| Brian Akira Mizoguchi | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 15, 2013 | Nov 21, 2013 |
| Valiullah Najafi | Voya Financial Advisors, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Nov 13, 2013 | Mar 21, 2024 (3781 d) |
| Brian Michael Therrell | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 6, 2013 | Nov 6, 2013 |
| Greg James Sansum | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 6, 2013 | Nov 7, 2013 |
| Frederick E Treff | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 6, 2013 | Nov 6, 2013 |
| Christian Joseph Abraham | Voya Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Nov 5, 2013 | Nov 18, 2013 |
| Bradford William Hess | Voya Financial Advisors, Inc. other | United Capital Financial Advisors other | Other | Nov 5, 2013 | Jul 29, 2016 (997 d) |
| David Bryan Schmidt | Voya Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Nov 5, 2013 | Jan 27, 2014 (83 d) |
| Anthony Michael Flowers | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Oct 30, 2013 | Nov 26, 2013 |
| Jason C Taylor | Voya Financial Advisors, Inc. other | Aspen Leaf Wealth Management, Pbc state registered | Other | Oct 25, 2013 | Oct 29, 2013 |
| Calvin Marshall Rutledge | Voya Financial Advisors, Inc. other | Royal Fund Management, LLC other | Other | Oct 25, 2013 | Mar 11, 2015 (502 d) |
| Kelly Anne Hughes | Voya Financial Advisors, Inc. other | RBC Capital Markets, LLC national BD | Other | Oct 25, 2013 | Dec 18, 2013 (54 d) |
| Paul Daniel Andrew Merck | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 17, 2013 | Apr 26, 2016 (922 d) |
| Wendy Piper Weant | Voya Financial Advisors, Inc. other | Transamerica Financial Advisors, LLC other | Other | Oct 1, 2013 | Oct 1, 2013 |
| Jamie Kohr Cash | Voya Financial Advisors, Inc. other | Cetera Advisor Networks LLC other | Other | Sep 30, 2013 | Oct 7, 2013 |
| John David Weninger | Voya Financial Advisors, Inc. other | Vision Wealth Partners unclassified | Other | Sep 27, 2013 | Sep 26, 2013 |
| Jeffrey R. Todd | Voya Financial Advisors, Inc. other | H. Beck, Inc. other | Other | Sep 25, 2013 | Sep 24, 2013 |
| Bryan David Pitney | Voya Financial Advisors, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Sep 19, 2013 | Oct 15, 2013 |
| Nicholas John Nannicelli | Voya Financial Advisors, Inc. other | Santander Securities other | Other | Sep 18, 2013 | Oct 7, 2013 |
| Justin Robert Shimborske | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 17, 2013 | May 18, 2016 (974 d) |
| Kyle R King | Voya Financial Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 4, 2013 | Nov 4, 2013 (61 d) |
| Gerri A Harrison | Voya Financial Advisors, Inc. other | J. W. Cole Advisors, Inc. other | Other | Sep 3, 2013 | Aug 11, 2015 (707 d) |
| Mark Morgan Preston | Voya Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Sep 3, 2013 | Feb 23, 2015 (538 d) |
| Jeff Michael Doan | Voya Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Aug 27, 2013 | Sep 17, 2013 |
| Evan Andrew Chiarenzelli | Voya Financial Advisors, Inc. other | Oppenheimer & Co. Inc. other | Other | Aug 23, 2013 | Sep 17, 2013 |
| Jonathan David Panosh | Voya Financial Advisors, Inc. other | Guggenheim Investments other | Other | Aug 16, 2013 | Feb 25, 2014 (193 d) |
| Tylor Francis Radtke | Voya Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Aug 5, 2013 | Aug 12, 2013 |
| Michael Anthony Saltiel | Voya Financial Advisors, Inc. other | Sunstreet Securities, LLC state registered | Other | Jul 30, 2013 | Dec 5, 2013 (128 d) |
| Brandon Poteet | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 23, 2013 | Aug 2, 2013 |
| Benjamin Rush Semmes | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 23, 2013 | Aug 6, 2013 |
