DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from E*Trade Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
William Earl Brown	E*Trade Capital Management, LLC other	Advice And Planning Services other	Other	Jan 16, 2015	Mar 4, 2015 (47 d)
Tricia Eliason	E*Trade Capital Management, LLC other	Edelman Financial Services, LLC other	Other	Jan 14, 2015	Jan 14, 2015
Michael Moreland	E*Trade Capital Management, LLC other	Pnc Wealth Management other	Other	Jan 14, 2015	Jan 13, 2015
Matthew S Stephenson	E*Trade Capital Management, LLC other	Advice And Planning Services other	Other	Jan 6, 2015	Jan 29, 2015
Tyler John Bingham	E*Trade Capital Management, LLC other	Td Ameritrade, Inc. no RAUM	Other	Dec 15, 2014	Apr 22, 2016 (494 d)
Robert Edward Szymanski	E*Trade Capital Management, LLC other	Horter Investment Management, LLC other	Other	Nov 21, 2014	Jan 6, 2015 (46 d)
Joshua Hayes Foy	E*Trade Capital Management, LLC other	UBS Financial Services Inc. wirehouse	Other	Nov 10, 2014	Nov 17, 2014
Alexander Gurin	E*Trade Capital Management, LLC other	Citizens Securities, Inc. other	Other	Nov 5, 2014	Nov 17, 2014
Charles James Regan	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Nov 4, 2014	Jan 20, 2015 (77 d)
Bryan Hutchings Bishop	E*Trade Capital Management, LLC other	Advice And Planning Services other	Other	Oct 28, 2014	Dec 2, 2014 (35 d)
Sae Pyol Moon	E*Trade Capital Management, LLC other	Morgan Stanley wirehouse	Other	Oct 21, 2014	Nov 17, 2014
Thomas Montemurro	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 14, 2014	Oct 27, 2014
Robert Thomas Russini	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Sep 18, 2014	May 7, 2018 (1327 d)
Brandon Alexander Bell	E*Trade Capital Management, LLC other	Edward Jones national BD	Other	Aug 18, 2014	Jan 26, 2015 (161 d)
Ruben Marshall	E*Trade Capital Management, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Aug 13, 2014	Aug 8, 2014
Ross Mcnabb	E*Trade Capital Management, LLC other	Scottrade Investment Management other	Other	Aug 5, 2014	Mar 17, 2016 (590 d)
Jose Braz Salangsang	E*Trade Capital Management, LLC other	Fisher Investments other	Other	Jul 29, 2014	Aug 18, 2014
Patrick Charles Mccormick	E*Trade Capital Management, LLC other	Advice And Planning Services other	Other	Jul 23, 2014	Jul 30, 2014
Nicholas Anthony Cipriano	E*Trade Capital Management, LLC other	Morgan Stanley wirehouse	Other	Jul 23, 2014	Jun 27, 2014
David William Broderick	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 16, 2014	Aug 25, 2014 (40 d)
Benardo Richardson	E*Trade Capital Management, LLC other	Suntrust Investment Services, Inc. other	Other	Jul 2, 2014	Jul 8, 2014
John Herrmann	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Jun 12, 2014	Jul 8, 2015 (391 d)
Spencer Mark Humphrey	E*Trade Capital Management, LLC other	Advice And Planning Services other	Other	Jun 11, 2014	Jul 9, 2014
Johnny Kang	E*Trade Capital Management, LLC other	Nfp Advisor Services, LLC other	Other	Jun 11, 2014	Jun 5, 2014
Kevin Todd Cypert	E*Trade Capital Management, LLC other	Bok Financial Advisors other	Other	Jun 3, 2014	May 2, 2014
Brian Allen Dowery	E*Trade Capital Management, LLC other	Hsbc Securities (USA) Inc. other	Other	May 19, 2014	May 23, 2014
Derik Anderson	E*Trade Capital Management, LLC other	J.P. Morgan Securities LLC wirehouse	Other	May 19, 2014	May 6, 2014
Jonathan Schuler	E*Trade Capital Management, LLC other	Pelennor Asset Management unclassified	Other	May 19, 2014	Jun 16, 2014
Joiya Mitchell	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	May 19, 2014	Sep 25, 2015 (494 d)
Aneesh Paul	E*Trade Capital Management, LLC other	Citigroup Global Markets Inc. other	Other	May 19, 2014	Jun 20, 2014 (32 d)
