DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hornor, Townsend & Kent, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keri Robyn Kutakoff | Hornor, Townsend & Kent, LLC BD affiliated | Obsidian Cio LLC asset manager | Other | Mar 25, 2022 | May 4, 2022 (40 d) |
| John Hilmer | Hornor, Townsend & Kent, LLC BD affiliated | Maryland Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2022 | Apr 4, 2022 |
| H Paul Friedman | Hornor, Townsend & Kent, LLC BD affiliated | Maryland Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2022 | Apr 12, 2022 |
| Stephen R Whitehorn | Hornor, Townsend & Kent, LLC BD affiliated | World Investment Advisors, LLC other | Other | Mar 11, 2022 | Nov 12, 2025 (1342 d) |
| Ryan Harrington Grove | Hornor, Townsend & Kent, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2022 | Feb 22, 2022 |
| Anthony Indelicato | Hornor, Townsend & Kent, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 16, 2022 | Mar 21, 2022 (33 d) |
| Kevin Lynn Jones | Hornor, Townsend & Kent, LLC BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2022 | Jun 30, 2023 (504 d) |
| Daniel Karl Buck | Hornor, Townsend & Kent, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2022 | Feb 9, 2022 |
| Shawn Michael Omara | Hornor, Townsend & Kent, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2022 | Feb 9, 2022 |
| Donald Bruce Schreck | Hornor, Townsend & Kent, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2022 | Feb 9, 2022 |
| Bradford Louis Schreck | Hornor, Townsend & Kent, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2022 | Feb 9, 2022 |
| Jason Fiderer | Hornor, Townsend & Kent, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 2, 2022 | May 11, 2022 (98 d) |
| Philip Marcus Crow | Hornor, Townsend & Kent, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2022 | Feb 4, 2022 |
| Ferdinand Louis Fiastro | Hornor, Townsend & Kent, LLC BD affiliated | Maryland Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2022 | Jan 11, 2022 |
| Stephen Michael Gegorek | Hornor, Townsend & Kent, LLC BD affiliated | Falcon Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 3, 2022 | Jan 12, 2022 |
| Jonathan T Dunlea | Hornor, Townsend & Kent, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2021 | Apr 28, 2022 (140 d) |
| Christopher Todd Chilcoat | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Nov 17, 2021 |
| Brian Thomas Rosenbaum | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Nov 18, 2021 |
| Chase Michael Vaseleou | Hornor, Townsend & Kent, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Dec 2, 2021 |
| Gerald Michael Kleber | Hornor, Townsend & Kent, LLC BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2021 | Nov 11, 2021 |
| Raz Bracha | Hornor, Townsend & Kent, LLC BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2021 | Nov 11, 2021 |
| John R Hack | Hornor, Townsend & Kent, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2021 | Nov 9, 2021 |
| Judith Sheble Garber | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Oct 28, 2021 |
| Adam David Paoli | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Oct 28, 2021 |
| Michael Christopher Dipiero | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Oct 28, 2021 |
| Lewis A Affetto | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Oct 28, 2021 |
| Martin Parsons Hardy | Hornor, Townsend & Kent, LLC BD affiliated | Guardian Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2021 | Oct 22, 2021 |
| Dennis Chung Kuo Ku | Hornor, Townsend & Kent, LLC BD affiliated | Sb Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2021 | Dec 20, 2021 (69 d) |
| William Jude Atkins | Hornor, Townsend & Kent, LLC BD affiliated | Alden Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2021 | Nov 10, 2021 |
| Keith Larsen | Hornor, Townsend & Kent, LLC BD affiliated | Dfpg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2021 | Oct 5, 2021 |
| Bryan C Woodell | Hornor, Townsend & Kent, LLC BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Oct 14, 2021 |
| James Edmund Reopelle | Hornor, Townsend & Kent, LLC BD affiliated | Wealth Analytics, Inc. unclassified | Other | Sep 9, 2021 | Sep 15, 2003 |
| Roderick David Evans | Hornor, Townsend & Kent, LLC BD affiliated | Wealth Analytics, Inc. unclassified | Other | Sep 9, 2021 | Sep 15, 2003 |
| Devaron Maurius Yates | Hornor, Townsend & Kent, LLC BD affiliated | Wealth Development Strategies Investment Advisory, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 31, 2021 | Feb 27, 2016 |
| Brian Connor Suprenant | Hornor, Townsend & Kent, LLC BD affiliated | Lri Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2021 | Nov 1, 2024 (1162 d) |
| Robert Thomas Bockel | Hornor, Townsend & Kent, LLC BD affiliated | Onedigital institutional | Other | Jul 12, 2021 | Jul 14, 2021 |
| Michael Anthony Russo | Hornor, Townsend & Kent, LLC BD affiliated | Retirable independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2021 | Sep 12, 2022 (444 d) |
| Scott Clayton Crawford | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Matthew Lee Biggs | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 8, 2021 |
| Michael Paul Hartman | Hornor, Townsend & Kent, LLC BD affiliated | Hyperion Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 28, 2021 | May 27, 2021 |
| Daniel Paul Cieniewicz | Hornor, Townsend & Kent, LLC BD affiliated | Hyperion Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 28, 2021 | May 27, 2021 |
| Tyler Charles Storms | Hornor, Townsend & Kent, LLC BD affiliated | Hyperion Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 28, 2021 | May 27, 2021 |
| Anthony John Murray | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2021 | May 20, 2021 |
| Adam G Follmer | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2021 | May 19, 2021 |
| Catherine M Trawinski | Hornor, Townsend & Kent, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2021 | May 12, 2023 (725 d) |
| Thomas P Wilson | Hornor, Townsend & Kent, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | May 21, 2021 |
| Alec Norton | Hornor, Townsend & Kent, LLC BD affiliated | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2021 | Jan 18, 2024 (996 d) |
| Samuel Rik Yarian | Hornor, Townsend & Kent, LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2021 | Mar 30, 2021 |
| Timothy Nolan Donahue | Hornor, Townsend & Kent, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Jan 7, 2022 (294 d) |
| James Joseph Krause | Hornor, Townsend & Kent, LLC BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2021 | Apr 28, 2021 (40 d) |
| Tracy Zimmerer | Hornor, Townsend & Kent, LLC BD affiliated | Blackrock Investment Management, LLC other | Other | Mar 17, 2021 | Sep 27, 2021 (194 d) |
| Dusten Matthew Long | Hornor, Townsend & Kent, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 17, 2021 | Oct 4, 2021 (201 d) |
| James Adam Gonnason | Hornor, Townsend & Kent, LLC BD affiliated | Auerbach Investment Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2021 | Mar 25, 2021 |
| Nancy Da-Thu Dinh | Hornor, Townsend & Kent, LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | Feb 16, 2021 |
| Amanda L. Williams | Hornor, Townsend & Kent, LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2021 | Feb 20, 2021 |
| Christopher John Lyman | Hornor, Townsend & Kent, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2021 | Feb 3, 2021 |
| Ralph Lamar Barden | Hornor, Townsend & Kent, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2021 | Jan 29, 2021 |
| Andreane Barden Frazier | Hornor, Townsend & Kent, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2021 | Jan 28, 2021 |
| Kyle Travis Presson | Hornor, Townsend & Kent, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2021 | Jan 29, 2021 |
| Tobin Carroll Nadeau | Hornor, Townsend & Kent, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2021 | Jan 29, 2021 |
845 moves match.