DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hornor, Townsend & Kent, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Emanuel Tomas RoaHornor, Townsend & Kent, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 22, 2021Jul 29, 2021 (188 d)
Paul Russell AdamsHornor, Townsend & Kent, LLC BD affiliatedOn Investment Management Co BD affiliatedAffiliated broker-dealer or bank to anotherJan 21, 2021Feb 23, 2021 (33 d)
Lindsey Marie CiarroccaHornor, Townsend & Kent, LLC BD affiliatedProviders & Families Wealth Management state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 20, 2021Mar 7, 2022 (411 d)
Thomas Charles MartinHornor, Townsend & Kent, LLC BD affiliatedIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 5, 2021Jan 15, 2021
Timothy Ryan HallHornor, Townsend & Kent, LLC BD affiliatedWealthcare Advisory Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020Mar 10, 2021 (69 d)
Ryan Keane LamHornor, Townsend & Kent, LLC BD affiliatedFountainhead Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 24, 2020Dec 23, 2020
Charles Ray ParksHornor, Townsend & Kent, LLC BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 15, 2020Dec 15, 2020
Alan Scott BarrierHornor, Townsend & Kent, LLC BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 15, 2020Dec 15, 2020
Jonathan Nollan MageeHornor, Townsend & Kent, LLC BD affiliatedOnedigital institutionalOtherNov 20, 2020Nov 19, 2020
Travis Lloyd MartinHornor, Townsend & Kent, LLC BD affiliatedGeneos Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Oct 30, 2020
Lucas M StuartHornor, Townsend & Kent, LLC BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherNov 10, 2020Jun 29, 2021 (231 d)
Giovanni M. FloresHornor, Townsend & Kent, LLC BD affiliatedGeneos Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 10, 2020Oct 30, 2020
Shahram K ShafiiHornor, Townsend & Kent, LLC BD affiliatedLifeworks Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2020Apr 29, 2021 (176 d)
Kurt Daniel JonsonHornor, Townsend & Kent, LLC BD affiliatedAdvisory Resource Group, LLC unclassifiedOtherNov 2, 2020Apr 20, 2001
Melissa Louise LarsonHornor, Townsend & Kent, LLC BD affiliatedAdvisory Resource Group, LLC unclassifiedOtherNov 2, 2020Apr 20, 2001
Ryan Thomas FlemingHornor, Townsend & Kent, LLC BD affiliatedAdvisory Resource Group, LLC unclassifiedOtherNov 2, 2020Jun 13, 2007
Michael Trent WareHornor, Townsend & Kent, LLC BD affiliatedGeneos Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2020Oct 30, 2020
Dayne Anthony Louis VentroneHornor, Townsend & Kent, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 22, 2020Jan 6, 2021 (76 d)
Charles Joseph IngulliHornor, Townsend & Kent, LLC BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 16, 2020Oct 20, 2020
Robert Stephen MosesHornor, Townsend & Kent, LLC BD affiliatedThe Fiduciary Alliance independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2020Dec 23, 2020 (79 d)
Jordan Joseph LayerHornor, Townsend & Kent, LLC BD affiliatedOnedigital institutionalOtherOct 2, 2020Oct 11, 2020
Kathleen Jo WoodHornor, Townsend & Kent, LLC BD affiliatedOnedigital institutionalOtherOct 2, 2020Oct 11, 2020
Robert Charles GreulichHornor, Townsend & Kent, LLC BD affiliatedOnedigital institutionalOtherOct 2, 2020Oct 15, 2020
Michael Allen MclaneHornor, Townsend & Kent, LLC BD affiliatedRedwood Financial Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2020Aug 31, 2020
Jeremiah Guy Raymond JobHornor, Townsend & Kent, LLC BD affiliatedColumbia Strategic Wealth Advisors, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 9, 2020Aug 31, 2020
Jordan Anthony BinghamHornor, Townsend & Kent, LLC BD affiliatedOnedigital institutionalOtherSep 9, 2020Aug 31, 2020
Patrick FallisHornor, Townsend & Kent, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2020Apr 9, 2021 (213 d)
Christina Hester SnyderHornor, Townsend & Kent, LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2020Aug 13, 2020
Randy Steven SchusterHornor, Townsend & Kent, LLC BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAAug 4, 2020Aug 3, 2020
David Hanna GoodfellowHornor, Townsend & Kent, LLC BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAAug 4, 2020Aug 3, 2020
