| Charles Joseph Stewart | Fifth Third Securities, Inc. other | Vision Asset Management Inc unclassified | Other | Feb 1, 2008 | Apr 17, 2008 (76 d) |
| Jeffrey Robert Utterback | Fifth Third Securities, Inc. other | Natcity Investments, Inc. unclassified | Other | Jan 18, 2008 | Apr 29, 2008 (102 d) |
| Larry Joseph Costa | Fifth Third Securities, Inc. other | Stancorp Investment Advisers, Inc. other | Other | Jan 11, 2008 | Feb 26, 2010 (777 d) |
| Kenneth Herman Burr | Fifth Third Securities, Inc. other | Key Investment Services LLC other | Other | Jan 11, 2008 | Jan 17, 2008 |
| Devon Frances Mcardle | Fifth Third Securities, Inc. other | Mcdonald Partners LLC other | Other | Jan 11, 2008 | Jan 15, 2008 |
| Todd Marvin Honold | Fifth Third Securities, Inc. other | Investment Advisors Corp other | Other | Jan 11, 2008 | Jan 10, 2008 |
| Mary Lynn Hedrick | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Jan 4, 2008 | Jan 7, 2008 |
| Jessica Jo Joswick | Fifth Third Securities, Inc. other | Edward Jones national BD | Other | Dec 21, 2007 | Mar 10, 2020 (4463 d) |
| David John Arns | Fifth Third Securities, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Dec 13, 2007 | Dec 19, 2007 |
| Alexander Evan Scott | Fifth Third Securities, Inc. other | Simply Money Advisors other | Other | Dec 13, 2007 | Feb 29, 2008 (78 d) |
| Matthew Joseph Zepp | Fifth Third Securities, Inc. other | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 7, 2007 | Mar 10, 2023 (5572 d) |
| Chris M. Maddock | Fifth Third Securities, Inc. other | Strategic Advisers LLC national BD | Other | Dec 7, 2007 | Jun 2, 2009 (543 d) |
| Michael Anthony New | Fifth Third Securities, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Nov 30, 2007 | Nov 9, 2007 |
| William Edward Knudsen | Fifth Third Securities, Inc. other | Chase Investment Services Corp. other | Other | Nov 30, 2007 | Dec 18, 2007 |
| Jeffry Donald Cook | Fifth Third Securities, Inc. other | Missionsquare Retirement other | Other | Oct 19, 2007 | Oct 22, 2007 |
| James Matthew Mayes | Fifth Third Securities, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Oct 19, 2007 | Nov 5, 2007 |
| Alan Richard Cicora | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 19, 2007 | Oct 9, 2007 |
| Christopher M Skibinski | Fifth Third Securities, Inc. other | Chase Investment Services Corp. other | Other | Oct 12, 2007 | Oct 17, 2007 |
| Benjamin J Weaver | Fifth Third Securities, Inc. other | Strategic Advisers LLC national BD | Other | Oct 12, 2007 | May 13, 2010 (944 d) |
| Sean Philip Bostwick | Fifth Third Securities, Inc. other | Asset & Financial Planning, