DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bankers Life Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Vincent Waleskowski | Bankers Life Advisory Services, Inc. BD affiliated | Henrickson Nauta Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Sep 24, 2024 (46 d) |
| Roger Dale Malcolm | Bankers Life Advisory Services, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Aug 16, 2024 |
| Shabana Asif | Bankers Life Advisory Services, Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Oct 18, 2024 (92 d) |
| Robert De Young | Bankers Life Advisory Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 11, 2024 |
| Emily Paige Nevergall | Bankers Life Advisory Services, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 24, 2024 | Aug 13, 2024 (50 d) |
| Charles Ashley Girling | Bankers Life Advisory Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Jun 13, 2024 |
| Weston Parks | Bankers Life Advisory Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2024 | Jul 16, 2024 (33 d) |
| Lance Foster Williamson | Bankers Life Advisory Services, Inc. BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | Sep 17, 2024 (134 d) |
| Thomas Arthur Cooper | Bankers Life Advisory Services, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | Sep 13, 2024 (134 d) |
| Laura Carolina | Bankers Life Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Mar 10, 2025 (339 d) |
| Nathaniel Anthony Huck | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2024 | Apr 11, 2024 |
| Kevin Broderick | Bankers Life Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2024 | Dec 11, 2025 (654 d) |
| Terrie Lynne Carpenter | Bankers Life Advisory Services, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 24, 2024 |
| Mark Gordon Hemenway | Bankers Life Advisory Services, Inc. BD affiliated | Lifeworks Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2023 | Dec 21, 2023 |
| Nicholle Ann Zoltaszek | Bankers Life Advisory Services, Inc. BD affiliated | Success Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2023 | Dec 1, 2023 |
| Jason Bryson | Bankers Life Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2023 | Oct 17, 2023 |
| Paul W Harvey | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 13, 2023 |
| Glen Raymond Anderson | Bankers Life Advisory Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Dec 5, 2023 |
| Ryan Mathew Bishop | Bankers Life Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 9, 2023 |
| Robert Soules | Bankers Life Advisory Services, Inc. BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2023 | Nov 12, 2025 (757 d) |
| Martin William Youmaran | Bankers Life Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2023 | Sep 18, 2023 |
| William Theodore Beyer | Bankers Life Advisory Services, Inc. BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2023 | Oct 10, 2023 |
| Matthew Barrett | Bankers Life Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2023 | Sep 27, 2023 |
| Christopher Kip William Thompson | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2023 | Sep 6, 2023 |
| John Weaver Bunt | Bankers Life Advisory Services, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Dec 8, 2023 (107 d) |
| James Allen Fenstermacher | Bankers Life Advisory Services, Inc. BD affiliated | 360 Ira state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 22, 2023 | Oct 26, 2023 (65 d) |
| James Ryan Perry | Bankers Life Advisory Services, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2023 | Aug 9, 2023 |
| Ali El Sayed | Bankers Life Advisory Services, Inc. BD affiliated | Bedrock Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2023 | Oct 16, 2023 (67 d) |
| Erikson Asker | Bankers Life Advisory Services, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2023 | Jul 6, 2023 |
| Joseph Nielsen | Bankers Life Advisory Services, Inc. BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2023 | Mar 5, 2024 (257 d) |
| Alejandro Gonzalez | Bankers Life Advisory Services, Inc. BD affiliated | Mesirow Financial Investment Management, Inc. other | Other | Jun 22, 2023 | Jul 19, 2023 |
| Tammy Green | Bankers Life Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 24, 2023 | May 12, 2023 |
| Michael James Peterson | Bankers Life Advisory Services, Inc. BD affiliated | Impact Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 25, 2023 | Jul 25, 2023 (91 d) |
| Kamal Sadi | Bankers Life Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 6, 2023 | Apr 25, 2023 |
| Robert M Savage | Bankers Life Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | Apr 10, 2023 |
| Nathan Townsend Cooley | Bankers Life Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2023 | Feb 28, 2023 |
| Jeremy Andrew Cox | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2023 | Mar 7, 2023 |
| Rodger F Ewy | Bankers Life Advisory Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Apr 3, 2023 (31 d) |
| Michele Wolfe | Bankers Life Advisory Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Aug 28, 2023 (209 d) |
| Andres Fabian Zambrano | Bankers Life Advisory Services, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2023 | Feb 22, 2023 (40 d) |
| Jason Brown | Bankers Life Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2023 | Feb 28, 2023 (48 d) |
| Daniel Howard Lusher | Bankers Life Advisory Services, Inc. BD affiliated | Lanark Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2022 | Jul 17, 2024 (575 d) |
| Jonathan Patrick Dobson | Bankers Life Advisory Services, Inc. BD affiliated | Coppell Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2022 | Jan 7, 2026 (1114 d) |
| Michael Scott Benoit | Bankers Life Advisory Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Jan 3, 2023 |
| Asa Jared Villarreal | Bankers Life Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 14, 2022 | Jan 30, 2023 (108 d) |
| Gregory B Settineri | Bankers Life Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 5, 2022 | Sep 12, 2022 |
| Jemel Christian Lewis | Bankers Life Advisory Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2022 | Nov 21, 2022 (61 d) |
| Todd Brubaker | Bankers Life Advisory Services, Inc. BD affiliated | Horter Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2022 | Apr 10, 2024 (574 d) |
| Daniel Alejandro Serrano Torres | Bankers Life Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2022 | Oct 7, 2022 |
| Bryan Douglas Ellis | Bankers Life Advisory Services, Inc. BD affiliated | Innovative Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 7, 2022 | May 10, 2023 (245 d) |
| Charles Triana | Bankers Life Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 24, 2022 | Aug 7, 2024 (714 d) |
| Berenice Diaz | Bankers Life Advisory Services, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Aug 22, 2022 |
| Theodore Rammelkamp | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 9, 2022 |
| Stephanie Ann Burling | Bankers Life Advisory Services, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Sep 9, 2022 (38 d) |
| Alison Carol Rhodes | Bankers Life Advisory Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Jul 22, 2022 |
| Jessica Marie Socolovitch | Bankers Life Advisory Services, Inc. BD affiliated | Wealth Personal state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 16, 2022 | Jun 9, 2022 |
| Chris Ambrose | Bankers Life Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 31, 2022 | Jun 28, 2022 |
| Carrie Alane Rueckl | Bankers Life Advisory Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2022 | Apr 29, 2022 |
| Jason Earl Harsh | Bankers Life Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2022 | May 4, 2022 |
| Jose Miguel Hernandez-Gomez | Bankers Life Advisory Services, Inc. BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2022 | Jun 6, 2023 (421 d) |
224 moves match.