DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cuso Financial Services, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| J Tyler Sidney Keith | Cuso Financial Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2023 | Oct 17, 2023 |
| Stephen James Landersman | Cuso Financial Services, L.P. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Sep 11, 2023 |
| Douglas Reid Burford | Cuso Financial Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Nov 21, 2023 (76 d) |
| William Esquivel Soto | Cuso Financial Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Feb 6, 2024 (159 d) |
| Romney Kay Cox | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Aug 29, 2023 |
| Danette K Carr | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Aug 28, 2023 |
| Marcel Stephen Theriot | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Jun 12, 2024 (292 d) |
| Jesse Horton | Cuso Financial Services, L.P. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 21, 2023 | Sep 13, 2023 |
| Mitch Wayne Hamilton | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2023 | Sep 19, 2023 (33 d) |
| Mark Steven Fantasia | Cuso Financial Services, L.P. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Gregory Paul Girdis | Cuso Financial Services, L.P. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Aug 8, 2023 |
| Francisco Hernandez | Cuso Financial Services, L.P. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Aug 18, 2023 (31 d) |
| Cooper T Cerulo | Cuso Financial Services, L.P. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jun 12, 2024 (331 d) |
| Michelle Grant | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Aug 9, 2023 |
| Kyle Adam Leonard | Cuso Financial Services, L.P. BD affiliated | Semmax Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2023 | Jul 20, 2023 |
| Kyle R King | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 10, 2023 |
| Heather M. Wright | Cuso Financial Services, L.P. BD affiliated | Bcu Wealth Advisors, LLC other | Other | Jun 30, 2023 | Jul 6, 2017 |
| John Todd Anderson | Cuso Financial Services, L.P. BD affiliated | Bcu Wealth Advisors, LLC other | Other | Jun 30, 2023 | Mar 26, 2013 |
| James Harold Yocom | Cuso Financial Services, L.P. BD affiliated | Bcu Wealth Advisors, LLC other | Other | Jun 30, 2023 | Nov 9, 2016 |
| Bryan Patrick Farrissey | Cuso Financial Services, L.P. BD affiliated | Bcu Wealth Advisors, LLC other | Other | Jun 30, 2023 | Mar 26, 2013 |
| Kristi Lynn Mertens | Cuso Financial Services, L.P. BD affiliated | Bcu Wealth Advisors, LLC other | Other | Jun 30, 2023 | Apr 9, 2014 |
| Keaton Marie Messerschmidt | Cuso Financial Services, L.P. BD affiliated | Bcu Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 | Jan 2, 2026 (917 d) |
| Shaun Michael Fischer | Cuso Financial Services, L.P. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 30, 2023 |
| Benjamin James Bird | Cuso Financial Services, L.P. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Dana Michelle Mcvey | Cuso Financial Services, L.P. BD affiliated | Nicolet Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2023 | May 22, 2023 |
| Andrew Mitchell Cullen | Cuso Financial Services, L.P. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Jun 13, 2023 (53 d) |
| Danova Gary Chow | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2023 | Apr 14, 2023 |
| Debra Delgiudice Hanaford | Cuso Financial Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2023 | Apr 10, 2023 |
| Jessica Hernandez | Cuso Financial Services, L.P. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 10, 2023 | May 1, 2023 |
| Brad Anton Roethlisberger | Cuso Financial Services, L.P. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2023 | Apr 4, 2023 |
| Uriel Batista | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Jun 1, 2023 (73 d) |
| William Bo | Cuso Financial Services, L.P. BD affiliated | Dunham independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2023 | Mar 8, 2023 |
| Aaron Matthew Persons | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Jul 31, 2023 (153 d) |
| Carrie Lynn Foote | Cuso Financial Services, L.P. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2023 | Mar 22, 2023 |
| Sean Lynch | Cuso Financial Services, L.P. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2023 | Feb 6, 2023 |
| Robert David Jones | Cuso Financial Services, L.P. BD affiliated | Northern Trust Investments, Incorporated asset manager | Other | Feb 6, 2023 | Jun 28, 2023 (142 d) |
| David Riley | Cuso Financial Services, L.P. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2023 | Aug 24, 2023 (204 d) |
| William Donald Albert | Cuso Financial Services, L.P. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2023 | Jan 4, 2023 |
| Gregory Lambesis | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2023 | Jan 1, 2026 (1072 d) |
| Barbara Eileen Gilroy | Cuso Financial Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2023 | Jan 6, 2023 |
| John Francis Potter | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Jun 6, 2023 (154 d) |
| David Benedict Layo | Cuso Financial Services, L.P. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2022 | Dec 1, 2022 |
| Ryshiem Henderson | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2022 | Dec 2, 2022 |
| Travis Burgher | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2022 | Dec 1, 2022 |
| David L Bailey | Cuso Financial Services, L.P. BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2022 | Dec 9, 2022 |
| Erin N Buchanan | Cuso Financial Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2022 | Jan 20, 2023 (56 d) |
| Rodney Kim Suzuki | Cuso Financial Services, L.P. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2022 | Jun 22, 2023 (224 d) |
| Ryan J. Thurber-Dean | Cuso Financial Services, L.P. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Nov 1, 2022 |
| Barbara Ann Koontz | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2022 | Nov 7, 2022 |
| Gregory Todd Elker | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2022 | Nov 8, 2022 |
| Nicholas James Larsen | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2022 | Oct 24, 2022 |
| Milo Boyd Olson | Cuso Financial Services, L.P. BD affiliated | Savant Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2022 | Jan 9, 2023 (88 d) |
| Ida May West | Cuso Financial Services, L.P. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2022 | Nov 1, 2022 |
| Scott O Witherspoon | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2022 | Jan 26, 2025 (854 d) |
| Nancy Jean Almond | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2022 | Sep 16, 2022 |
| Stacey Lynn Casey | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2022 | Sep 16, 2022 |
| Mark James Kinney | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2022 | Sep 16, 2022 |
| Hayden James Pitman | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2022 | Sep 16, 2022 |
| Nathaniel Turner Clark | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2022 | Sep 16, 2022 |
| Mathew Peter Douvikas | Cuso Financial Services, L.P. BD affiliated | Bcu Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Sep 16, 2022 |
902 moves match.