| Jonathan Asher Eisner | Northwestern Mutual Investment Services,LLC no RAUM | Osaic Wealth, Inc. BD affiliated | Other | Sep 11, 2023 | Sep 5, 2023 |
| Sebastian Frederick Merekas Russell | Northwestern Mutual Investment Services,LLC no RAUM | Morgan Stanley wirehouse | Other | Sep 11, 2023 | Sep 26, 2023 |
| Paul Gerald Hodge | Northwestern Mutual Investment Services,LLC no RAUM | Meridian Wealth Management, LLC independent RIA | Other | Sep 8, 2023 | Aug 24, 2023 |
| Jillian Ashley Reddell | Northwestern Mutual Investment Services,LLC no RAUM | Sanctuary Advisors, LLC BD affiliated | Other | Aug 29, 2023 | Sep 1, 2023 |
| Benjamin A Carney | Northwestern Mutual Investment Services,LLC no RAUM | Morgan Stanley wirehouse | Other | Aug 17, 2023 | Sep 13, 2024 (393 d) |
| Ardis Owens | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Aug 16, 2023 | Aug 15, 2023 |
| Luke E Gerald | Northwestern Mutual Investment Services,LLC no RAUM | Edelman Financial Engines independent RIA | Other | Aug 4, 2023 | May 20, 2024 (290 d) |
| Samson Lee Demoss | Northwestern Mutual Investment Services,LLC no RAUM | Wells Fargo Advisors wirehouse | Other | Jul 26, 2023 | Sep 8, 2023 (44 d) |
| Thomas Avanzato | Northwestern Mutual Investment Services,LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Jul 25, 2023 | Oct 6, 2023 (73 d) |
| Dwight Christopher Larkin | Northwestern Mutual Investment Services,LLC no RAUM | Principal Securities, Inc. BD affiliated | Other | Jul 20, 2023 | Aug 2, 2023 |
| Autumn Weems | Northwestern Mutual Investment Services,LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 14, 2023 | Jul 10, 2023 |
| Zachary Bognar | Northwestern Mutual Investment Services,LLC no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Jul 13, 2023 | Aug 7, 2023 |
| Kalpesh Hasmukh Patel | Northwestern Mutual Investment Services,LLC no RAUM | Charles Schwab & Co., Inc. national BD | Other | Jul 6, 2023 | Jul 21, 2023 |
| Justin Peterkin | Northwestern Mutual Investment Services,LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 6, 2023 | Nov 20, 2023 (137 d) |
| Trevor Campbell | Northwestern Mutual Investment Services,LLC no RAUM | Great Valley Advisor Group, LLC independent RIA | Other | Jun 27, 2023 | Jan 23, 2024 (210 d) |
| Johnathon Soria | Northwestern Mutual Investment Services,LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Jun 21, 2023 | Dec 20, 2023 (182 d) |
| David Carlor | Northwestern Mutual Investment Services,LLC no RAUM | Citizens Securities, Inc. BD affiliated | Other | Jun 12, 2023 | Jun 6, 2023 |
| Veronica Maria Parellada Eller | Northwestern Mutual Investment Services,LLC no RAUM | Vim Wealth Management, LLC state registered | Other | Jun 12, 2023 | Jul 7, 2023 |
| Jonathan Calvin Davidson | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Jun 9, 2023 | Jul 10, 2023 (31 d) |
| Ryan Frank Gravina | Northwestern Mutual Investment Services,LLC no RAUM | Steward Partners Investment Advisory, LLC BD affiliated | Other | Jun 9, 2023 | Sep 5, 2023 (88 d) |
| Kelsea Volland | Northwestern Mutual Investment Services,LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 9, 2023 | Jun 8, 2023 |
| Aubrey E Vaughn | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Jun 6, 2023 | Jun 27, 2023 |
| Richard S Capitani | Northwestern Mutual Investment Services,LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Jun 6, 2023 | Aug 8, 2023 (63 d) |
| Bryan Melvin Lage | Northwestern Mutual Investment Services,LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Jun 2, 2023 | Apr 10, 2025 (678 d) |
| Jayson De Jesus Collazo | Northwestern Mutual Investment Services,LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Jun 2, 2023 | Jul 11, 2023 (39 d) |
| Chandra Alexis Burns | Northwestern Mutual Investment Services,LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Jun 1, 2023 | May 25, 2023 |
| Isiah John Williams | Northwestern Mutual Investment Services,LLC no RAUM | Audible Wealth Management state registered | Other | May 25, 2023 | May 21, 2024 (362 d) |
| Logan Smith | Northwestern Mutual Investment Services,LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | May 24, 2023 | Jun 22, 2023 |
| Chad D Whipple | Northwestern Mutual Investment Services,LLC no RAUM | Venture Visionary Partners LLC independent RIA | Other | May 22, 2023 | May 21, 2023 |
| Joey R Banghart | Northwestern Mutual Investment Services,LLC no RAUM | Cjc Wealth Management independent RIA | Other | May 16, 2023 | May 17, 2023 |
