DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bb&T Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ethan Lewis Staats	Bb&T Investment Services, Inc. no RAUM	Morgan Stanley wirehouse	Other	Dec 5, 2012	Dec 17, 2012
John Christopher Mathews	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Dec 4, 2012	Dec 11, 2012
John Robert Ireland	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Nov 14, 2012	Nov 26, 2012
William Moniz	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Nov 13, 2012	Nov 28, 2012
Scott Soenen	Bb&T Investment Services, Inc. no RAUM	Transamerica Retirement Advisors, LLC other	Other	Nov 8, 2012	Jun 23, 2014 (592 d)
Craig James Bonney	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Oct 26, 2012	Nov 15, 2012
Bradley J Geltzer	Bb&T Investment Services, Inc. no RAUM	Cetera Advisors LLC other	Other	Oct 12, 2012	Nov 20, 2012 (39 d)
Matthew Truman Fallaw	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Oct 11, 2012	Jan 28, 2013 (109 d)
Ralph S Munroe	Bb&T Investment Services, Inc. no RAUM	Cuna Brokerage Services, Inc. other	Other	Oct 9, 2012	Jun 25, 2013 (259 d)
John Randolph Adams	Bb&T Investment Services, Inc. no RAUM	Waverly Advisors, LLC other	Other	Oct 9, 2012	Nov 28, 2012 (50 d)
Charles Scott Estes	Bb&T Investment Services, Inc. no RAUM	Better Things Financial Partners LLC state registered	Other	Oct 5, 2012	Oct 10, 2014 (735 d)
Ernie G Lewis	Bb&T Investment Services, Inc. no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Oct 4, 2012	Aug 20, 2013 (320 d)
Kelly Burkholder	Bb&T Investment Services, Inc. no RAUM	Ameriprise Financial Services, LLC national BD	Other	Oct 1, 2012	Aug 9, 2013 (312 d)
Sucharu Rishi Arora	Bb&T Investment Services, Inc. no RAUM	Truist Advisory Services, Inc. no RAUM	Other	Sep 28, 2012	Sep 9, 2016 (1442 d)
Andrew Alexander Haftek	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Sep 26, 2012	Jan 14, 2013 (110 d)
Jeffrey Michael White	Bb&T Investment Services, Inc. no RAUM	Ameriprise Financial Services, LLC national BD	Other	Sep 21, 2012	Apr 29, 2013 (220 d)
Thomas Theodore Gerardi	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Sep 21, 2012	Sep 24, 2012
Daniel Gregory Smith	Bb&T Investment Services, Inc. no RAUM	First Citizens Asset Management, Inc other	Other	Sep 19, 2012	Dec 10, 2012 (82 d)
Chad Jones	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Sep 17, 2012	Oct 10, 2012
Shaun Curtis Aycock	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Sep 10, 2012	Sep 11, 2012
Mark Alan Schrader	Bb&T Investment Services, Inc. no RAUM	Advice And Planning Services other	Other	Aug 17, 2012	Oct 1, 2012 (45 d)
Seth Chadwick	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Aug 10, 2012	Aug 27, 2012
Ellis Howard Dale Gallimore	Bb&T Investment Services, Inc. no RAUM	Valic Financial Advisors, Inc. other	Other	Aug 2, 2012	Aug 8, 2012
Nicolas Jeremiah Heywood	Bb&T Investment Services, Inc. no RAUM	Advice And Planning Services BD affiliated	Other	Aug 2, 2012	Sep 23, 2021 (3339 d)
Shelly D. Walton	Bb&T Investment Services, Inc. no RAUM	Aprio Wealth Management, LLC other	Other	Jul 18, 2012	Mar 17, 2014 (607 d)
Justin Louis Morris	Bb&T Investment Services, Inc. no RAUM	Raymond James & Associates, Inc. national BD	Other	Jul 16, 2012	Jul 20, 2012
Cheryl West Langston	Bb&T Investment Services, Inc. no RAUM	Usaa Financial Planning Services no RAUM	Other	Jul 9, 2012	Aug 2, 2012
Elisabeth D Baldwin	Bb&T Investment Services, Inc. no RAUM	Morgan Keegan & Company, LLC other	Other	Jul 5, 2012	Jul 30, 2012
Robert Howard	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Jul 5, 2012	Jul 5, 2012
Jeffrey Scott Hatton	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Jun 29, 2012	Jul 3, 2012