Steven Peter Ganan	E*Trade Capital Management, LLC other	Bb&T Investment Services, Inc. no RAUM	Other	Apr 25, 2014	Apr 14, 2014
Andrew D Miller	E*Trade Capital Management, LLC other	Usaa Financial Planning Services no RAUM	Other	Apr 25, 2014	May 29, 2014 (34 d)
Michael J Gaddis	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 25, 2014	May 23, 2014
Debby J Minot	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 14, 2014	Sep 8, 2014 (147 d)
Joshua Charles Liljenquist	E*Trade Capital Management, LLC other	First Western Advisors other	Other	Apr 14, 2014	Apr 10, 2014
Nisarg D Shah	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 11, 2014	Feb 25, 2014
Stephen Albert Labate	E*Trade Capital Management, LLC other	Spirit Of America Management Corp asset manager	Other	Mar 5, 2014	Apr 9, 2018 (1496 d)
Anthony Chiu	E*Trade Capital Management, LLC other	Eagle Strategies LLC other	Other	Jan 28, 2014	Oct 6, 2014 (251 d)
Jennifer A Sun	E*Trade Capital Management, LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Jan 28, 2014	Jan 24, 2014
David Vincent Scordato	E*Trade Capital Management, LLC other	Pnc Wealth Management other	Other	Jan 24, 2014	Jan 28, 2014
Daniel Glenn Newman	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Jan 17, 2014	Jan 24, 2014
Nathan David Stewart	E*Trade Capital Management, LLC other	Scottrade Investment Management no RAUM	Other	Dec 9, 2013	Mar 20, 2014 (101 d)
Leah Jane Jones	E*Trade Capital Management, LLC other	Td Ameritrade, Inc. no RAUM	Other	Dec 5, 2013	Dec 17, 2013
Giuseppe Alessandro Distefano	E*Trade Capital Management, LLC other	U.S. Bancorp Investments, Inc. other	Other	Dec 2, 2013	Nov 26, 2013
Christopher Thomas Ruggiero	E*Trade Capital Management, LLC other	Capital One Financial Advisors LLC unclassified	Other	Oct 30, 2013	Oct 29, 2013
Sanjay Bedi	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 29, 2013	Nov 12, 2013
Christopher Michael Gramolini	E*Trade Capital Management, LLC other	UBS Financial Services Inc. wirehouse	Other	Oct 17, 2013	Nov 20, 2013 (34 d)
Marcos Hugo Lira	E*Trade Capital Management, LLC other	360dividends state registered	Other	Oct 10, 2013	Jul 18, 2014 (281 d)
Arash Adam Kadivar	E*Trade Capital Management, LLC other	Beaumont Financial Partners LLC other	Other	Oct 4, 2013	Nov 21, 2013 (48 d)
Rodrigo M Garay	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Sep 23, 2013	Nov 14, 2014 (417 d)
Marc Anthony Montaldo	E*Trade Capital Management, LLC other	Morgan Stanley wirehouse	Other	Sep 10, 2013	Jun 16, 2021 (2836 d)
Scott Michael Gehring	E*Trade Capital Management, LLC other	Usaa Financial Planning Services no RAUM	Other	Jul 22, 2013	Aug 30, 2013 (39 d)
Scott Herbert Sundberg	E*Trade Capital Management, LLC other	Usaa Financial Planning Services no RAUM	Other	Jul 16, 2013	Dec 9, 2013 (146 d)
Laurence Edward Martin	E*Trade Capital Management, LLC other	The Mutual Fund Store other	Other	Jul 16, 2013	Aug 9, 2013
Timothy Christopher Camas	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 16, 2013	Jul 30, 2013
Joseph Matthew Barr	E*Trade Capital Management, LLC other	Pinnacle Peak Financial LLC unclassified	Other	Jul 2, 2013	May 6, 2014 (308 d)
Mark Jeffrey Binder	E*Trade Capital Management, LLC other	Advice And Planning Services other	Other	Jul 1, 2013	Jul 12, 2013
Steven Samuel Christensen	E*Trade Capital Management, LLC other	Alpha Cubed Investments, LLC other	Other	Jun 25, 2013	Jun 12, 2013
Mark Hiskey	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Jun 13, 2013	Feb 27, 2014 (259 d)
Gary Paul Hettler	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Jun 12, 2013	Jan 2, 2019 (2030 d)

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801 moves match.