DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Neuberger Berman Bd LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Hugh Light StangelandNeuberger Berman Bd LLC no RAUMEdward Jones national BDOtherApr 2, 2019Apr 1, 2019
Matthew Ryan MulcahyNeuberger Berman Bd LLC no RAUMRaymond James Financial Services Advisors, Inc BD affiliatedOtherMar 12, 2019Apr 1, 2026 (2577 d)
Diana ContrerasNeuberger Berman Bd LLC no RAUMCitigroup Global Markets Inc. BD affiliatedOtherNov 13, 2018Nov 7, 2018
Robert Charles MckeonNeuberger Berman Bd LLC no RAUMGlobal Retirement Partners LLC institutionalOtherOct 30, 2018Dec 5, 2024 (2228 d)
Jonathan KobetsNeuberger Berman Bd LLC no RAUMAlliancebernstein L.P. otherOtherOct 16, 2018May 5, 2020 (567 d)
Kara Lynn DorothyNeuberger Berman Bd LLC no RAUMMariner BD affiliatedOtherOct 16, 2018Jul 9, 2019 (266 d)
Christopher C GarvinNeuberger Berman Bd LLC no RAUMClearbridge Investments, LLC mixed wealthOtherOct 9, 2018Jan 10, 2019 (93 d)
Beau M TothNeuberger Berman Bd LLC no RAUMLPL Financial LLC BD affiliatedOtherSep 18, 2018Jun 6, 2020 (627 d)
Scott Leonard DynanNeuberger Berman Bd LLC no RAUMWestern International Securities independent RIAOtherSep 4, 2018Jun 13, 2019 (282 d)
Ti Lon ChoNeuberger Berman Bd LLC no RAUMCitigroup Global Markets Inc. BD affiliatedOtherJul 18, 2018Jul 13, 2018
Mark Francis SaranNeuberger Berman Bd LLC no RAUMNorth Shore Private Asset Management, LLC independent RIAOtherJul 18, 2018Apr 24, 2023 (1741 d)
Michael T. O'BrienNeuberger Berman Bd LLC no RAUMFisher Investments independent RIAOtherJul 5, 2018Jan 30, 2024 (2035 d)
Wendy D MasseNeuberger Berman Bd LLC no RAUMMorgan Stanley wirehouseOtherJun 15, 2018Jun 18, 2018
Joseph TiralosiNeuberger Berman Bd LLC no RAUMNorthern Trust Investments, Incorporated asset managerOtherMay 29, 2018Jun 4, 2018
Nicole Masey AyubNeuberger Berman Bd LLC no RAUMJ.P. Morgan Securities LLC wirehouseOtherMay 29, 2018Jul 20, 2018 (52 d)
Scott William HolmesNeuberger Berman Bd LLC no RAUMCommonwealth Financial Network national BDOtherMay 23, 2018May 22, 2018
Douglas Hanson JonesNeuberger Berman Bd LLC no RAUMCharles Schwab & Co., Inc. national BDOtherMar 20, 2018Apr 12, 2018
Brian MatthewsNeuberger Berman Bd LLC no RAUMConcourse Financial Group Advisors BD affiliatedOtherMar 20, 2018Jun 18, 2021 (1186 d)
John ItalianoNeuberger Berman Bd LLC no RAUMCammack Retirement Group institutionalOtherFeb 14, 2018Mar 19, 2018 (33 d)
John Howell SwiftNeuberger Berman Bd LLC no RAUMWells Fargo Advisors wirehouseOtherFeb 6, 2018Nov 14, 2018 (281 d)
Sergio Omar Russell-DiazNeuberger Berman Bd LLC no RAUMAmeriprise Financial Services, LLC national BDOtherFeb 6, 2018Apr 4, 2018 (57 d)
Martin Brian MeaneyNeuberger Berman Bd LLC no RAUMT. Rowe Price Advisory Services, Inc. independent RIAOtherFeb 6, 2018Oct 16, 2018 (252 d)
Christoher W BarnesNeuberger Berman Bd LLC no RAUMNorthern Trust Investments, Incorporated asset managerOtherJan 16, 2018Aug 28, 2018 (224 d)
Lance Matthew BryanNeuberger Berman Bd LLC no RAUMMatrix Private Capital Group independent RIAOtherNov 14, 2017Nov 29, 2017
Christopher John DemonteNeuberger Berman Bd LLC no RAUMCresset Asset Management, LLC independent RIAOtherNov 1, 2017Jan 12, 2018 (72 d)
Kelly GandreNeuberger Berman Bd LLC no RAUMEdward Jones national BDOtherOct 17, 2017Mar 11, 2019 (510 d)
Marisa Elizabeth CampNeuberger Berman Bd LLC no RAUMCresset Asset Management, LLC no RAUMOtherOct 2, 2017Sep 26, 2017
Christina Kay YorkNeuberger Berman Bd LLC no RAUMCharles Schwab & Co., Inc. national BDOtherSep 27, 2017Mar 29, 2018 (183 d)
Beth Galanter ConnollyNeuberger Berman Bd LLC no RAUMMorgan Stanley wirehouseOtherSep 13, 2017Aug 28, 2019 (714 d)
