DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ae Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Trey Robert Holman | Ae Wealth Management, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2025 | Aug 22, 2025 |
| Johnathon Andrew Lipka | Ae Wealth Management, LLC BD affiliated | Fsa Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2025 | Mar 26, 2026 (224 d) |
| Nicholas Daniel Castellano | Ae Wealth Management, LLC BD affiliated | Outlook Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2025 | Apr 13, 2026 (249 d) |
| Kirk Matthew Tokheim | Ae Wealth Management, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Aug 25, 2025 |
| Patrick J Couture | Ae Wealth Management, LLC BD affiliated | Keystone Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 30, 2025 | Jun 5, 2025 |
| Jesse Josiah Becker | Ae Wealth Management, LLC BD affiliated | Keystone Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 30, 2025 | Jun 5, 2025 |
| David Scott Corman | Ae Wealth Management, LLC BD affiliated | Generations Retirement Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 18, 2025 | May 16, 2025 |
| Matthew Diruggiero | Ae Wealth Management, LLC BD affiliated | Generations Retirement Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 17, 2025 | May 22, 2025 |
| Danielle Nichole Delong | Ae Wealth Management, LLC BD affiliated | Midwestern Securities Trading Co.,LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2025 | Jul 28, 2025 (31 d) |
| Christopher Blake Radford | Ae Wealth Management, LLC BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2025 | Jul 8, 2025 |
| Mark Steven Arola | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2025 | Mar 12, 2025 |
| Leslie Seawell Garske | Ae Wealth Management, LLC BD affiliated | Traction Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2025 | Jun 10, 2025 |
| Joseph Oliva Donti | Ae Wealth Management, LLC BD affiliated | Solutions First Financial Group unclassified | Other | Jun 5, 2025 | Oct 19, 2021 |
| Julian Mitchell Arndt | Ae Wealth Management, LLC BD affiliated | Vital Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 29, 2025 | Jun 5, 2025 |
| Harrison Ross Coburn | Ae Wealth Management, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 27, 2025 | Jul 16, 2025 (50 d) |
| Patrick Donald Guilfoy | Ae Wealth Management, LLC BD affiliated | Mid-American Wealth Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2025 | Jul 10, 2025 (50 d) |
| Russell William Strickler | Ae Wealth Management, LLC BD affiliated | Strickler Investment Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | Oct 25, 2024 |
| Alexander R Walther | Ae Wealth Management, LLC BD affiliated | Strickler Investment Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | Oct 23, 2024 |
| Daniel Werts | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | Jan 24, 2025 |
| Martin Scott Rasmussen | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2025 | May 13, 2025 |
| Michael Henry Ryan | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2025 | May 12, 2025 |
| Elijah Levi Sammons Sheffield | Ae Wealth Management, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | Sep 19, 2025 (136 d) |
| Hilgardt Wilhelm Lamprecht | Ae Wealth Management, LLC BD affiliated | The Life Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 | Nov 21, 2024 |
| Alexander Triska | Ae Wealth Management, LLC BD affiliated | The Life Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 | Nov 20, 2024 |
| Bradley James Busbin | Ae Wealth Management, LLC BD affiliated | The Life Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 | Nov 20, 2024 |
| Luis Felipe Pinto | Ae Wealth Management, LLC BD affiliated | The Life Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 | Nov 25, 2024 |
| Hilton Lamprecht | Ae Wealth Management, LLC BD affiliated | The Life Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 | Nov 20, 2024 |
| Joseph Anthony Continelli | Ae Wealth Management, LLC BD affiliated | The Life Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 | Nov 20, 2024 |
| Bradley Michael Hinton | Ae Wealth Management, LLC BD affiliated | Hinton Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 1, 2025 | May 12, 2025 |
| Josiah Jazwa | Ae Wealth Management, LLC BD affiliated | The Life Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 | Dec 16, 2024 |
