DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Command Financial Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Edward Anthony Hunton	First Command Financial Planning, Inc. other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jul 11, 2013	Jun 25, 2021 (2906 d)
Victor Manuel Soto	First Command Financial Planning, Inc. other	1st Global Advisors Inc other	Other	Jul 11, 2013	Jul 12, 2013
Jason Palomares Lavarias	First Command Financial Planning, Inc. other	Osaic Fa, Inc. other	Other	Jul 11, 2013	Oct 7, 2013 (88 d)
Paul Robert Hicks	First Command Financial Planning, Inc. other	Pnc Wealth Management other	Other	Jul 11, 2013	Aug 1, 2013
Stephanie C Murray	First Command Financial Planning, Inc. other	Beacon Financial Strategies Corp. other	Other	Jun 19, 2013	Nov 5, 2013 (139 d)
Alana Light	First Command Financial Planning, Inc. other	Woodbury Financial Services, Inc. other	Other	Jun 7, 2013	Jul 26, 2013 (49 d)
Landon Paul Tymochko	First Command Financial Planning, Inc. other	Commonwealth Financial Network national BD	Other	May 23, 2013	May 12, 2014 (354 d)
William Joseph Cangeme	First Command Financial Planning, Inc. other	Valic Financial Advisors, Inc. other	Other	Apr 9, 2013	Jun 6, 2013 (58 d)
Kyle Donald Powers	First Command Financial Planning, Inc. other	H. Beck, Inc. other	Other	Mar 14, 2013	Mar 1, 2013
Louis Numa Decuir	First Command Financial Planning, Inc. other	Waddell & Reed other	Other	Mar 8, 2013	Feb 5, 2013
Hubert Anthony Ross	First Command Financial Planning, Inc. other	Private Advisor Group, LLC other	Other	Jan 15, 2013	Dec 19, 2012
Peter Abbate	First Command Financial Planning, Inc. other	Transamerica Financial Advisors, LLC other	Other	Dec 21, 2012	Mar 5, 2013 (74 d)
Nathaniel Stevens Ewoldt	First Command Financial Planning, Inc. other	Northwestern Mutual Investment Services,LLC other	Other	Nov 29, 2012	Jun 18, 2013 (201 d)
Thomas Christopher Massie	First Command Financial Planning, Inc. other	Asset Management Group, Inc. other	Other	Nov 7, 2012	Nov 28, 2012
Michael Thomas Oserow	First Command Financial Planning, Inc. other	M. J. Smith And Associates other	Other	Nov 2, 2012	Dec 14, 2012 (42 d)
Christine E Goates	First Command Financial Planning, Inc. other	Smh Capital Advisors LLC other	Other	Oct 30, 2012	Oct 24, 2012
Lucila Ann Williams	First Command Financial Planning, Inc. other	Osaic Fs, Inc. other	Other	Oct 19, 2012	Nov 2, 2012
Angela Brown	First Command Financial Planning, Inc. other	Principal Securities, Inc. other	Other	Oct 5, 2012	Oct 10, 2012
Margaret Ann Coutinho-Betancourt	First Command Financial Planning, Inc. other	Strategic Advisers LLC national BD	Other	Oct 4, 2012	Oct 18, 2012
Kevin Flaherty	First Command Financial Planning, Inc. other	Pnc Wealth Management other	Other	Oct 4, 2012	Oct 16, 2012
Ali Mozaffar	First Command Financial Planning, Inc. other	Hsbc Securities (USA) Inc. other	Other	Sep 26, 2012	Dec 11, 2012 (76 d)
Russell Joss Becker	First Command Financial Planning, Inc. other	LPL Financial LLC other	Other	Sep 26, 2012	Oct 26, 2012
Christopher Craig Pollard	First Command Financial Planning, Inc. other	Regent Wealth Management Group other	Other	Sep 14, 2012	Oct 4, 2012
Sheri A Strain	First Command Financial Planning, Inc. other	Financial West Group other	Other	Sep 11, 2012	Nov 1, 2012 (51 d)
Micheal Fred Miller	First Command Financial Planning, Inc. other	MML Investors Services, LLC other	Other	Aug 31, 2012	Jul 30, 2012
Stacey Lynn Lavender	First Command Financial Planning, Inc. other	Harbor Financial Services, LLC other	Other	Aug 22, 2012	Dec 10, 2012 (110 d)
Patricia Ann Nyborg	First Command Financial Planning, Inc. other	Morgan Stanley wirehouse	Other	Aug 22, 2012	Feb 14, 2013 (176 d)
Steven Brent Santy	First Command Financial Planning, Inc. other	E*Trade Capital Management, LLC other	Other	Aug 14, 2012	Sep 12, 2012
Andrew Stephen Leonard	First Command Financial Planning, Inc. other	RBC Capital Markets, LLC national BD	Other	Aug 7, 2012	Aug 1, 2012
Yuhui Chang	First Command Financial Planning, Inc. other	Waddell & Reed other	Other	Jul 27, 2012	Jul 18, 2012
