DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian J Bostancic | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2022 | Jun 3, 2022 |
| Jennifer Williams | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2022 | Jun 3, 2022 |
| Sandra Lee Lalond | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 31, 2022 | May 27, 2022 |
| William Bradford | Citizens Securities, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2022 | Jun 8, 2022 |
| Bryan Timothy Carey | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 31, 2022 | May 31, 2022 |
| Robert Kish | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2022 | Jun 3, 2022 |
| Waleska M. Alvarez | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2022 | Sep 8, 2022 (108 d) |
| John Gross | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2022 | May 19, 2022 |
| Christian Fox O'Neill | Citizens Securities, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | May 20, 2022 |
| Lucy Joseph | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 16, 2022 | May 25, 2022 |
| Amy Gordon | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2022 | Aug 16, 2022 (99 d) |
| Matthew Nicholas Guerrera | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2022 | May 16, 2022 |
| Stacie Lynn Lieb | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2022 | Jul 14, 2023 (436 d) |
| Matthew Michael Corrigan | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2022 | Apr 29, 2022 |
| Richard Stuart Fineberg | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | May 3, 2022 |
| Russell Anthony Kuchera | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | May 3, 2022 |
| Scott D Pritchard | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | Apr 29, 2022 |
| Daniel David Le | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2022 | Jun 6, 2022 (40 d) |
| Mark Pliner | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2022 | Apr 22, 2022 |
| Gledia A Nasrah | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2022 | Apr 28, 2022 |
| Christopher Luke Weiss | Citizens Securities, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2022 | Jun 22, 2022 (62 d) |
| Daniel Louis Herzig | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 21, 2022 | Apr 27, 2022 |
| Francesco Anthony Puopolo | Citizens Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 20, 2022 | May 9, 2022 |
| Steven Viet Dinh | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2022 | Apr 22, 2022 |
| Bruno M Cunha | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2022 | May 16, 2022 (32 d) |
| Louis S Donato | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 12, 2022 | Apr 11, 2022 |
| Sarah A Currier-Barrella | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Aug 30, 2022 (140 d) |
| Kamal Malhotra | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2022 | Jun 10, 2022 (60 d) |
| Thomas E Hobin | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2022 | Apr 28, 2022 |
| Michael S Maloy | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2022 | Apr 1, 2022 |
| John Anton Sporar | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2022 | Apr 1, 2022 |
| Nathaniel Roberts | Citizens Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Apr 11, 2022 |
| Natasha Harkins-Dube | Citizens Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Apr 6, 2022 |
| Reid Ira Chizik | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2022 | Mar 31, 2022 |
| Nicole Leah White | Citizens Securities, Inc. BD affiliated | Cookson Peirce Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Jul 15, 2025 (1202 d) |
| Jacob Earl Lusby | Citizens Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2022 | Mar 28, 2022 |
| Joshua Mounce | Citizens Securities, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2022 | Mar 21, 2022 |
| Monica Ann May | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2022 | Sep 13, 2022 (169 d) |
| Joshua Winkler | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2022 | Apr 21, 2022 |
| John G. Myers | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2022 | May 6, 2022 (42 d) |
| Thomas Blue | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 23, 2022 | May 16, 2022 (54 d) |
| Zachary N Magistro | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 23, 2022 | May 26, 2022 (64 d) |
| Jonathan Olson | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2022 | Aug 2, 2022 (134 d) |
| Jacob Earle Betteridge | Citizens Securities, Inc. BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2022 | Mar 30, 2022 |
| Kelly S. Chavez-Laprade | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2022 | Jun 16, 2022 (90 d) |
| Heather Suzanne Furdyna | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 14, 2022 | Apr 6, 2022 |
| Mirna Succari | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 14, 2022 | Apr 19, 2022 (36 d) |
| Stephanie Burdett | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2022 | Mar 23, 2022 |
| Pooja Raju-Shankar | Citizens Securities, Inc. BD affiliated | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2022 | Feb 15, 2024 (707 d) |
| Christopher Stephen Callaway | Citizens Securities, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2022 | Mar 24, 2022 |
| Marcus Lucchese | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2022 | Mar 17, 2022 |
| John W Farmer | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2022 | Mar 10, 2022 |
| Christopher Walkiewicz | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Mar 13, 2023 (377 d) |
| John Eric Tenofsky | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Mar 17, 2022 |
| Caroline Maria Bravo | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Apr 5, 2022 (39 d) |
| Michael Leffard | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2022 | Mar 30, 2022 (36 d) |
| Mariano Lopez | Citizens Securities, Inc. BD affiliated | Fort Pitt Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2022 | Oct 12, 2022 (238 d) |
| Steven Schriver | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2022 | Jul 11, 2022 (145 d) |
| Chelsea Goldman | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2022 | Apr 20, 2022 (63 d) |
| Rama Devi Yarram | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 16, 2022 | Apr 21, 2022 (64 d) |
1,362 moves match.