David Ralph ClarkHornor, Townsend & Kent, LLC BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2020Aug 24, 2020
Nolan MenachemsonHornor, Townsend & Kent, LLC BD affiliatedPrivate Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2020Aug 18, 2020
Michael Morgan TolliverHornor, Townsend & Kent, LLC BD affiliatedAllstate Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 28, 2020May 20, 2026 (2122 d)
Tedd Aaron MeyerHornor, Townsend & Kent, LLC BD affiliatedAlden Capital independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2020Jul 27, 2020
Darin P VanantwerpHornor, Townsend & Kent, LLC BD affiliatedOsaic Fa, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 23, 2020
Connor David ReganHornor, Townsend & Kent, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 17, 2020Aug 19, 2020 (33 d)
Joseph Michael AraminiHornor, Townsend & Kent, LLC BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 8, 2020Apr 1, 2021 (267 d)
Ryan John ShanleyHornor, Townsend & Kent, LLC BD affiliatedJacobi Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2020May 14, 2020
Sonya Johnson TroullierHornor, Townsend & Kent, LLC BD affiliatedWealth Development Strategies Investment Advisory, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 1, 2020Jan 13, 2012
Austin Douglas DeanHornor, Townsend & Kent, LLC BD affiliatedGuide Advisors, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 1, 2020Apr 30, 2020
Trevor PhibbsHornor, Townsend & Kent, LLC BD affiliatedCreativeone Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 28, 2020Apr 27, 2020
William Arthur KeeneyHornor, Townsend & Kent, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 20, 2020Oct 6, 2020 (169 d)
Daniel FahringerHornor, Townsend & Kent, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 6, 2020May 1, 2020
Richard Alan HellbergHornor, Townsend & Kent, LLC BD affiliatedPeteralexander state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 10, 2020Apr 30, 2020 (51 d)
James SylviaHornor, Townsend & Kent, LLC BD affiliatedTd Ameritrade, Inc. no RAUMOtherMar 3, 2020Mar 19, 2020
Angela GordonHornor, Townsend & Kent, LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 3, 2020Mar 2, 2020
Michael Andres DiazHornor, Townsend & Kent, LLC BD affiliatedPeteralexander state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 2, 2020May 1, 2020 (60 d)
Todd Charles MurphyHornor, Townsend & Kent, LLC BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 26, 2020Feb 20, 2020
Kevin John GianfortuneHornor, Townsend & Kent, LLC BD affiliatedOsaic Fa, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 3, 2020Feb 24, 2020
Jacob Sydney WaldmanHornor, Townsend & Kent, LLC BD affiliatedMcadam LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 27, 2020Mar 5, 2020 (38 d)
Christopher Joseph WoodHornor, Townsend & Kent, LLC BD affiliatedOn Investment Management Co BD affiliatedAffiliated broker-dealer or bank to anotherJan 24, 2020Jan 14, 2020
Tommy J BrooksHornor, Townsend & Kent, LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJan 17, 2020Jul 19, 2021 (549 d)
Scott E BartonHornor, Townsend & Kent, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 9, 2020Jan 27, 2020
Richard Dennis MeansHornor, Townsend & Kent, LLC BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2019Sep 6, 2022 (998 d)
Adam BassHornor, Townsend & Kent, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 5, 2019Jan 31, 2020 (57 d)
Deepak Kumar MalhotraHornor, Townsend & Kent, LLC BD affiliatedStrategic Wealth Solutions LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 2, 2019Oct 2, 2021 (670 d)
Thomas Joseph FogertyHornor, Townsend & Kent, LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 26, 2019Nov 22, 2019
Jennifer M DixonHornor, Townsend & Kent, LLC BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 20, 2019Jan 6, 2020 (47 d)
Geoffrey Paul LayHornor, Townsend & Kent, LLC BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherOct 31, 2019Jun 10, 2020 (223 d)
Brian James CampagnaHornor, Townsend & Kent, LLC BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherOct 28, 2019Oct 25, 2019
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845 moves match.