| Raymond Leslie Hammock | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Aug 19, 2009 | Jan 22, 2018 (3078 d) |
| Don M Dumas | Voya Financial Advisors, Inc. other | Creativeone Securities, LLC other | Other | Jul 29, 2009 | Aug 2, 2013 (1465 d) |
| Alan Robert Olson | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jul 24, 2009 | Jul 14, 2009 |
| Diana Anita Henderson | Voya Financial Advisors, Inc. other | Henderson Asset Management, LLC state registered | Other | Jul 1, 2009 | Apr 11, 2025 (5763 d) |
| Paul Helmut Auslander | Voya Financial Advisors, Inc. other | Foothill Securities, Inc. other | Other | Jun 30, 2009 | Jul 6, 2009 |
| Matthew John Boyce | Voya Financial Advisors, Inc. other | Foothill Securities, Inc. other | Other | Jun 30, 2009 | Jul 6, 2009 |
| Mark Jan Bras | Voya Financial Advisors, Inc. other | Foothill Securities, Inc. other | Other | Jun 30, 2009 | Jul 13, 2009 |
| Robert Ronald Obraitis | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jun 16, 2009 | May 20, 2009 |
| Jason Scott Pitts | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jun 16, 2009 | May 20, 2009 |
| John Paul Reising | Voya Financial Advisors, Inc. other | Trustmont Advisory Group, Inc. other | Other | Jun 5, 2009 | Jun 9, 2009 |
| Matthew Christian Smith | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 1, 2009 | Jan 27, 2010 (240 d) |
| James Elliott | Voya Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | May 7, 2009 | Jul 11, 2012 (1161 d) |
| Kevin Ronald Manz | Voya Financial Advisors, Inc. other | Investment Advisors Corp other | Other | May 1, 2009 | May 8, 2009 |
| Peter Alan Wierenga | Voya Financial Advisors, Inc. other | Berthel Fisher & Company Financial Services, Inc. other | Other | Apr 2, 2009 | Apr 13, 2009 |
| Thomas Lloyd Worth | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Apr 1, 2009 | Apr 1, 2009 |
| Andrew David Bush | Voya Financial Advisors, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Mar 24, 2009 | Mar 21, 2024 (5476 d) |
| Gary Allen Harris | Voya Financial Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Mar 23, 2009 | Mar 20, 2009 |
| David Lee Greene | Voya Financial Advisors, Inc. other | USA Financial Securities LLC other | Other | Mar 23, 2009 | Mar 26, 2009 |
| Robert Bradley Knowles | Voya Financial Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Mar 2, 2009 | Feb 27, 2009 |
| Laura Lee Provost | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Feb 25, 2009 | Feb 27, 2009 |
| Michael Adams Rouse | Voya Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | Feb 17, 2009 | Jul 7, 2010 (505 d) |
| Luke Tien-Lu Tung | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jan 27, 2009 | Feb 2, 2009 |
| John Fiske Faustino | Voya Financial Advisors, Inc. other | Ernst & Young Investment Advisers Llp no RAUM | Other | Jan 26, 2009 | Jan 12, 2009 |
| Michael Christopher Wali | Voya Financial Advisors, Inc. other | Sii Investments, Inc. other | Other | Jan 21, 2009 | Jan 15, 2009 |
| James Petrizzo | Voya Financial Advisors, Inc. other | Osaic Fs, Inc. other | Other | Jan 9, 2009 | Feb 6, 2009 |
| Michael Jerry Snasel | Voya Financial Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Dec 31, 2008 | Dec 22, 2010 (721 d) |
| Stephen Jacob Blum | Voya Financial Advisors, Inc. other | Strategic Wealth Planning other | Other | Dec 31, 2008 | Jan 8, 2009 |
| Marcus Whitney Magers | Voya Financial Advisors, Inc. other | Strategic Wealth Planning other | Other | Dec 31, 2008 | Jan 8, 2009 |
| Jared Roy Daniel | Voya Financial Advisors, Inc. other | Wealth Guardian Advisory, Pllc state registered | Other | Dec 31, 2008 | Apr 29, 2010 (484 d) |
| Frank Warner Anderson | Voya Financial Advisors, Inc. other | Woodstock Financial Group, Inc. other | Other | Dec 31, 2008 | Jan 13, 2009 |
