| James Witteman Trapp | Fifth Third Securities, Inc. other | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | Jul 13, 2016 | Nov 17, 2016 (127 d) |
| Kevin Mark Reed | Fifth Third Securities, Inc. other | Packerland Brokerage Services, Inc. other | Other | Jul 13, 2016 | Aug 25, 2016 (43 d) |
| Michael Witteman Trapp | Fifth Third Securities, Inc. other | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | Jul 13, 2016 | Nov 17, 2016 (127 d) |
| Douglas W. O'Connell | Fifth Third Securities, Inc. other | Highpoint Advisor Group, LLC other | Other | Jul 11, 2016 | Jun 30, 2016 |
| Dolores Angela Angus | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Jul 11, 2016 | Jul 5, 2016 |
| Jenna Karrin O'Connell | Fifth Third Securities, Inc. other | Highpoint Planning Partners independent RIA | Other | Jul 11, 2016 | Sep 30, 2024 (3003 d) |
| David Glen Roessner | Fifth Third Securities, Inc. other | Cetera Investment Advisers LLC other | Other | Jul 1, 2016 | Aug 12, 2016 (42 d) |
| Kurtis L Kamminga | Fifth Third Securities, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Jun 27, 2016 | Jun 27, 2016 |
| Zarinah Amatullah Mitchell | Fifth Third Securities, Inc. other | Touchstone Advisors Inc asset manager | Other | Jun 27, 2016 | Jan 10, 2019 (927 d) |
| Thomas Herbert Harris | Fifth Third Securities, Inc. other | Money Concepts Advisory Service other | Other | Jun 21, 2016 | Oct 11, 2016 (112 d) |
| John Pierre Thibault | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Jun 20, 2016 | Jun 10, 2016 |
| Kevin M Davis | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Jun 20, 2016 | Aug 15, 2016 (56 d) |
| Ryan Kenneth Snover | Fifth Third Securities, Inc. other | Caldwell Advisors, LLC other | Other | Jun 20, 2016 | Jun 22, 2016 |
| Scott A. Schmidt | Fifth Third Securities, Inc. other | Sanctuary Advisors, LLC other | Other | Jun 20, 2016 | Jun 10, 2016 |
| Cheryl Tucker-Refregier | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Jun 9, 2016 | Jun 16, 2016 |
| John Anthony Vaughn | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Jun 9, 2016 | Jul 11, 2016 (32 d) |
| Anthony Grey Kulka | Fifth Third Securities, Inc. other | Arbor Point Advisors other | Other | Jun 9, 2016 | Jun 10, 2016 |
| Chad E Schleh | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | Jun 9, 2016 | Jul 6, 2016 |
| Corbyn Lucas Hightower | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | May 23, 2016 | May 20, 2016 |
| John Stephen Cahill | Fifth Third Securities, Inc. other | UBS Financial Services Inc. wirehouse | Other | May 23, 2016 | May 13, 2016 |
| Trista M Allison | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | May 23, 2016 | Jun 16, 2016 |
| Stephen Wood Martin | Fifth Third Securities, Inc. other | Oasis Wealth Planning Advisors independent RIA | Other | May 16, 2016 | Feb 11, 2020 (1366 d) |
| Thomas Carpenter | Fifth Third Securities, Inc. other | L.M. Kohn & Company other | Other | May 16, 2016 | Jun 10, 2016 |
| Teron Lejuane Carter | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | May 9, 2016 | Jun 28, 2016 (50 d) |
| Edward J. Pavel | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | May 2, 2016 | Apr 25, 2016 |
| Christopher James Andrews | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | May 2, 2016 | May 3, 2016 |
| Lisa Ann Murray | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | May 2, 2016 | Apr 22, 2016 |
| Viral Nayak | Fifth Third Securities, Inc. other | Citigroup Global Markets Inc. other | Other | May 2, 2016 | Apr 29, 2016 |
| Jared Dale Meisling | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Apr 25, 2016 | May 31, 2016 (36 d) |
| Bruce Sanford Roby | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Apr 18, 2016 | Sep 26, 2016 (161 d) |
