DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Janney Montgomery Scott LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Aimee Elizabeth FoxJanney Montgomery Scott LLC otherDeutsche Bank Securities Inc. otherOtherMay 3, 2016May 2, 2016
Albert Charles AngelosJanney Montgomery Scott LLC otherPrivate Advisor Group, LLC otherOtherApr 29, 2016Apr 1, 2016
Peter Howard JanowskyJanney Montgomery Scott LLC otherOsaic Wealth, Inc. otherOtherApr 27, 2016Apr 15, 2016
Kimberly Rachel MillerJanney Montgomery Scott LLC otherCetera Investment Advisers LLC otherOtherApr 18, 2016May 24, 2016 (36 d)
Stephen Michael TomkinsJanney Montgomery Scott LLC otherOppenheimer & Co. Inc. otherOtherApr 6, 2016Apr 4, 2016
Kelly Mieloch SparksJanney Montgomery Scott LLC otherSuntrust Investment Services, Inc. otherOtherMar 23, 2016Aug 9, 2016 (139 d)
Anthony Joseph KarpowichJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherMar 5, 2016Mar 7, 2016
Wayne Harris SandersJanney Montgomery Scott LLC otherCape Investment Advisory, Inc. otherOtherMar 4, 2016Mar 15, 2016
Glenda Gail McconnegheyJanney Montgomery Scott LLC otherAmeriprise Financial Services, LLC national BDOtherFeb 25, 2016Feb 24, 2016
Deborah Klatz RounickJanney Montgomery Scott LLC otherAmeriprise Financial Services, LLC national BDOtherFeb 23, 2016Feb 12, 2016
Charles M JenkinsJanney Montgomery Scott LLC otherLombard Advisers Incorporated independent RIAOtherJan 29, 2016Feb 8, 2016
Gregory Philip BoshartJanney Montgomery Scott LLC otherCetera Investment Advisers LLC otherOtherJan 28, 2016May 24, 2016 (117 d)
Galen Goodridge CraneJanney Montgomery Scott LLC otherRaymond James Financial Services Advisors, Inc otherOtherDec 7, 2015Dec 10, 2015
Amanda ColledgeJanney Montgomery Scott LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 30, 2015Dec 7, 2015
Stephen Lewis MarchelJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherNov 10, 2015Nov 6, 2015
Daniel Timothy CampbellJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherNov 10, 2015Nov 6, 2015
John Phillip CasaleJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherNov 10, 2015Nov 6, 2015
Theodore Scott KhouryJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherNov 10, 2015Nov 6, 2015
Joseph Dean ForesiJanney Montgomery Scott LLC otherMarble Harbor Investment Counsel, LLC independent RIAOtherOct 8, 2015Jan 16, 2026 (3753 d)
Kristin Elizabeth HillsleyJanney Montgomery Scott LLC otherRobert W. Baird & Co. Incorporated otherOtherAug 10, 2015Aug 7, 2015
Douglas Eugene WaltersJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherJul 7, 2015Jul 2, 2015
Jeffrey James PollardJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherJul 7, 2015Jul 2, 2015
Raymond Clark Hoiles BryanJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherJul 7, 2015Jul 6, 2015
Jeffrey L HaikenJanney Montgomery Scott LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherJun 9, 2015Jun 8, 2015
Gretchen Marie ZierolfJanney Montgomery Scott LLC otherFarr Miller & Washington LLC otherOtherJun 3, 2015Jun 30, 2015
Justin Joseph MuniJanney Montgomery Scott LLC otherBlackrock Investment Management, LLC otherOtherJun 3, 2015Apr 28, 2025 (3617 d)
Fredrick Ross BennettJanney Montgomery Scott LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherMay 18, 2015May 15, 2015
Joel Richard MorrisJanney Montgomery Scott LLC otherLau Associates LLC otherOtherMay 11, 2015Jul 9, 2015 (59 d)
Edward Nigel WaltersJanney Montgomery Scott LLC otherT. Rowe Price Advisory Services, Inc. no RAUMOtherApr 22, 2015Nov 19, 2015 (211 d)
Joy Sutton ClaryJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherMar 25, 2015Mar 23, 2015
