DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nfp Advisor Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kirk Pacatte	Nfp Advisor Services, LLC other	Wells Fargo Advisors wirehouse	Other	Feb 22, 2016	Apr 4, 2016 (42 d)
Lucas Andrew Davis	Nfp Advisor Services, LLC other	Securities America Advisors, Inc. other	Other	Feb 12, 2016	Mar 21, 2016 (38 d)
Marinus Stephen Veltenaar	Nfp Advisor Services, LLC other	Acumen Wealth Advisors, LLC no RAUM	Other	Feb 8, 2016	Feb 5, 2016
Amy Renee Stone	Nfp Advisor Services, LLC other	Acumen Wealth Advisors, LLC no RAUM	Other	Feb 8, 2016	Feb 8, 2016
Christopher Steven Ferrell	Nfp Advisor Services, LLC other	Principal Securities, Inc. other	Other	Feb 8, 2016	Aug 19, 2016 (193 d)
Jason Corey Griggs	Nfp Advisor Services, LLC other	Triad Advisors, LLC other	Other	Feb 2, 2016	Feb 5, 2016
Daniel James Martin	Nfp Advisor Services, LLC other	Osaic Wealth, Inc. other	Other	Jan 27, 2016	Jan 25, 2016
Jason Charles Haswell	Nfp Advisor Services, LLC other	Osaic Wealth, Inc. other	Other	Jan 27, 2016	Jan 26, 2016
Craig Alan Shensa	Nfp Advisor Services, LLC other	Osaic Wealth, Inc. other	Other	Jan 27, 2016	Jan 25, 2016
Corey Richard Walter	Nfp Advisor Services, LLC other	Osaic Wealth, Inc. other	Other	Jan 27, 2016	Jan 25, 2016
Ryan Peter Duchak	Nfp Advisor Services, LLC other	Osaic Wealth, Inc. other	Other	Jan 27, 2016	Jan 25, 2016
James Wesley Monteverde	Nfp Advisor Services, LLC other	Osaic Wealth, Inc. other	Other	Jan 27, 2016	Jan 25, 2016
Dana Alan Binsbachar	Nfp Advisor Services, LLC other	Invest Financial Corporation other	Other	Jan 22, 2016	Jan 15, 2016
Henry W Binsbachar	Nfp Advisor Services, LLC other	Invest Financial Corporation other	Other	Jan 22, 2016	Jan 15, 2016
Kimberly Lyn Adams-Dipiero	Nfp Advisor Services, LLC other	Cassini Capital Management, LLC state registered	Other	Jan 8, 2016	Jan 1, 2026 (3646 d)
Tina Joan Tenret	Nfp Advisor Services, LLC other	The Tenret Company, LLC independent RIA	Other	Jan 8, 2016	Dec 23, 2025 (3637 d)
Robert Joseph Regan	Nfp Advisor Services, LLC other	Regan Financial Group, LLC unclassified	Other	Jan 7, 2016	Jan 11, 2016
Donald Anthony Cafero	Nfp Advisor Services, LLC other	Investacorp Advisory Services Inc other	Other	Dec 31, 2015	Jan 7, 2016
William Michael Girone	Nfp Advisor Services, LLC other	Investacorp Advisory Services Inc other	Other	Dec 31, 2015	Jan 26, 2016
Patrick Martin Glynn	Nfp Advisor Services, LLC other	Investacorp Advisory Services Inc other	Other	Dec 31, 2015	Jan 6, 2016
Sekhar Vemparala	Nfp Advisor Services, LLC other	Wp Asset Management independent RIA	Other	Dec 31, 2015	Apr 9, 2025 (3387 d)
John Christopher Liddicoat	Nfp Advisor Services, LLC other	First Citizens Investor Services, Inc. other	Other	Dec 31, 2015	Jun 22, 2017 (539 d)
Henry Rudolph Peeler	Nfp Advisor Services, LLC other	Investacorp Advisory Services Inc other	Other	Dec 31, 2015	Jan 6, 2016
William D Cooney	Nfp Advisor Services, LLC other	Investacorp Advisory Services Inc other	Other	Dec 31, 2015	Feb 3, 2016 (34 d)
John Constantine Rousos	Nfp Advisor Services, LLC other	Investacorp Advisory Services Inc other	Other	Dec 31, 2015	Feb 19, 2016 (50 d)
William John Kosic	Nfp Advisor Services, LLC other	Investacorp Advisory Services Inc other	Other	Dec 31, 2015	Jan 27, 2016
Stephen Lee Enoch	Nfp Advisor Services, LLC other	Investacorp Advisory Services Inc other	Other	Dec 31, 2015	Jan 27, 2016
Martin John Flahive	Nfp Advisor Services, LLC other	Charles Schwab & Co., Inc. national BD	Other	Dec 14, 2015	Jun 23, 2022 (2383 d)
Denise Chisolm	Nfp Advisor Services, LLC other	Synovus Securities, Inc. other	Other	Dec 14, 2015	Jan 5, 2015
Patrick Lennon	Nfp Advisor Services, LLC other	Private Advisor Group, LLC BD affiliated	Other	Dec 11, 2015	Jun 2, 2021 (2000 d)
