DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oneamerica Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Amy W Yost	Oneamerica Securities, Inc. other	Global View Capital Management LLC other	Other	Jan 9, 2018	Feb 23, 2018 (45 d)
Lisa Faith Bonner	Oneamerica Securities, Inc. other	LPL Financial LLC independent RIA	Other	Jan 9, 2018	Jan 8, 2018
David Richard Bailey	Oneamerica Securities, Inc. other	Ameritas Advisory Services other	Other	Jan 9, 2018	Jan 10, 2018
Scott Ryan Lewis	Oneamerica Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Jan 9, 2018	Jan 11, 2018
Steve C Boeckmann	Oneamerica Securities, Inc. other	Valic Financial Advisors, Inc. other	Other	Dec 21, 2017	Dec 18, 2017
Sonji Rollins Tucker	Oneamerica Securities, Inc. other	Global Financial Private Capital, Inc. other	Other	Dec 13, 2017	Dec 12, 2017
Jon Patrick Engel	Oneamerica Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 1, 2017	Nov 30, 2017
Ryan Curtis Lawson	Oneamerica Securities, Inc. other	Cetera Investment Advisers LLC other	Other	Nov 22, 2017	Feb 1, 2018 (71 d)
Fu Lin	Oneamerica Securities, Inc. other	Cetera Investment Advisers LLC other	Other	Sep 29, 2017	Oct 2, 2017
Matthew James Alspaugh	Oneamerica Securities, Inc. other	Cadaret Grant & Co Inc other	Other	Sep 20, 2017	Oct 18, 2017
Meghan Raeann Cady	Oneamerica Securities, Inc. other	Sagepoint Financial, Inc. BD affiliated	Other	Aug 14, 2017	Jul 3, 2018 (323 d)
Peter Rodis	Oneamerica Securities, Inc. other	Secure Investment Management, LLC other	Other	Aug 14, 2017	Sep 11, 2017
Bradley David Henningfeld	Oneamerica Securities, Inc. other	Principal Securities, Inc. other	Other	Aug 1, 2017	Aug 3, 2017
Sean E Davis	Oneamerica Securities, Inc. other	Level Four Advisory Services other	Other	Jul 27, 2017	Aug 3, 2017
Alan Bryant Comer	Oneamerica Securities, Inc. other	Level Four Advisory Services other	Other	Jul 27, 2017	Jan 16, 2018 (173 d)
Brittany A Vollmar	Oneamerica Securities, Inc. other	Lincoln Investment other	Other	Jul 27, 2017	Sep 12, 2017 (47 d)
Jeffrey Charles Kikel	Oneamerica Securities, Inc. other	Boyce & Associates Wealth Consulting, Inc. independent RIA	Other	Jun 9, 2017	Jun 6, 2017
Jason Paul Inman	Oneamerica Securities, Inc. other	Level Four Advisory Services other	Other	Jun 9, 2017	Jun 15, 2017
Jason Ashley Doise	Oneamerica Securities, Inc. other	Level Four Advisory Services other	Other	Jun 9, 2017	Jun 15, 2017
Susan Mindy Hurschman	Oneamerica Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	May 1, 2017	May 9, 2017
Jason Purvis	Oneamerica Securities, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 19, 2017	Jun 12, 2017 (54 d)
Richard C Russell	Oneamerica Securities, Inc. other	Concourse Financial Group Advisors other	Other	Mar 24, 2017	Jun 6, 2017 (74 d)
Joseph Anthony Laciak	Oneamerica Securities, Inc. other	LPL Financial LLC independent RIA	Other	Mar 24, 2017	Jul 27, 2018 (490 d)
Joseph Frank Grimsic	Oneamerica Securities, Inc. other	MML Investors Services, LLC other	Other	Mar 24, 2017	Apr 10, 2017
Ernest Lee Smith	Oneamerica Securities, Inc. other	LPL Financial LLC other	Other	Mar 16, 2017	Mar 27, 2017
Dustin Keith Ward	Oneamerica Securities, Inc. other	Questar Asset Management, Inc. other	Other	Mar 7, 2017	Mar 2, 2017
Shaun Thomas Griese	Oneamerica Securities, Inc. other	Questar Asset Management, Inc. other	Other	Mar 7, 2017	Mar 2, 2017
Joseph Michael Sigman	Oneamerica Securities, Inc. other	Questar Asset Management, Inc. other	Other	Mar 7, 2017	Mar 2, 2017
Sanjeev Kumar Subnani	Oneamerica Securities, Inc. other	Sagepoint Financial, Inc. other	Other	Mar 7, 2017	Mar 20, 2017
Bret W Hortin	Oneamerica Securities, Inc. other	MML Investors Services, LLC other	Other	Feb 15, 2017	Apr 20, 2017 (64 d)