Judith M GrahamJanney Montgomery Scott LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 24, 2015Mar 20, 2015
Daniel Stephen RemiginoJanney Montgomery Scott LLC otherBuell Investment Advisors state registeredOtherMar 9, 2015Jul 14, 2015 (127 d)
Benjamin LucasJanney Montgomery Scott LLC otherDunham otherOtherFeb 28, 2015Apr 8, 2015 (39 d)
David A OverJanney Montgomery Scott LLC otherFaithward Advisors, LLC otherOtherFeb 23, 2015Feb 20, 2015
Peter Douglas RobinsonJanney Montgomery Scott LLC otherVanguard Advisers, Inc. BD affiliatedOtherFeb 9, 2015Nov 1, 2019 (1726 d)
David Richard HoferJanney Montgomery Scott LLC otherAmeriprise Financial Services, LLC national BDOtherJan 20, 2015Jan 26, 2015
Scott John SeidlJanney Montgomery Scott LLC otherNorthcoast Research Partners, LLC state registeredOtherDec 31, 2014Jun 23, 2023 (3096 d)
James Paul LuthardtJanney Montgomery Scott LLC otherKirtland Hills Capital Management, LLC independent RIAOtherDec 24, 2014Feb 2, 2015 (40 d)
Irwin MaisnerJanney Montgomery Scott LLC otherRBC Capital Markets, LLC national BDOtherDec 23, 2014Dec 15, 2014
Lisa Dawn NekrichJanney Montgomery Scott LLC otherRBC Capital Markets, LLC national BDOtherDec 16, 2014Dec 15, 2014
Louis Ralph PetrilloJanney Montgomery Scott LLC other1914 Advisors otherOtherDec 12, 2014Jan 6, 2015
Kathryn Jennifer BernhardtJanney Montgomery Scott LLC otherBlackrock Investment Management, LLC otherOtherSep 25, 2014Oct 17, 2014
Trevor M WilliamsJanney Montgomery Scott LLC otherHornor, Townsend & Kent, LLC otherOtherSep 10, 2014Nov 3, 2014 (54 d)
Claire Davis BundyJanney Montgomery Scott LLC otherRaymond James & Associates, Inc. national BDOtherSep 10, 2014Sep 26, 2014
Candida Marie WeinrickJanney Montgomery Scott LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 5, 2014Sep 5, 2014
Lynn Suzanne ErskineJanney Montgomery Scott LLC otherVanguard Advisers, Inc. BD affiliatedOtherJul 24, 2014Aug 2, 2018 (1470 d)
Peter P LydzinskiJanney Montgomery Scott LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 23, 2014Nov 20, 2014 (120 d)
Patrick Richard NoonanJanney Montgomery Scott LLC otherCommonwealth Financial Network national BDOtherJun 20, 2014Oct 28, 2014 (130 d)
Thomas Reilly RingJanney Montgomery Scott LLC otherStrategic Advisers LLC national BDOtherJun 13, 2014Jun 19, 2014
Erin Marie JagusakJanney Montgomery Scott LLC otherHornor, Townsend & Kent, LLC BD affiliatedOtherMay 23, 2014Jul 22, 2023 (3347 d)
Todd Jay GellerJanney Montgomery Scott LLC otherAmeriprise Financial Services, LLC national BDOtherMay 14, 2014Apr 28, 2014
Robert Edward FairbrothersJanney Montgomery Scott LLC otherOppenheimer & Co. Inc. otherOtherApr 28, 2014Apr 28, 2014
Gregory Alan LesterJanney Montgomery Scott LLC otherRaymond James Financial Services Advisors, Inc otherOtherApr 11, 2014Apr 7, 2014
Timothy Bain HoweJanney Montgomery Scott LLC otherHerbert J. Sims Capital Management, Inc. independent RIAOtherMar 11, 2014Jun 30, 2015 (476 d)
Jennifer MurphyJanney Montgomery Scott LLC otherNew Age Alpha independent RIAOtherJan 22, 2014Oct 28, 2020 (2471 d)
Raymond Angelo KrausJanney Montgomery Scott LLC otherMorgan Stanley wirehouseOtherJan 7, 2014Jan 17, 2014
John Douglas FeastJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherDec 2, 2013Nov 27, 2013
Mary Ann MarettJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherDec 2, 2013Nov 27, 2013
Davis Page SmithJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherNov 27, 2013Nov 22, 2013
Gary Richard NeigebornJanney Montgomery Scott LLC otherAmeriprise Financial Services, LLC national BDOtherNov 11, 2013Nov 12, 2013
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686 moves match.