DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Morgan Keegan & Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Yevgeny TunitskyMorgan Keegan & Company, LLC otherOppenheimer & Co. Inc. otherOtherMay 7, 2012May 7, 2012
Andrew David SimmonsMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 1, 2012Jan 31, 2017 (1736 d)
Charles PoseyMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherMay 1, 2012Oct 10, 2013 (527 d)
Jane Brokaw LutzMorgan Keegan & Company, LLC otherB Riley Wealth Management otherOtherApr 30, 2012Apr 26, 2012
Peter Stephen KnoopMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherApr 24, 2012Apr 23, 2012
Nicklus H. CaplenorMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherApr 24, 2012Apr 23, 2012
Franklin Raymond McintyreMorgan Keegan & Company, LLC otherRBC Capital Markets, LLC national BDOtherApr 19, 2012Apr 27, 2012
Timothy Clyde BallardMorgan Keegan & Company, LLC otherB Riley Wealth Management otherOtherApr 19, 2012May 1, 2012
Sally ChandlerMorgan Keegan & Company, LLC otherB Riley Wealth Management otherOtherApr 17, 2012Jun 18, 2012 (62 d)
Dan Hall HindsMorgan Keegan & Company, LLC otherSalient Capital Advisors, LLC otherOtherApr 16, 2012Apr 19, 2012
Amelia D O'DellMorgan Keegan & Company, LLC otherWfg Advisors, LP otherOtherApr 16, 2012Nov 8, 2012 (206 d)
Frank Greenfield LankfordMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. BD affiliatedOtherApr 16, 2012Nov 27, 2019 (2781 d)
Charles Arnold MinterMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherApr 16, 2012Apr 17, 2012
Frank Owings SmithMorgan Keegan & Company, LLC otherJ.P. Morgan Securities LLC wirehouseOtherApr 13, 2012Apr 13, 2012
Kenneth Todd BevinsMorgan Keegan & Company, LLC otherAmeriprise Financial Services, LLC national BDOtherApr 12, 2012Apr 16, 2012
Maria Noelle HawkinsMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherApr 12, 2012Apr 26, 2012
Donna Gail SmothermonMorgan Keegan & Company, LLC otherJanney Montgomery Scott LLC otherOtherApr 12, 2012Apr 16, 2012
Summer Anne RobertsMorgan Keegan & Company, LLC otherAprio Wealth Management, LLC otherOtherApr 11, 2012Aug 16, 2012 (127 d)
James Clinton BridgesMorgan Keegan & Company, LLC otherAprio Wealth Management, LLC otherOtherApr 11, 2012Aug 16, 2012 (127 d)
Herbert Henry SchefflerMorgan Keegan & Company, LLC otherOppenheimer & Co. Inc. otherOtherApr 4, 2012Apr 2, 2012
Gena Jacobs WolbrechtMorgan Keegan & Company, LLC otherCetera Investment Services LLC otherOtherMar 31, 2012Feb 7, 2013 (313 d)
Brian Ray DunstonMorgan Keegan & Company, LLC otherHms Investment Advisors otherOtherMar 31, 2012Apr 20, 2012
Robby Shawn TiffeeMorgan Keegan & Company, LLC otherCetera Investment Services LLC otherOtherMar 31, 2012Jun 18, 2013 (444 d)
Eric Ty KingMorgan Keegan & Company, LLC otherCetera Investment Services LLC otherOtherMar 31, 2012Jun 21, 2013 (447 d)
Paul Cooper HarrisMorgan Keegan & Company, LLC otherCetera Investment Advisers LLC otherOtherMar 31, 2012Feb 27, 2014 (698 d)
Erik J JohnsonMorgan Keegan & Company, LLC otherCetera Investment Services LLC otherOtherMar 31, 2012Apr 15, 2013 (380 d)
Amanda Overton ReidMorgan Keegan & Company, LLC otherCetera Investment Advisers LLC otherOtherMar 31, 2012Jan 21, 2014 (661 d)
Frank Levon SmithMorgan Keegan & Company, LLC otherJhs Capital Advisors, LLC otherOtherMar 31, 2012Nov 3, 2014 (947 d)
Matthew Christopher DurhamMorgan Keegan & Company, LLC otherCetera Investment Services LLC otherOtherMar 31, 2012Oct 22, 2013 (570 d)
Timothy Keith GriffisMorgan Keegan & Company, LLC otherTruist Advisory Services, Inc. BD affiliatedOtherMar 31, 2012Mar 30, 2022 (3651 d)
