DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,542 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristina Lee Holloran | Fidelity Personal And Workplace Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | Apr 3, 2023 |
| Roberto Antonio Rodriguez | Fidelity Personal And Workplace Advisors BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2023 | Apr 18, 2023 (33 d) |
| Michael Ray Williams | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 16, 2023 | Apr 20, 2023 (35 d) |
| Eric Luan-Trong Nguyen | Fidelity Personal And Workplace Advisors BD affiliated | Oak Harvest Investment Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2023 | Apr 5, 2023 |
| Colin James Heaney | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Mar 22, 2023 |
| Matthew Reed Aument | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 15, 2023 | May 17, 2023 (63 d) |
| Jamel Oneal White | Fidelity Personal And Workplace Advisors BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Sep 6, 2024 (541 d) |
| Jaskaran S Sandhar | Fidelity Personal And Workplace Advisors BD affiliated | Denver Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2023 | Jul 19, 2023 (127 d) |
| Eric P Callahan | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 13, 2023 | Aug 31, 2023 (171 d) |
| Patrick Graham | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 13, 2023 | Dec 6, 2024 (634 d) |
| Christopher Andrew Crawford | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2023 | Aug 11, 2023 (154 d) |
| Heather Rae Nidetch | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2023 | Aug 7, 2023 (151 d) |
| Joseph Carson Lake | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 9, 2023 | May 9, 2023 (61 d) |
| Caitlin Ann Monahan | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2023 | Mar 7, 2023 |
| Weston Charles Haaf | Fidelity Personal And Workplace Advisors BD affiliated | Vantage Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 8, 2023 | Mar 6, 2023 |
| Kyle Matthew Boucher | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2023 | Mar 20, 2023 |
| Mason Tobe Emmel | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2023 | Apr 12, 2023 (35 d) |
| Alexandra Anderson | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2023 | Jun 25, 2026 (1206 d) |
| Gregory Hill | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2023 | Apr 12, 2023 (37 d) |
| Aaron Chung | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Mar 6, 2023 |
| Jordan Bradley Townsend | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Mar 20, 2023 |
| Travis Christopher Grosse | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2023 | Mar 6, 2023 |
| Scott William Bedell | Fidelity Personal And Workplace Advisors BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 2, 2023 | Feb 27, 2023 |
| Matthew Dillion Blickenderfer | Fidelity Personal And Workplace Advisors BD affiliated | Zero Day Capital Enterprises LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2023 | Aug 19, 2026 (1266 d) |
| Amanda K Kombosch | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2023 | Aug 19, 2024 (536 d) |
| Andy Edgar Chen | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 2, 2023 | Apr 11, 2023 (40 d) |
| Walter C. Emmerling | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2023 | Apr 3, 2023 (32 d) |
| Kaden Verl Waters | Fidelity Personal And Workplace Advisors BD affiliated | Peterson Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2023 | Mar 17, 2023 |
| Ross Edwards Keck | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2023 | Apr 4, 2023 (35 d) |
| Nino Lekarczyk | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2023 | Mar 17, 2023 |
| Anthony Olimpio | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2023 | Aug 14, 2024 (533 d) |
| Brett Donald Melton | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Feb 1, 2024 (339 d) |
| Chelsea Anne Le Moine | Fidelity Personal And Workplace Advisors BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Oct 26, 2023 (241 d) |
| Kelli Diane Martin | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Oct 6, 2021 |
| John Plowman | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2023 | Feb 27, 2023 |
| Darin Britton Guthrie | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 23, 2023 | May 23, 2023 (89 d) |
| Jeffrey M Law | Fidelity Personal And Workplace Advisors BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2023 | May 16, 2023 (82 d) |
| Abraham Salinas | Fidelity Personal And Workplace Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2023 | Apr 27, 2023 (69 d) |
| Sarah Jocelyn Brockhouse | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Mar 7, 2023 |
| James Sheehan | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 15, 2023 | May 16, 2024 (456 d) |
| Nicholas Anre Parker | Fidelity Personal And Workplace Advisors BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2023 | Jul 10, 2023 (147 d) |
| Samuel Charles Smeed | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2023 | Jul 19, 2022 |
| Shawn George | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 13, 2023 | Sep 29, 2022 |
| Xexilia Barajas | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2023 | Mar 21, 2023 (39 d) |
| Benjamin Edward Nolen | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2023 | Aug 9, 2023 (180 d) |
| Ciara Wohlgemuth | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2023 | Aug 11, 2025 (914 d) |
| Ian Thomas Prymak | Fidelity Personal And Workplace Advisors BD affiliated | Campbell Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2023 | Feb 15, 2023 |
| Theodore William Mccright | Fidelity Personal And Workplace Advisors BD affiliated | Daybright Advisory Services, Inc. other | Other | Feb 7, 2023 | Mar 2, 2026 (1119 d) |
| Lucas F Bueno | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 7, 2023 | Jun 26, 2023 (139 d) |
| Tzarina Marie Sherfey | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 7, 2023 | Feb 9, 2023 |
| James Bryan Garner | Fidelity Personal And Workplace Advisors BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2023 | Nov 22, 2024 (659 d) |
| Stephen D Chipman | Fidelity Personal And Workplace Advisors BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2023 | Feb 14, 2023 |
| Naomi Boateng | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 2, 2023 | Mar 7, 2023 (33 d) |
| Jasmine Mikell | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 2, 2023 | Mar 14, 2023 (40 d) |
| Erik Jason Kautzmann | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 1, 2023 | Mar 14, 2023 (41 d) |
| Sean Michael Carson | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 1, 2023 | Feb 10, 2023 |
| Kyle Hoeppner | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 1, 2023 | Mar 17, 2023 (44 d) |
| Ashten Rosalyn Barber | Fidelity Personal And Workplace Advisors BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Mar 24, 2023 (52 d) |
| Alejandro Ojeda Martinez | Fidelity Personal And Workplace Advisors BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Sep 10, 2026 (1318 d) |
| Joseph K Patterson | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 30, 2023 | Jan 27, 2023 |