Paulina WongNeuberger Berman Bd LLC no RAUMJ.P. Morgan Securities LLC wirehouseOtherSep 13, 2017Sep 22, 2017
Steven Erwin FlewellingNeuberger Berman Bd LLC no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 4, 2017Apr 23, 2018 (262 d)
Ted BlyskalNeuberger Berman Bd LLC no RAUMMorgan Stanley Investment Management Inc. otherOtherJul 21, 2017Sep 11, 2017 (52 d)
Rebecca KieranNeuberger Berman Bd LLC no RAUMStrategic Advisers LLC national BDOtherJun 13, 2017Aug 25, 2017 (73 d)
David Hancock NorthrupNeuberger Berman Bd LLC no RAUMFirst Trust Advisors LP otherOtherJun 13, 2017Jun 9, 2017
Jose Michael GuerreroNeuberger Berman Bd LLC no RAUMStrategic Advisers LLC national BDOtherMay 23, 2017Jun 15, 2017
Benjamin Joseph SchmidNeuberger Berman Bd LLC no RAUMKetwich Capital LLC state registeredOtherMay 3, 2017Jul 27, 2017 (85 d)
David Wilson Jr.Neuberger Berman Bd LLC no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 5, 2017Apr 24, 2017
Michael David MoschettaNeuberger Berman Bd LLC no RAUMCuna Brokerage Services, Inc. otherOtherMar 15, 2017Apr 2, 2017
John Robert GuagliardoNeuberger Berman Bd LLC no RAUMFirst Financial Equity Corporation otherOtherFeb 10, 2017Feb 28, 2017
Barrett Weldon CostelloNeuberger Berman Bd LLC no RAUMStratos Wealth Partners, Ltd otherOtherFeb 10, 2017Aug 22, 2017 (193 d)
Patrick EvansNeuberger Berman Bd LLC no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 10, 2017Nov 7, 2017 (270 d)
Benjamin ShirleyNeuberger Berman Bd LLC no RAUMStifel, Nicolaus & Company, Incorporated national BDOtherJan 31, 2017Jan 24, 2018 (358 d)
Thuy TranNeuberger Berman Bd LLC otherKyur, Inc. independent RIAOtherDec 7, 2016Jan 1, 2026 (3312 d)
Erik Ronn KiddNeuberger Berman Bd LLC otherPgim Investments LLC otherOtherNov 16, 2016Dec 15, 2016
Ryan Edward KubasekNeuberger Berman Bd LLC otherEdward Jones national BDOtherNov 8, 2016Nov 21, 2016
David Keith MeadorNeuberger Berman Bd LLC otherAmeriprise Financial Services, LLC national BDOtherOct 18, 2016Oct 26, 2016
Janee BrowneNeuberger Berman Bd LLC otherStrategic Advisers LLC national BDOtherOct 11, 2016Oct 24, 2016
Andrew Talman KrossNeuberger Berman Bd LLC otherWilliam Blair & Company L.L.C. otherOtherSep 20, 2016Sep 16, 2016
John Alexander KellyNeuberger Berman Bd LLC otherWells Fargo Advisors wirehouseOtherSep 6, 2016Oct 27, 2016 (51 d)
Gregg Michael ToubinNeuberger Berman Bd LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 23, 2016Apr 10, 2019 (960 d)
Thomas Matthew O'BrienNeuberger Berman Bd LLC otherMorgan Stanley Investment Management Inc. otherOtherAug 23, 2016Sep 12, 2016
Brendan Michael GillNeuberger Berman Bd LLC otherPgim Investments LLC otherOtherAug 16, 2016Nov 9, 2016 (85 d)
Lisa Rahner BogertNeuberger Berman Bd LLC otherMorgan Stanley wirehouseOtherAug 9, 2016Aug 9, 2016
Elizabeth Ann CoelloNeuberger Berman Bd LLC otherMorgan Stanley wirehouseOtherAug 9, 2016Aug 10, 2016
Rachel Eileen DelevanteNeuberger Berman Bd LLC otherBny Mellon Securities Corporation otherOtherJul 26, 2016Jan 10, 2024 (2724 d)
Catherine Ann ZiemanNeuberger Berman Bd LLC otherDominari Securities LLC otherOtherJul 12, 2016Sep 21, 2016 (71 d)
Lissette FigueroaNeuberger Berman Bd LLC otherUBS Financial Services Inc. wirehouseOtherJun 28, 2016Aug 10, 2016 (43 d)
M Jeremy MckitrickNeuberger Berman Bd LLC otherEdward Jones national BDOtherApr 13, 2016Apr 4, 2016
Jonathan David JurusNeuberger Berman Bd LLC otherThornburg Investment Management Inc otherOtherMar 29, 2016Apr 12, 2016
Paul Judson PilcherNeuberger Berman Bd LLC otherMfs Institutional Advisors Inc. otherOtherMar 22, 2016Apr 26, 2016 (35 d)
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340 moves match.