Jacob Luther HermansMorgan Keegan & Company, LLC otherTruist Advisory Services, Inc. no RAUMOtherMar 31, 2012Dec 21, 2016 (1726 d)
Donna Suzanne McphillipsMorgan Keegan & Company, LLC otherCetera Investment Services LLC otherOtherMar 31, 2012Apr 15, 2013 (380 d)
Robert Douglas HowardMorgan Keegan & Company, LLC otherCetera Investment Advisers LLC otherOtherMar 31, 2012Feb 6, 2018 (2138 d)
Justin TateMorgan Keegan & Company, LLC otherSaltmarsh Financial Advisors, LLC independent RIAOtherMar 31, 2012Dec 23, 2019 (2823 d)
Jeremiah Keith NolenMorgan Keegan & Company, LLC otherBrookstone Wealth Advisors, LLC independent RIAOtherMar 31, 2012Aug 18, 2022 (3792 d)
Christopher Dallas ShippMorgan Keegan & Company, LLC otherCetera Investment Advisers LLC otherOtherMar 31, 2012Jan 21, 2014 (661 d)
Brett Adam BlankenshipMorgan Keegan & Company, LLC otherFirst Citizens Asset Management, Inc otherOtherMar 31, 2012Mar 20, 2013 (354 d)
Ross Phillip RoggensackMorgan Keegan & Company, LLC otherOak City Investment Consulting no RAUMOtherMar 29, 2012Apr 11, 2012
David Nicholas ScullyMorgan Keegan & Company, LLC otherDuncan-Williams, Inc. otherOtherMar 27, 2012Apr 2, 2012
Carla Parisi KeckMorgan Keegan & Company, LLC otherAmeriprise Financial Services, LLC national BDOtherMar 22, 2012Apr 26, 2012 (35 d)
Patricia Marie OconnorMorgan Keegan & Company, LLC otherDeutsche Bank Securities Inc. otherOtherMar 19, 2012Apr 9, 2012
Matthew Charles LandMorgan Keegan & Company, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 13, 2012Mar 13, 2012
Clotilde LeviMorgan Keegan & Company, LLC otherCgis Advisors LLC no RAUMOtherMar 6, 2012Mar 24, 2014 (748 d)
Monique Marie PressleyMorgan Keegan & Company, LLC otherOsaic Fs, Inc. otherOtherMar 6, 2012Feb 24, 2014 (720 d)
Monika Roy CrossleyMorgan Keegan & Company, LLC otherPark Avenue Securities LLC otherOtherMar 5, 2012May 10, 2012 (66 d)
John Christopher PrudhommeMorgan Keegan & Company, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 5, 2012Mar 5, 2012
Brian Lane ParkerMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherMar 1, 2012Mar 8, 2012
James Michael IrvinMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherFeb 23, 2012Feb 24, 2012
Mark VarnerMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherFeb 23, 2012Mar 1, 2012
Stephen Tyler HarrodMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherFeb 21, 2012Mar 12, 2012
Donna Patrice Bromfield-DayMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherFeb 21, 2012Mar 15, 2012
Larry J WoodruffMorgan Keegan & Company, LLC otherAmeriprise Financial Services, LLC national BDOtherFeb 6, 2012Feb 13, 2012
Jeffrey Lewis EglowMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJan 13, 2012Jan 17, 2012
John David MonroeMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherJan 13, 2012Jan 13, 2012
Jay M. RottnerMorgan Keegan & Company, LLC otherJ.P. Morgan Securities LLC wirehouseOtherJan 13, 2012Jan 20, 2012
Palmer Craig ScarrittMorgan Keegan & Company, LLC otherJ.P. Morgan Securities LLC wirehouseOtherJan 13, 2012Jan 20, 2012
Wallace Thompson HatcherMorgan Keegan & Company, LLC otherJ.P. Morgan Securities LLC wirehouseOtherJan 13, 2012Jan 19, 2012
Mark Robert WitthausMorgan Keegan & Company, LLC otherB Riley Wealth Management otherOtherJan 13, 2012Jan 13, 2012
Kristin Elizabeth WardMorgan Keegan & Company, LLC otherWaddell & Reed otherOtherJan 12, 2012Feb 15, 2012 (34 d)
Vickie L SchaafMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 31, 2011Aug 27, 2012 (240 d)
Page 2 of 11PreviousNext
608 moves match.