Amy Jensen Datema	Oneamerica Securities, Inc. other	Equitable Advisors, LLC national BD	Other	Feb 2, 2017	Dec 6, 2016
Kraig Noel Strom	Oneamerica Securities, Inc. other	Secura Financial independent RIA	Other	Jan 27, 2017	May 30, 2017 (123 d)
Michael Dean Jund	Oneamerica Securities, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Jan 25, 2017	Oct 25, 2017 (273 d)
Sarah Nicole Kozlowski	Oneamerica Securities, Inc. other	Waddell & Reed other	Other	Jan 17, 2017	Mar 15, 2017 (57 d)
James Frederick Collins	Oneamerica Securities, Inc. other	Capital Integrated unclassified	Other	Dec 20, 2016	Apr 7, 2017 (108 d)
Daniel Robert Meier	Oneamerica Securities, Inc. other	First Allied Advisory Services, Inc. other	Other	Dec 14, 2016	Dec 5, 2016
Laird S Myrold	Oneamerica Securities, Inc. other	Northwestern Mutual Investment Services,LLC no RAUM	Other	Nov 23, 2016	Jan 17, 2025 (2977 d)
Christopher Andrew Schwartz	Oneamerica Securities, Inc. other	Commonwealth Financial Network national BD	Other	Nov 4, 2016	Nov 8, 2016
James Carroll Billingsley	Oneamerica Securities, Inc. other	Signal Research Group LLC state registered	Other	Oct 4, 2016	Oct 18, 2016
Bradley James High	Oneamerica Securities, Inc. other	Fisher Investments independent RIA	Other	Aug 19, 2016	Apr 14, 2022 (2064 d)
Lisa Ann Anthony	Oneamerica Securities, Inc. other	Wealth Watch Advisors, Inc other	Other	Aug 15, 2016	Aug 2, 2016
Royce Lee Cannon	Oneamerica Securities, Inc. other	Moloney Securities Asset Management LLC no RAUM	Other	Jul 27, 2016	Jul 1, 2016
Dorris Glenn Jones	Oneamerica Securities, Inc. other	Moloney Securities Asset Management LLC no RAUM	Other	Jul 27, 2016	Jul 1, 2016
Brian J Laciak	Oneamerica Securities, Inc. other	LPL Financial LLC other	Other	Jun 30, 2016	Jun 23, 2016
Andre Veres	Oneamerica Securities, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Jun 30, 2016	Aug 15, 2016 (46 d)
Melia Breeze Krumm	Oneamerica Securities, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 24, 2016	Jul 1, 2016
Gerald Wayne Childs	Oneamerica Securities, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	May 27, 2016	Jun 20, 2016
Alan Richard Melanson	Oneamerica Securities, Inc. other	American Portfolios Advisors, Inc other	Other	May 27, 2016	May 18, 2016
Alexandra Gundrada Lundgren	Oneamerica Securities, Inc. other	Tree City Advisors, LLC independent RIA	Other	Apr 6, 2016	Mar 30, 2016
Norman C Merlet	Oneamerica Securities, Inc. other	Valic Financial Advisors, Inc. other	Other	Apr 6, 2016	Apr 7, 2016
Carey Ann Yukich	Oneamerica Securities, Inc. other	Esi Financial Advisors other	Other	Mar 18, 2016	Mar 25, 2016
Brandon Scott Handy	Oneamerica Securities, Inc. other	Cuso Financial Services, L.P. other	Other	Dec 21, 2015	Dec 14, 2015
Matthew J Freeman	Oneamerica Securities, Inc. other	Msi Financial Services, Inc. other	Other	Dec 21, 2015	Dec 11, 2015
Richard Homer Brown	Oneamerica Securities, Inc. other	Creativeone Securities, LLC BD affiliated	Other	Dec 8, 2015	Dec 12, 2017 (735 d)
Jay William Weyers	Oneamerica Securities, Inc. other	Esi Financial Advisors other	Other	Nov 23, 2015	Nov 24, 2015
Scott S Mckeever	Oneamerica Securities, Inc. other	Esi Financial Advisors other	Other	Nov 23, 2015	Nov 23, 2015
Bradley J. Hansing	Oneamerica Securities, Inc. other	Esi Financial Advisors other	Other	Oct 8, 2015	Oct 28, 2015
Aaron Christian Thierry	Oneamerica Securities, Inc. other	On Investment Management Co other	Other	Oct 7, 2015	Sep 30, 2015
Donald Gregory White	Oneamerica Securities, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Oct 7, 2015	Jan 25, 2017 (476 d)
Robert John Broadhead	Oneamerica Securities, Inc. other	Msi Financial Services, Inc. other	Other	Oct 7, 2015	Oct 6, 2015

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561 moves match.