Thomas J. Fitzpatrick	Nfp Advisor Services, LLC other	Cetera Investment Advisers LLC other	Other	Dec 11, 2015	Feb 9, 2016 (60 d)
Wendy Wetzel Astorino	Nfp Advisor Services, LLC other	Osaic Wealth, Inc. other	Other	Dec 8, 2015	Dec 2, 2015
Morgan Lee Desalvo	Nfp Advisor Services, LLC other	Sequoia Financial Group, L.L.C. other	Other	Oct 26, 2015	Nov 6, 2015
Kurt Charles Jackson	Nfp Advisor Services, LLC other	Commonwealth Financial Network national BD	Other	Oct 22, 2015	Oct 23, 2015
Erika Dagmar Bylund	Nfp Advisor Services, LLC other	Commonwealth Financial Network national BD	Other	Oct 22, 2015	Oct 22, 2015
Erik Hord Little	Nfp Advisor Services, LLC other	Boon Investment Group, Inc. no RAUM	Other	Oct 20, 2015	Feb 17, 2023 (2677 d)
Carl Lance Huntley	Nfp Advisor Services, LLC other	Kestra Institutional Services, LLC no RAUM	Other	Sep 25, 2015	Mar 15, 2010
Clay Thomas Johnson	Nfp Advisor Services, LLC other	Kestra Advisory Services, LLC other	Other	Sep 21, 2015	Apr 19, 2016 (211 d)
John Wilmer Ellard	Nfp Advisor Services, LLC other	Joyn Advisors, Inc. other	Other	Sep 1, 2015	Oct 19, 2015 (48 d)
Kimberly Dawn Pruitt	Nfp Advisor Services, LLC other	Wealthspire Retirement Advisory other	Other	Sep 1, 2015	Jul 23, 2015
Jeffrey David Nielson	Nfp Advisor Services, LLC other	Commonwealth Financial Network national BD	Other	Aug 21, 2015	Aug 21, 2015
Stephen Kyle Taylor	Nfp Advisor Services, LLC other	Commonwealth Financial Network national BD	Other	Aug 21, 2015	Aug 21, 2015
Timothy Kevin Taylor	Nfp Advisor Services, LLC other	Commonwealth Financial Network national BD	Other	Aug 21, 2015	Aug 21, 2015
Jeffrey S Hartfield	Nfp Advisor Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 14, 2015	Aug 11, 2015
Micheal Scott Penland	Nfp Advisor Services, LLC other	Lion Street Advisors, LLC other	Other	Aug 12, 2015	Aug 11, 2015
Jeffrey Giantonio	Nfp Advisor Services, LLC other	Beirne. other	Other	Jul 31, 2015	Aug 4, 2015
Jordan Long	Nfp Advisor Services, LLC other	Sowell Management independent RIA	Other	Jul 16, 2015	Jan 5, 2022 (2365 d)
Matthew Benjamin Terry	Nfp Advisor Services, LLC other	Bny Mellon Securities Corporation other	Other	Jul 6, 2015	Jul 23, 2015
Davis Winston Green	Nfp Advisor Services, LLC other	Dimensional Fund Advisors LP other	Other	Jul 6, 2015	Oct 2, 2015 (88 d)
Terry S. Sawchuk	Nfp Advisor Services, LLC other	First Allied Advisory Services, Inc. other	Other	Jun 26, 2015	Jun 26, 2015
William G Langenstein	Nfp Advisor Services, LLC other	First Allied Advisory Services, Inc. other	Other	Jun 26, 2015	Jun 26, 2015
Keith Bartley Allen	Nfp Advisor Services, LLC other	Meridian Investment Advisors, Inc. independent RIA	Other	Jun 16, 2015	Apr 22, 2021 (2137 d)
Jeffrey Thomas Gue	Nfp Advisor Services, LLC other	Cetera Advisor Networks LLC other	Other	Jun 16, 2015	Jun 18, 2015
Craig Christopher Anderson	Nfp Advisor Services, LLC other	Meyer Financial Services, Inc. independent RIA	Other	Jun 16, 2015	Jun 17, 2015
Thomas Edward Eaglehouse	Nfp Advisor Services, LLC other	Global Financial Private Capital, Inc. other	Other	Jun 10, 2015	Jun 16, 2015
Kyle Jordan Ladd	Nfp Advisor Services, LLC other	O'Donnell Financial Services, LLC other	Other	Jun 8, 2015	Jan 12, 2016 (218 d)
Thomas Jason Knight	Nfp Advisor Services, LLC other	Ameriprise Financial Services, LLC national BD	Other	Jun 5, 2015	Jul 6, 2015 (31 d)
Brad Michael Glickman	Nfp Advisor Services, LLC other	Maryland Financial Group, Inc. other	Other	Jun 2, 2015	May 21, 2015
Michael Mark Mcgregor	Nfp Advisor Services, LLC other	Prosperity Capital Advisors other	Other	May 28, 2015	Jun 2, 2015
John Patrick O'Connor	Nfp Advisor Services, LLC other	Commonwealth Financial Network national BD	Other	May 1, 2015	Apr 30, 2015

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529 moves match.