DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Usaa Investment Services Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Emerson Paul Desjardins | Usaa Investment Services Company BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2019 | Nov 19, 2019 |
| Brantley Matthew Young | Usaa Investment Services Company BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2019 | Nov 21, 2019 |
| Keith James Brant | Usaa Investment Services Company BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2019 | Jan 14, 2020 (76 d) |
| Kenneth Kaj Haycraft | Usaa Investment Services Company BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 29, 2019 | Oct 21, 2019 |
| Joshua Samuel Heiden | Usaa Investment Services Company BD affiliated | Avior Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2019 | Oct 16, 2019 |
| Ernest Lloyd Neeley | Usaa Investment Services Company BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2019 | Oct 21, 2019 |
| Robert Dean Nelson | Usaa Investment Services Company BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2019 | May 28, 2020 (240 d) |
| Erik Alan Eklof | Usaa Investment Services Company BD affiliated | Mcgowan Group Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2019 | Jun 14, 2021 (623 d) |
| Juan Jose Mejia | Usaa Investment Services Company BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2019 | Oct 16, 2019 |
| Michael Brandon Whiteman | Usaa Investment Services Company BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2019 | Oct 8, 2019 |
| Brian Christopher Genninger | Usaa Investment Services Company BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Sep 23, 2019 |
| Anne Rae Sailer | Usaa Investment Services Company BD affiliated | Schwab Wealth Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 12, 2019 |
| Michael Mclellan | Usaa Investment Services Company BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2019 | Aug 13, 2019 |
| Joel Anthony Salazar | Usaa Investment Services Company BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2019 | Sep 9, 2019 |
| Patrick Egan Gauthier | Usaa Investment Services Company BD affiliated | Cps Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2019 | Nov 4, 2019 (73 d) |
| Keenan Dean Casey | Usaa Investment Services Company BD affiliated | Three Points Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2019 | Sep 23, 2019 (32 d) |
| Austin R Taylor | Usaa Investment Services Company BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2019 | Jul 30, 2021 (711 d) |
| Matthew Biedron | Usaa Investment Services Company BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Aug 20, 2019 |
| Kristina R Meisner | Usaa Investment Services Company BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2019 | Aug 23, 2019 |
| Paula Kay Heffron | Usaa Investment Services Company BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2019 | Aug 13, 2019 |
| David A Madway | Usaa Investment Services Company BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 13, 2019 | Feb 4, 2021 (541 d) |
| Paul Edward Perez | Usaa Investment Services Company BD affiliated | Victory Capital Management Inc. asset manager | Other | Aug 13, 2019 | Jun 3, 2021 (660 d) |
| Lloyd Edward Shaw | Usaa Investment Services Company BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2019 | Mar 17, 2020 (218 d) |
| Walter Harold Mego | Usaa Investment Services Company BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2019 | Aug 27, 2019 |
| Solomon Cartier | Usaa Investment Services Company BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2019 | Feb 5, 2021 (547 d) |
| Samuel Clayton Emmerson | Usaa Investment Services Company BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2019 | Aug 13, 2019 |
| Juan Chavez | Usaa Investment Services Company BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2019 | Aug 20, 2019 |
| Talmage Wayne Demeester | Usaa Investment Services Company BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2019 | Aug 21, 2019 |
| Patrick Nugent | Usaa Investment Services Company BD affiliated | Schwab Wealth Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2019 | Aug 6, 2019 |
| Vanessa Anne Houle | Usaa Investment Services Company BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2019 | Aug 13, 2019 |
| Michele L Herzberg | Usaa Investment Services Company BD affiliated | Bedrock Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2019 | Aug 24, 2020 (404 d) |
| Drenzo L Johnson | Usaa Investment Services Company BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2019 | May 4, 2022 (1024 d) |
| David Robert Harris | Usaa Investment Services Company BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Oct 15, 2019 (92 d) |
| Christopher Jon Bolisay | Usaa Investment Services Company BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2019 | Sep 23, 2019 (74 d) |
| Irene Myriam Gill | Usaa Investment Services Company BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2019 | Jan 10, 2020 (184 d) |
| Travis Mendel Keeper | Usaa Investment Services Company BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2019 | Jul 29, 2019 |
| Jose Luis De Alba De La Garza | Usaa Investment Services Company BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2019 | Mar 8, 2021 (608 d) |
| William David Alford | Usaa Investment Services Company BD affiliated | Alliancebernstein L.P. other | Other | Jul 8, 2019 | Mar 2, 2020 (238 d) |
| Christopher R Molina | Usaa Investment Services Company BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 8, 2019 | Jul 22, 2019 |
| David Coolbaugh | Usaa Investment Services Company BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Dec 9, 2020 (525 d) |
| Larry W Zimmerman | Usaa Investment Services Company BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Apr 27, 2020 (299 d) |
| Jesse Luis Carranza | Usaa Investment Services Company BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Jul 15, 2019 |
| Ira Matthew Utay | Usaa Investment Services Company BD affiliated | Frontier Investment Management Co independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2019 | Jul 23, 2019 |
| Joseph Patrick Timmerman | Usaa Investment Services Company BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Jan 2, 2024 (1644 d) |
| Rosa Ariana Estrada | Usaa Investment Services Company BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Aug 26, 2021 (785 d) |
| Christopher Neil Trub | Usaa Investment Services Company BD affiliated | Avior Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2019 | Jul 16, 2019 |
| Juan D Sanchez | Usaa Investment Services Company BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2019 | Aug 7, 2024 (1863 d) |
| Eric Andrew Stjernstrom | Usaa Investment Services Company BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2019 | Jul 15, 2020 (383 d) |
| Nathaniel J Gandy | Usaa Investment Services Company BD affiliated | Wealthfront Advisers LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2019 | Jul 15, 2019 |
| Paul Carriere | Usaa Investment Services Company BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 18, 2019 | Dec 16, 2019 (181 d) |
| Neal M Litton | Usaa Investment Services Company BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 12, 2019 | Jun 24, 2019 |
| William Michael Larue | Usaa Investment Services Company BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Jun 13, 2019 |
| Jamar Joseph Anderson | Usaa Investment Services Company BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 3, 2019 | Jul 10, 2019 (37 d) |
| Michael Gobbato | Usaa Investment Services Company BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2019 | Jun 4, 2019 |
| Michael Richard Mravetz | Usaa Investment Services Company BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2019 | May 6, 2019 |
| Ryan Scott Elkins | Usaa Investment Services Company BD affiliated | Avior Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2019 | May 17, 2019 |
| Ryan Farrell | Usaa Investment Services Company BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | Apr 8, 2020 (330 d) |
| Robert Rosado | Usaa Investment Services Company BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 3, 2019 | Jun 4, 2019 (32 d) |
| William M Marsh | Usaa Investment Services Company BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2019 | Jul 16, 2019 (75 d) |
| Roger Laurence Golinski | Usaa Investment Services Company BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Oct 22, 2019 (173 d) |
499 moves match.