Andrew David Baillie	First Command Financial Planning, Inc. other	Investors Capital Advisory other	Other	Jul 17, 2012	Jun 4, 2012
James L. Riutta	First Command Financial Planning, Inc. other	Wells Fargo Advisors wirehouse	Other	Jul 16, 2012	Oct 16, 2012 (92 d)
Daniel Enrique Luna	First Command Financial Planning, Inc. other	Next Financial Group, Inc. other	Other	Jun 15, 2012	Jun 28, 2012
James Stuart Agostini	First Command Financial Planning, Inc. other	Davinci Financial Designs other	Other	May 7, 2012	Apr 23, 2013 (351 d)
Patrick Paul Burgess	First Command Financial Planning, Inc. other	Davinci Financial Designs other	Other	May 7, 2012	Jan 25, 2013 (263 d)
Jeb Stuart Zoller	First Command Financial Planning, Inc. other	Davinci Financial Designs no RAUM	Other	May 7, 2012	May 14, 2012
Vincent Armond Croom	First Command Financial Planning, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	May 7, 2012	May 16, 2012
Nichole Dove Jansen	First Command Financial Planning, Inc. other	Msi Financial Services, Inc. other	Other	May 7, 2012	May 3, 2012
Stefanie Ann Bashore	First Command Financial Planning, Inc. other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	May 7, 2012	Jul 8, 2019 (2618 d)
Raphael Peter Vega	First Command Financial Planning, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Apr 30, 2012	Aug 2, 2012 (94 d)
Cameron John Penney	First Command Financial Planning, Inc. other	Chase Investment Services Corp. other	Other	Apr 12, 2012	May 3, 2012
John Joseph Cahill	First Command Financial Planning, Inc. other	Pnc Wealth Management other	Other	Apr 5, 2012	Apr 4, 2012
Richard Robert Dwyer	First Command Financial Planning, Inc. other	Resource Horizons Investment Advisory, Inc. other	Other	Mar 23, 2012	Apr 11, 2012
James Charles Metzbower	First Command Financial Planning, Inc. other	Founders Financial Securities, LLC other	Other	Mar 8, 2012	Mar 1, 2012
Martin Leo Schoonover	First Command Financial Planning, Inc. other	Oak Tree Wealth Management state registered	Other	Jan 31, 2012	Aug 15, 2012 (197 d)
Robert Scott Rice	First Command Financial Planning, Inc. other	Generational Wealth Advisors independent RIA	Other	Dec 9, 2011	Mar 22, 2026 (5217 d)
Timothy John Schossow	First Command Financial Planning, Inc. other	Valic Financial Advisors, Inc. other	Other	Oct 25, 2011	Oct 17, 2011
Michelle Balatero	First Command Financial Planning, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Jun 8, 2011	Jul 21, 2011 (43 d)
Justin David Brandt	First Command Financial Planning, Inc. other	First Command Advisory Services BD affiliated	Other	Mar 17, 2011	Jul 22, 2020 (3415 d)
Steven Joseph Sperry	First Command Financial Planning, Inc. other	Capital Client Group, Inc. no RAUM	Other	Feb 11, 2011	Jan 3, 2017 (2153 d)
Martin Robert Durbin	First Command Financial Planning, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jan 24, 2011	Jul 2, 2012 (525 d)
Charles Ray Wade	First Command Financial Planning, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jan 24, 2011	Apr 15, 2014 (1177 d)
Ryan C Painter	First Command Financial Planning, Inc. other	Bb&T Investment Services, Inc. no RAUM	Other	Jan 24, 2011	Feb 7, 2011
Wanda Teresa Toro	First Command Financial Planning, Inc. other	Finances For Real Life independent RIA	Other	Dec 22, 2010	Mar 27, 2023 (4478 d)
Jennifer Ahendt Thompson	First Command Financial Planning, Inc. other	Pruco Securities, LLC other	Other	Dec 22, 2010	Mar 10, 2011 (78 d)
Andrew Richard Pike	First Command Financial Planning, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 8, 2010	Nov 1, 2010
Quyen The Nguyen	First Command Financial Planning, Inc. other	MML Investors Services, LLC other	Other	Nov 8, 2010	Jul 20, 2011 (254 d)
Willie James Thomas	First Command Financial Planning, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 8, 2010	Nov 2, 2010
Carly Kathryn Mccarty	First Command Financial Planning, Inc. other	Pnc Wealth Management other	Other	Aug 18, 2010	Sep 8, 2010
Matthew Schwarz	First Command Financial Planning, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 18, 2010	Aug 31, 2010

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228 moves match.