| Tyree D. Floyd | Northwestern Mutual Investment Services,LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | May 16, 2023 | Sep 13, 2023 (120 d) |
| Michael Joseph Peter Tilatti | Northwestern Mutual Investment Services,LLC no RAUM | Tilatti Wealth Management LLC state registered | Other | May 16, 2023 | Apr 1, 2024 (321 d) |
| Andrew James Fallwell | Northwestern Mutual Investment Services,LLC no RAUM | Lever Wealth Management state registered | Other | May 12, 2023 | Jul 29, 2024 (444 d) |
| Forest William Addison Dutton | Northwestern Mutual Investment Services,LLC no RAUM | Brightworks Financial Planning LLC state registered | Other | May 11, 2023 | May 12, 2023 |
| Erin M Brazzoni | Northwestern Mutual Investment Services,LLC no RAUM | Morgan Stanley wirehouse | Other | May 8, 2023 | Oct 10, 2023 (155 d) |
| Matthew Jordan Selihar | Northwestern Mutual Investment Services,LLC no RAUM | Colorado Wealth Group LLC independent RIA | Other | May 1, 2023 | Jan 16, 2024 (260 d) |
| Kellen L Bonnafoux | Northwestern Mutual Investment Services,LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 27, 2023 | Sep 21, 2023 (147 d) |
| Daniel August Ceschin | Northwestern Mutual Investment Services,LLC no RAUM | Mwa Financial Services, Inc. independent RIA | Other | Apr 26, 2023 | Jun 26, 2024 (427 d) |
| Ryan M Azinger | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Apr 20, 2023 | May 17, 2023 |
| Aimee Carissa Daigle | Northwestern Mutual Investment Services,LLC no RAUM | Edward Jones national BD | Other | Apr 20, 2023 | Jul 18, 2023 (89 d) |
| Logan M Mann | Northwestern Mutual Investment Services,LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Apr 18, 2023 | May 5, 2023 |
| Steven Michael Kluever | Northwestern Mutual Investment Services,LLC no RAUM | On Investment Management Co BD affiliated | Other | Apr 14, 2023 | May 19, 2023 (35 d) |
| Adrian Voytelmgum | Northwestern Mutual Investment Services,LLC no RAUM | Aegis Capital Corp. BD affiliated | Other | Apr 14, 2023 | May 22, 2023 (38 d) |
| Reynaldo Ortiz | Northwestern Mutual Investment Services,LLC no RAUM | M Holdings Securities, Inc. BD affiliated | Other | Apr 11, 2023 | Aug 22, 2023 (133 d) |
| James Banks Brown | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Apr 11, 2023 | Apr 24, 2023 |
| Zachary Yale Jones | Northwestern Mutual Investment Services,LLC no RAUM | Brookwood Investment Group no RAUM | Other | Apr 11, 2023 | Mar 2, 2023 |
| Tyquia Clark | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Apr 11, 2023 | Mar 31, 2023 |
| Brittney B Deese | Northwestern Mutual Investment Services,LLC no RAUM | United Planners' Financial Services Of America A Limited Partner independent RIA | Other | Apr 6, 2023 | Mar 29, 2023 |
| Lawrence Ewing Stevenson | Northwestern Mutual Investment Services,LLC no RAUM | LPL Financial LLC BD affiliated | Other | Apr 4, 2023 | Apr 25, 2023 |
| John Sachariah | Northwestern Mutual Investment Services,LLC no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Apr 3, 2023 | Apr 13, 2023 |
| Jose De Jesus Lopez-Medel | Northwestern Mutual Investment Services,LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Mar 29, 2023 | Aug 1, 2023 (125 d) |
| Shane Kyle Stromei | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Mar 24, 2023 | Apr 11, 2023 |
| Tony Toska | Northwestern Mutual Investment Services,LLC no RAUM | Cardinal Wealth Management state registered | Other | Mar 23, 2023 | Feb 28, 2023 |
| Elijah Daniel Barrows | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Mar 17, 2023 | Mar 14, 2023 |
| Kelsey Wilson | Northwestern Mutual Investment Services,LLC no RAUM | Blacklines Financial state registered | Other | Mar 14, 2023 | Jan 20, 2023 |
| John Frederick Pegg | Northwestern Mutual Investment Services,LLC no RAUM | Citigroup Global Markets Inc. BD affiliated | Other | Mar 2, 2023 | Jun 16, 2025 (837 d) |
| Leonard D Dewberry | Northwestern Mutual Investment Services,LLC no RAUM | LPL Enterprise, LLC BD affiliated | Other | Feb 24, 2023 | Jul 30, 2025 (887 d) |
| Roger Sverre Machlin | Northwestern Mutual Investment Services,LLC no RAUM | Power Financial Partners, LLC no RAUM | Other | Feb 17, 2023 | Feb 17, 2023 |
| Debbie Lynn Tanner | Northwestern Mutual Investment Services,LLC no RAUM | Power Financial Partners, LLC no RAUM | Other | Feb 11, 2023 | Feb 17, 2023 |
| Amie Jeanne Agamata | Northwestern Mutual Investment Services,LLC no RAUM | LPL Financial LLC independent RIA | Other | Jan 31, 2023 | Jan 9, 2023 |