| Bryan Allen Sarff | Voya Financial Advisors, Inc. other | Research Financial Strategies other | Other | Jul 22, 2013 | Jul 22, 2013 |
| Gary M Klobchar | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jul 16, 2013 | Jul 10, 2013 |
| Marcus Minsky | Voya Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Jul 16, 2013 | Aug 1, 2013 |
| Thomas Patrick Kalili | Voya Financial Advisors, Inc. other | Empower Advisory Group, LLC BD affiliated | Other | Jul 15, 2013 | Jan 23, 2024 (3844 d) |
| Savas Bournias | Voya Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Jul 10, 2013 | Dec 15, 2014 (523 d) |
| William Harry Odonnell | Voya Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | Jun 28, 2013 | Jun 28, 2013 |
| Rachel Marie Wilson | Voya Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jun 14, 2013 | Jun 13, 2013 |
| Biniam Keleta | Voya Financial Advisors, Inc. other | Spc other | Other | Jun 13, 2013 | Jun 12, 2013 |
| Dennis Eugene Zaderaka | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 7, 2013 | Jun 13, 2013 |
| Cynthia Anne Herron | Voya Financial Advisors, Inc. other | Modern Capital Advisors, LLC other | Other | May 30, 2013 | Jun 17, 2013 |
| Nathaniel Francis Morris | Voya Financial Advisors, Inc. other | Essex Financial Services, Inc. other | Other | May 29, 2013 | Jun 3, 2013 |
| Peter Andrew Hermes | Voya Financial Advisors, Inc. other | Creativeone Securities, LLC other | Other | May 20, 2013 | May 22, 2013 |
| Brady Douglas Bellue | Voya Financial Advisors, Inc. other | Creativeone Securities, LLC other | Other | May 16, 2013 | May 20, 2013 |
| Richard B Shuster | Voya Financial Advisors, Inc. other | Private Advisor Group, LLC other | Other | May 13, 2013 | May 14, 2013 |
| David Joseph Tushingham | Voya Financial Advisors, Inc. other | Private Advisor Group, LLC other | Other | May 13, 2013 | May 16, 2013 |
| Benjamin Charles Steele | Voya Financial Advisors, Inc. other | Miles Capital, Inc. other | Other | May 3, 2013 | May 1, 2015 (728 d) |
| Harris Greenfield Mandler | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | May 2, 2013 | May 8, 2013 |
| Daniel Carlos Rodriguez | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | May 2, 2013 | May 8, 2013 |
| James David Weston | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Apr 30, 2013 | Nov 23, 2015 (937 d) |
| Steven Andrew Bellog | Voya Financial Advisors, Inc. other | Morgan Stanley wirehouse | Other | Apr 29, 2013 | Jul 2, 2013 (64 d) |
| Clare Ann Daily | Voya Financial Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | Apr 25, 2013 | May 21, 2013 |
| Steven Jay Silver | Voya Financial Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Apr 11, 2013 | Apr 23, 2013 |
| Jay Blakeley Willcox | Voya Financial Advisors, Inc. other | Eide Bailly Advisors, LLC other | Other | Apr 2, 2013 | Jun 14, 2013 (73 d) |
| John Taveira | Voya Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Mar 5, 2013 | Mar 5, 2013 |
| Rose F. Swanger | Voya Financial Advisors, Inc. other | Osaic Wealth, Inc. other | Other | Mar 4, 2013 | Mar 18, 2013 |
| Marlene Espinoza | Voya Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Feb 25, 2013 | Jan 31, 2014 (340 d) |
| Gerald Palmer Pascal | Voya Financial Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Feb 14, 2013 | Mar 13, 2013 |
| David Gallello | Voya Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Feb 14, 2013 | Mar 18, 2014 (397 d) |
| Ashley Brian Varner | Voya Financial Advisors, Inc. other | H. Beck, Inc. other | Other | Feb 13, 2013 | Feb 14, 2013 |
| David James Lloyd | Voya Financial Advisors, Inc. other | Triad Advisors, LLC other | Other | Feb 12, 2013 | Feb 6, 2013 |