| Zachary J Bauer | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Apr 18, 2016 | May 23, 2016 (35 d) |
| Lewis Marlin Rowe | Fifth Third Securities, Inc. other | Huntington Financial Advisors other | Other | Apr 11, 2016 | May 5, 2016 |
| Robert George Hendon | Fifth Third Securities, Inc. other | Touchstone Advisors Inc other | Other | Apr 4, 2016 | Apr 14, 2016 |
| Thomas Henry Dillon | Fifth Third Securities, Inc. other | Truist Advisory Services, Inc. no RAUM | Other | Apr 4, 2016 | Sep 9, 2016 (158 d) |
| James Alan Turk | Fifth Third Securities, Inc. other | Private Advisor Group, LLC BD affiliated | Other | Apr 4, 2016 | Nov 17, 2022 (2418 d) |
| Daniel Paul Devine | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Apr 4, 2016 | Apr 11, 2016 |
| Renee Marie Maloney | Fifth Third Securities, Inc. other | Truist Advisory Services, Inc. no RAUM | Other | Mar 21, 2016 | Sep 14, 2016 (177 d) |
| David Lloyd Bennett | Fifth Third Securities, Inc. other | Successful Portfolios LLC other | Other | Feb 22, 2016 | Sep 26, 2017 (582 d) |
| Michael Hugh Smith | Fifth Third Securities, Inc. other | D3 Financial Counselors LLC other | Other | Feb 16, 2016 | Mar 16, 2016 |
| Vaishali Ketan Trivedi | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Feb 16, 2016 | Mar 2, 2016 |
| Paul Craig Feldman | Fifth Third Securities, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Feb 3, 2016 | Jun 29, 2023 (2703 d) |
| Jeremiah George Dellas | Fifth Third Securities, Inc. other | Waddell & Reed other | Other | Feb 3, 2016 | Feb 1, 2016 |
| Daniel Eugene Murphy | Fifth Third Securities, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Feb 3, 2016 | Dec 19, 2024 (3242 d) |
| Jason Michael Macher | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Jan 25, 2016 | Jan 19, 2016 |
| Chase Lyn Van Dam | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Jan 25, 2016 | Jan 28, 2016 |
| Jeremiah Michael Muryasz | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Jan 25, 2016 | Feb 24, 2016 |
| Nicole M Rudd | Fifth Third Securities, Inc. other | Morgan Stanley wirehouse | Other | Jan 11, 2016 | Jan 27, 2016 |
| Kurt Edward Decker | Fifth Third Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Dec 14, 2015 | Mar 22, 2016 (99 d) |
| Angela J Cosgray | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Dec 14, 2015 | Nov 3, 2016 (325 d) |
| Eric Gregory Oppelz | Fifth Third Securities, Inc. other | Commerce Brokerage Services, Inc other | Other | Dec 14, 2015 | Jan 4, 2016 |
| Ryan Adam Osborn | Fifth Third Securities, Inc. other | Bmo Harris Financial Advisors, Inc other | Other | Dec 14, 2015 | Jan 11, 2016 |
| Brian Alan Nussbaum | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Dec 14, 2015 | Dec 8, 2015 |
| Matthew Scott Schiller | Fifth Third Securities, Inc. other | Arbor Point Advisors other | Other | Dec 14, 2015 | Jan 20, 2016 (37 d) |
| Jason Thomas Coutcher | Fifth Third Securities, Inc. other | Center For Wealth Planning Advisors, Inc other | Other | Dec 7, 2015 | Dec 3, 2015 |
| Jennifer Lane Wilson | Fifth Third Securities, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Dec 7, 2015 | Feb 1, 2016 (56 d) |
| Erin Nicole Laukhuf | Fifth Third Securities, Inc. other | Cetera Investment Advisers LLC other | Other | Dec 7, 2015 | Feb 16, 2017 (437 d) |
| Ahmed H Joumaa | Fifth Third Securities, Inc. other | Citigroup Global Markets Inc. other | Other | Dec 7, 2015 | Dec 8, 2015 |
| Robert Henry Cairns | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Nov 23, 2015 | Feb 22, 2016 (91 d) |
| Julia M Batchenko | Fifth Third Securities, Inc. other | Red Cedar Investment Management institutional | Other | Nov 16, 2015 | Oct 10, 2019 (1424 d) |
| Jennifer Jean Bassett | Fifth Third Securities, Inc. other | Comerica Securities other | Other | Nov 9, 2015 | Nov 12, 2015 |