| Shane Spence | Ae Wealth Management, LLC BD affiliated | The Life Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 | Dec 16, 2024 |
| Brian Youngs | Ae Wealth Management, LLC BD affiliated | The Life Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 | Nov 20, 2024 |
| Shawn Robert Mueller | Ae Wealth Management, LLC BD affiliated | Mueller Asset Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 9, 2025 | Mar 28, 2025 |
| Scott Evan Greene | Ae Wealth Management, LLC BD affiliated | Compass Financial Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2025 | Apr 8, 2025 |
| Jesse Dean Grutz | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2025 | Apr 8, 2025 |
| Pablo Andres Miranda | Ae Wealth Management, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2025 | Jul 23, 2025 (112 d) |
| John Anthony Sicola | Ae Wealth Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Mar 28, 2025 | May 5, 2025 (38 d) |
| Jason Purvis | Ae Wealth Management, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Mar 28, 2025 | Mar 18, 2026 (355 d) |
| James Neal Lavy | Ae Wealth Management, LLC independent RIA | Signal Advisors Wealth, LLC independent RIA | RIA to RIA | Mar 27, 2025 | Mar 27, 2025 |
| Shawn Kent Hicks | Ae Wealth Management, LLC independent RIA | Signal Advisors Wealth, LLC independent RIA | RIA to RIA | Mar 27, 2025 | Mar 26, 2025 |
| Francis Anthony Higgins | Ae Wealth Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Mar 26, 2025 | Apr 3, 2025 |
| Mary Bridget Riley | Ae Wealth Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Mar 26, 2025 | Mar 31, 2025 |
| Robert Wayne Falter | Ae Wealth Management, LLC independent RIA | Signal Advisors Wealth, LLC independent RIA | RIA to RIA | Mar 19, 2025 | Mar 21, 2025 |
| Sean Michael Burke | Ae Wealth Management, LLC independent RIA | Retirement Capital Advisors state registered | RIA to a state-registered adviser | Mar 17, 2025 | Apr 18, 2025 (32 d) |
| Ashley C Robinson | Ae Wealth Management, LLC independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Mar 6, 2025 | Oct 24, 2024 |
| Kile Conley Weaver | Ae Wealth Management, LLC independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Feb 26, 2025 | Mar 14, 2025 |
| Andrew Eugene Nyland | Ae Wealth Management, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Feb 24, 2025 | Sep 26, 2025 (214 d) |
| Jeffery Gene Musgrove | Ae Wealth Management, LLC independent RIA | Simplicity Wealth other | Other | Feb 21, 2025 | Feb 25, 2025 |
| Gregory Neil Stell | Ae Wealth Management, LLC independent RIA | Apollo Wealth Management state registered | RIA to a state-registered adviser | Feb 14, 2025 | Feb 20, 2025 |
| Gretchen Joanna Carr | Ae Wealth Management, LLC independent RIA | Apollo Wealth Management state registered | RIA to a state-registered adviser | Feb 14, 2025 | Jan 27, 2025 |
| Carl Elgus Howe | Ae Wealth Management, LLC independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Other | Jan 29, 2025 | Jan 28, 2025 |
| Christopher Arnold Owens | Ae Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jan 22, 2025 | Jan 30, 2025 |
| Sean Fleming | Ae Wealth Management, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2025 | Feb 24, 2025 (47 d) |
| Blake Alexander Dixon | Ae Wealth Management, LLC independent RIA | Gibbs Wealth Management, LLC independent RIA | RIA to RIA | Jan 7, 2025 | Jan 22, 2025 |
| Stewart Swinton Smith | Ae Wealth Management, LLC independent RIA | Alphastar Capital Management independent RIA | RIA to RIA | Dec 10, 2024 | Dec 9, 2024 |
| Robert Gary Dye | Ae Wealth Management, LLC independent RIA | Valmark Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2024 | Dec 13, 2024 |
| Joseph Mitchell Davies | Ae Wealth Management, LLC independent RIA | Alphastar Capital Management independent RIA | RIA to RIA | Dec 10, 2024 | Dec 10, 2024 |
| David Shane Pearcy | Ae Wealth Management, LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Dec 4, 2024 | Jan 7, 2025 (34 d) |
| Roger Dale Smothers | Ae Wealth Management, LLC independent RIA | R.D. Smothers Wealth Management state registered | RIA to a state-registered adviser | Dec 4, 2024 | Jan 8, 2026 (400 d) |
| Cody Knight | Ae Wealth Management, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Nov 25, 2024 | Nov 26, 2024 |
546 moves match.