DFX Intelligence
Advisor moves
Departures from Voya Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Estelle Arlene Gonzalez | Voya Financial Advisors, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2020 | Jul 10, 2020 (67 d) |
| Kristina Kathleeen Draper | Voya Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2020 | Apr 7, 2020 |
| Karl Raymond Schofield | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Apr 9, 2020 | Aug 19, 2019 |
| Lisa Marie Kelly | Voya Financial Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2020 | Jul 14, 2020 (98 d) |
| James D Zahakos | Voya Financial Advisors, Inc. BD affiliated | Fortis Group Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2020 | Apr 14, 2020 |
| Daniel Joshua Weiss | Voya Financial Advisors, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2020 | Mar 26, 2020 |
| Alec Jacob Weiss | Voya Financial Advisors, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2020 | Mar 26, 2020 |
| Joshua Grant Wemple | Voya Financial Advisors, Inc. BD affiliated | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Mar 30, 2020 | Apr 9, 2020 |
| Craig Michael Bruning | Voya Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2020 | Mar 16, 2020 |
| Scott H Mcclave | Voya Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2020 | May 15, 2020 (58 d) |
| John Fielding Crigler | Voya Financial Advisors, Inc. BD affiliated | Jrl Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2020 | Mar 13, 2020 |
| John Thomas Keeney | Voya Financial Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2020 | Feb 17, 2020 |
| David Allen Koetje | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2020 | Feb 18, 2020 |
| Douglas Karl Everett | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 6, 2020 | Feb 7, 2020 |
| Wesley Stiles Frierson | Voya Financial Advisors, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2020 | Feb 21, 2020 |
| Deborah Lynn Johnson | Voya Financial Advisors, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2020 | Feb 21, 2020 |
| Joshua David Koetje | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2020 | Mar 25, 2020 (36 d) |
| Willard Edward Gombert | Voya Financial Advisors, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2020 | Feb 6, 2020 |
| Aaron Justin Gore | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 12, 2020 | Feb 7, 2020 |
| Jamie Frances Reeb | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 12, 2020 | Feb 7, 2020 |
| Philip James Ledet | Voya Financial Advisors, Inc. BD affiliated | Stratos Wealth Partners, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2020 | Feb 5, 2020 |
| Elizabeth Anne Burgess | Voya Financial Advisors, Inc. BD affiliated | Legacy Planning & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2020 | Jan 27, 2020 |
| Justin Dakota Chandler | Voya Financial Advisors, Inc. BD affiliated | Kingsmark Private Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2020 | Jan 23, 2020 |
| Steven Alan Foster | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Jan 7, 2020 |
| Jeffrey Charles Reynolds | Voya Financial Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Mar 16, 2021 (441 d) |
| Kathleen Ann Larouere | Voya Financial Advisors, Inc. BD affiliated | Simplicity Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2019 | Jan 7, 2020 |
| Thomas Donald St Hilaire | Voya Financial Advisors, Inc. BD affiliated | Midwest Financial Partners no RAUM | Other | Dec 31, 2019 | Jan 6, 2015 |
| Ross L Wamsley | Voya Financial Advisors, Inc. BD affiliated | St. Bernard Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jun 29, 2023 (1276 d) |
| Samuel Thomas Price | Voya Financial Advisors, Inc. BD affiliated | Ssn Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2019 | Dec 17, 2019 |
| Lindsey Hall | Voya Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Jun 29, 2023 (1294 d) |
| Bryan J Nelson | Voya Financial Advisors, Inc. BD affiliated | Balanced Plan Financial Investment Advisors, Inc. unclassified | Other | Dec 11, 2019 | Dec 11, 2019 |
| James Clifford Danner | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | Nov 26, 2019 |
| Kimberly Elaine Saunders | Voya Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | Nov 21, 2019 |
| Eric Wolter Bischoff | Voya Financial Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 20, 2019 | Dec 6, 2022 (1112 d) |
| Jonathan James Wolfe | Voya Financial Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2019 | Dec 4, 2019 |
| Kimberly Dawn Sparks | Voya Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2019 | Nov 20, 2019 |
| Jesse Czaja | Voya Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Nov 4, 2019 |
| Patrick Jeremiah O'Brien | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 1, 2019 | Nov 1, 2019 |
| Steven John Spieldenner | Voya Financial Advisors, Inc. BD affiliated | Vantage Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2019 | Apr 11, 2022 (894 d) |
| Alan Paul Neese | Voya Financial Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2019 | Oct 23, 2019 |
| John Adam Henderson | Voya Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2019 | Oct 21, 2019 |
| Krista Lee Czarnec | Voya Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Oct 28, 2019 |
| Stephanie Leigh Hagan | Voya Financial Advisors, Inc. BD affiliated | Carter Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2019 | Oct 14, 2019 |
| Stefan Nabih Sabbagh | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 18, 2019 | Jan 3, 2020 (77 d) |
| Jennifer Ann Karch | Voya Financial Advisors, Inc. BD affiliated | Carter Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2019 | Oct 14, 2019 |
| Scott Lee Brady | Voya Financial Advisors, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2019 | Oct 13, 2021 (728 d) |
| Robert Joseph Smith | Voya Financial Advisors, Inc. BD affiliated | Integrated Financial Solutions, Pllc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 16, 2019 | Dec 20, 2019 (65 d) |
| Kevin Kenneth Carter | Voya Financial Advisors, Inc. BD affiliated | Carter Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2019 | Oct 23, 2019 |
| Michael Benefield | Voya Financial Advisors, Inc. BD affiliated | Trustmont Advisory Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2019 | Oct 1, 2019 |
| Jason Gregory Smith | Voya Financial Advisors, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Oct 17, 2019 |
| Joseph Francis Boyle | Voya Financial Advisors, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2019 | Oct 22, 2019 |
| Christopher Eugene Trovato | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Sep 17, 2019 | Oct 31, 2019 (44 d) |
| Nancy Ann Lewis | Voya Financial Advisors, Inc. BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Sep 16, 2019 |
| Cheryl Ann Daughenbaugh | Voya Financial Advisors, Inc. BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Sep 16, 2019 |
| Ricardo R Santos | Voya Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC institutional | Other | Sep 12, 2019 | Oct 8, 2019 |
| Jane An | Voya Financial Advisors, Inc. BD affiliated | Nwf Advisory Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2019 | Sep 12, 2019 |
| Daniela Aljawad | Voya Financial Advisors, Inc. BD affiliated | Nwf Advisory Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2019 | Sep 12, 2019 |
| Patrick Lee Barnett | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 5, 2019 |
| Melchor C Martinez | Voya Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 4, 2019 |
| Louis Joseph Czerwinski | Voya Financial Advisors, Inc. BD affiliated | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2019 | Dec 2, 2019 (89 d) |
1,538 moves match.