| Luis Chaves | Voya Financial Advisors, Inc. other | New England Securities Corporation other | Other | Dec 31, 2008 | Feb 9, 2009 (40 d) |
| Cory Reed Walton | Voya Financial Advisors, Inc. other | New England Securities Corporation other | Other | Dec 16, 2008 | Feb 9, 2009 (55 d) |
| Keys Ericson Tinney | Voya Financial Advisors, Inc. other | Ipro One Management, Inc. unclassified | Other | Dec 12, 2008 | Mar 20, 2009 (98 d) |
| Gary Donald Kinder | Voya Financial Advisors, Inc. other | Qa3 Financial LLC unclassified | Other | Dec 8, 2008 | Jan 20, 2009 (43 d) |
| Mark Bret Umek | Voya Financial Advisors, Inc. other | Qa3 Financial LLC unclassified | Other | Dec 8, 2008 | Dec 9, 2008 |
| Randy Jo Goodsell | Voya Financial Advisors, Inc. other | Qa3 Financial LLC unclassified | Other | Dec 8, 2008 | Dec 9, 2008 |
| Peter Joseph Ponzio | Voya Financial Advisors, Inc. other | Longview Capital Management LLC other | Other | Dec 4, 2008 | Jan 9, 2009 (36 d) |
| Greg H Miller | Voya Financial Advisors, Inc. other | Guardian Capital, LLC independent RIA | Other | Dec 4, 2008 | Jan 31, 2011 (788 d) |
| Roger Robert Ruden | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Dec 3, 2008 | Dec 2, 2008 |
| Robert Styles Davenport | Voya Financial Advisors, Inc. other | Girard Securities, Inc. other | Other | Nov 5, 2008 | Nov 3, 2008 |
| Scott Taylor Steves | Voya Financial Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Nov 3, 2008 | Oct 31, 2008 |
| Michael Scott Sorenson | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Oct 31, 2008 | Oct 21, 2008 |
| Karen Meyer Holland | Voya Financial Advisors, Inc. other | J P Turner & Company Capital Management, LLC other | Other | Oct 14, 2008 | Apr 16, 2009 (184 d) |
| Jessie Anthony Fabiano | Voya Financial Advisors, Inc. other | Money Concepts Advisory Service other | Other | Sep 26, 2008 | Sep 22, 2008 |
| Seth Adam Bolno | Voya Financial Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Sep 10, 2008 | Nov 9, 2017 (3347 d) |
| David Michael Rex | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 8, 2008 | Sep 3, 2008 |
| Stephen Louis Skillman | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 4, 2008 | Sep 10, 2008 |
| Russell Jeanis | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 4, 2008 | Sep 3, 2008 |
| Jayanth Rao Kabad | Voya Financial Advisors, Inc. other | Jaykay Wealth Advisors, Inc. independent RIA | Other | Aug 29, 2008 | Jun 3, 2014 (2104 d) |
| Raymond Paul Virgilio | Voya Financial Advisors, Inc. other | Integrity Advisors state registered | Other | Aug 29, 2008 | Oct 28, 2025 (6269 d) |
| Steven Lee Paolucci | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Aug 26, 2008 | Aug 22, 2008 |
| Tiffany Renee Rawling | Voya Financial Advisors, Inc. other | Suntrust Investment Services, Inc. other | Other | Aug 25, 2008 | Oct 6, 2008 (42 d) |
| Michael Lee Martin | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Aug 18, 2008 | Aug 15, 2008 |
| Jeffrey Mark Hochwalt | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Aug 13, 2008 | Aug 12, 2008 |
| Chad Brody Renfro | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Aug 5, 2008 | Aug 1, 2008 |
| Harold Leroy Teel | Voya Financial Advisors, Inc. other | Osaic Wealth, Inc. other | Other | Jul 25, 2008 | Jun 29, 2017 (3261 d) |
| Nicolina A Stewart | Voya Financial Advisors, Inc. other | Cma Advisors, Inc. state registered | Other | Jul 7, 2008 | Oct 28, 2025 (6322 d) |
| Randolph Andrew Fisher | Voya Financial Advisors, Inc. other | Questar Asset Management, Inc. other | Other | Jun 27, 2008 | Nov 18, 2008 (144 d) |
| Ericson Paul Hilbun | Voya Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jun 6, 2008 | Jun 4, 2008 |
| Bruce Romagnoli | Voya Financial Advisors, Inc. other | Planmember Securities Corporation other | Other | Jun 5, 2008 | Jun 5, 2008 |