wealth Management other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Sep 17, 2014	Jun 23, 2021 (2471 d)
Jon R Wessels	B Riley Wealth Management other	Citigroup Global Markets Inc. other	Other	Aug 25, 2014	Nov 1, 2016 (799 d)
Craig Joseph Freebersyser	B Riley Wealth Management other	Cutter & Company, Inc. other	Other	Aug 19, 2014	Aug 15, 2014
Jason N Ginder	B Riley Wealth Management other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jul 3, 2014	Jun 23, 2021 (2547 d)
Roger Preston Littlefield	B Riley Wealth Management other	Bok Financial Advisors other	Other	May 7, 2014	May 20, 2014
Scott Michael Rich	B Riley Wealth Management other	Huntleigh Advisors, Inc. other	Other	Feb 3, 2014	Sep 7, 2016 (947 d)
Chesley Venable Morton	B Riley Wealth Management other	Carter, Terry & Company, Inc. independent RIA	Other	Dec 17, 2013	Dec 19, 2013
Mary Helen Jacobus	B Riley Wealth Management other	RBC Capital Markets, LLC national BD	Other	Dec 12, 2013	Apr 15, 2015 (489 d)
Dean Alfred Bell	B Riley Wealth Management other	Spc other	Other	Dec 6, 2013	Dec 5, 2013
James Anthony Parrish	B Riley Wealth Management other	Nasdaq Dorsey Wright other	Other	Jul 19, 2013	Jul 19, 2013
Michael John Dimitri	B Riley Wealth Management other	B. Riley Wealth Advisors, Inc. other	Other	Apr 9, 2013	Apr 26, 2013
Dragi Paunovski	B Riley Wealth Management other	B. Riley Wealth Advisors, Inc. other	Other	Apr 9, 2013	Apr 23, 2013
Anthony William Peluso	B Riley Wealth Management other	B. Riley Wealth Advisors, Inc. other	Other	Apr 9, 2013	Sep 9, 2014 (518 d)
Jennifer Adams	B Riley Wealth Management other	Credit Suisse Securities (USA) LLC other	Other	Oct 24, 2012	Oct 17, 2012
Michael Paul Levingston	B Riley Wealth Management other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 21, 2012	Sep 20, 2012
Alan Mears Gilbreath	B Riley Wealth Management other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 21, 2012	Sep 20, 2012
Nicole Marie Gilbert	B Riley Wealth Management other	Mindshare Capital Management, LLC other	Other	Jun 8, 2012	May 30, 2012
Richard Montgomery Patrick	B Riley Wealth Management other	Avant-Garde Advisors LLC other	Other	Jun 5, 2012	Jun 25, 2012
Abdurrahman S Naser	B Riley Wealth Management other	Hurwitz Associates, Inc. state registered	Other	May 31, 2012	Jul 12, 2012 (42 d)
Timothy Clyde Ballard	B Riley Wealth Management other	Steel Grove Capital Advisors, LLC independent RIA	Other	May 30, 2012	Dec 18, 2025 (4950 d)
Caterina Maria Defalco	B Riley Wealth Management other	Advisory Services Network other	Other	Apr 2, 2012	Apr 4, 2012
William A Paine	B Riley Wealth Management other	Gencap Portfolio Management other	Other	Feb 22, 2012	Apr 6, 2017 (1870 d)
Daniel Orellano	B Riley Wealth Management other	First Heartland Consultants, Inc. other	Other	Feb 13, 2012	Jun 4, 2012 (112 d)
Tod Ashley Siedell	B Riley Wealth Management other	Concourse Financial Group Advisors other	Other	Jan 23, 2012	Apr 2, 2012 (70 d)
Patrick D Crowley	B Riley Wealth Management other	MML Investors Services, LLC other	Other	Dec 6, 2011	Nov 8, 2017 (2164 d)
Russell Byrom	B Riley Wealth Management other	Capital Client Group, Inc. no RAUM	Other	Jul 8, 2011	Apr 25, 2013 (657 d)
John Joseph Morad	B Riley Wealth Management other	Corecap Advisors other	Other	Jun 14, 2011	Jun 18, 2013 (735 d)
Brian Eugene Mohney	B Riley Wealth Management other	Lincoln Douglas Investments, LLC no RAUM	Other	May 10, 2011	Jan 15, 2013 (616 d)
George James Sousoulas	B Riley Wealth Management other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 1, 2011	Mar 31, 2011
John Aaron Ramirez	B Riley Wealth Management other	Pks Advisory Services, LLC other	Other	Feb 23, 2011	Aug 1, 2011 (159 d)
Mark Edward Rienerth	B Riley Wealth Management other	Capital Guardian Wealth Management, LLC other	Other	Dec 31, 2010	Feb 7, 2011 (38 d)
Gary Brian Kaltbaum	B Riley Wealth Management other	Kaltbaum Capital Management other	Other	Dec 31, 2010	Jul 28, 2017 (2401 d)
Gregory Wendell Quon	B Riley Wealth Management other	Questar Asset Management, Inc. other	Other	Dec 31, 2010	Jan 10, 2011
Michael Frederick Ferro	B Riley Wealth Management other	Brokersxpress LLC other	Other	Dec 31, 2010	Jun 6, 2011 (157 d)
Wilfred Joseph Brockman	B Riley Wealth Management other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 17, 2010	Jan 27, 2017 (2233 d)
Drew Moomaw	B Riley Wealth Management other	J. W. Cole Advisors, Inc. other	Other	Dec 16, 2010	Jan 7, 2011
Derick Leon Gant	B Riley Wealth Management other	Gant Investment Advisors, Inc. state registered	Other	Aug 2, 2010	Feb 19, 2009
Timothy Dennis Mcgrath	B Riley Wealth Management other	Jltd Advisors, LLC other	Other	May 5, 2010	May 4, 2010
Horace Seely-Brown	B Riley Wealth Management other	Jltd Advisors, LLC other	Other	May 5, 2010	May 4, 2010
James D Mcquaid	B Riley Wealth Management other	Jltd Advisors, LLC other	Other	May 5, 2010	May 4, 2010
James P. Mcquaid	B Riley Wealth Management other	Jltd Advisors, LLC other	Other	May 5, 2010	May 4, 2010
Brandon Lee Bullock	B Riley Wealth Management other	Lincoln Douglas Investments, LLC no RAUM	Other	Apr 1, 2010	Nov 10, 2011 (588 d)
John Michael Roewe	B Riley Wealth Management other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 1, 2010	May 17, 2010 (46 d)
Thanhha Huu Ha	B Riley Wealth Management other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 30, 2010	Jun 16, 2010 (78 d)
Ryan Christopher Wyatt	B Riley Wealth Management other	Wells Fargo Advisors wirehouse	Other	Mar 26, 2010	Mar 31, 2010
Claudia Fraga-Chavarrieta	B Riley Wealth Management other	Crossmark Global Investments, Inc. other	Other	Feb 22, 2010	Oct 14, 2010 (234 d)

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197 moves match.