William Matthew Palmer	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Jun 22, 2012	Jul 30, 2012 (38 d)
Richard Romero	Bb&T Investment Services, Inc. no RAUM	Lara, May & Associates, LLC other	Other	Jun 5, 2012	Jun 11, 2012
Matthew Ryan Galbraith	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Jun 4, 2012	Jul 23, 2012 (49 d)
John R Callaway	Bb&T Investment Services, Inc. no RAUM	Northwestern Mutual Investment Services,LLC other	Other	Jun 1, 2012	Jun 27, 2012
Stephen Russell Sturkie	Bb&T Investment Services, Inc. no RAUM	Stratos Wealth Partners, Ltd other	Other	May 31, 2012	Jun 11, 2012
Edward Jerome Bullano	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	May 30, 2012	May 30, 2012
Vincent Dewayne Whatley	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	May 25, 2012	Jun 18, 2012
Rosalyn Kristina Brown	Bb&T Investment Services, Inc. no RAUM	Bb&T Institutional Investment Advisers, Inc. other	Other	May 11, 2012	Jun 26, 2012 (46 d)
William Rothwell Wilcox	Bb&T Investment Services, Inc. no RAUM	Belleair Wealth Management, LLC independent RIA	Other	May 7, 2012	Sep 6, 2013 (487 d)
Erin Hershey Serrate	Bb&T Investment Services, Inc. no RAUM	Asio Capital LLC no RAUM	Other	Apr 27, 2012	Aug 28, 2018 (2314 d)
Paul Joseph Bopp	Bb&T Investment Services, Inc. no RAUM	First Citizens Asset Management, Inc other	Other	Apr 11, 2012	Jul 31, 2012 (111 d)
Michael Keith Graham	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Apr 2, 2012	May 11, 2012 (39 d)
Charlene Farmer Reyes	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Apr 2, 2012	Apr 11, 2012
John Kevin Osborne	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Mar 27, 2012	Apr 16, 2012
David R Pierce	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Mar 13, 2012	Mar 26, 2012
Keith Alan Johnson	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Feb 28, 2012	Mar 2, 2012
Gregory Neil Mayes	Bb&T Investment Services, Inc. no RAUM	Cetera Advisors LLC other	Other	Feb 24, 2012	Jul 5, 2012 (132 d)
Kylan Lamont Smith	Bb&T Investment Services, Inc. no RAUM	Morgan Stanley wirehouse	Other	Feb 14, 2012	Feb 14, 2022 (3653 d)
Matthew Apgar Balady	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Feb 7, 2012	Mar 30, 2012 (52 d)
Aiyisha Adams	Bb&T Investment Services, Inc. no RAUM	Northwestern Mutual Investment Services,LLC other	Other	Jan 30, 2012	Mar 6, 2012 (36 d)
Cody Bryan Tellis	Bb&T Investment Services, Inc. no RAUM	Fifth Third Securities, Inc. other	Other	Jan 18, 2012	Apr 13, 2012 (86 d)
Murray Odom Duggins	Bb&T Investment Services, Inc. no RAUM	Cambridge Investment Research Advisors, Inc. other	Other	Jan 10, 2012	Apr 2, 2012 (83 d)
Robert James Pitzer	Bb&T Investment Services, Inc. no RAUM	Truist Advisory Services, Inc. no RAUM	Other	Jan 3, 2012	Aug 18, 2016 (1689 d)
Paula Demars Megan	Bb&T Investment Services, Inc. no RAUM	Msi Financial Services, Inc. other	Other	Jan 3, 2012	Feb 2, 2012
Marcus Thompson	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Dec 20, 2011	Mar 27, 2014 (828 d)
Leonard Mark Housel	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Dec 15, 2011	Feb 8, 2013 (421 d)
Miles Robert Miller	Bb&T Investment Services, Inc. no RAUM	Strategic Financial Concepts, LLC other	Other	Dec 2, 2011	Dec 7, 2011
Aaron Kyle Rainwater	Bb&T Investment Services, Inc. no RAUM	Pnc Managed Account Solutions, Inc. other	Other	Nov 8, 2011	Nov 23, 2011
Douglas Charles Tyson	Bb&T Investment Services, Inc. no RAUM	Td Ameritrade Investment Management, LLC other	Other	Nov 7, 2011	Oct 9, 2012 (337 d)
Coty Channing Backmon	Bb&T Investment Services, Inc. no RAUM	Nationwide Securities, LLC no RAUM	Other	Nov 2, 2011	Apr 3, 2012 (153 d)

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492 moves match.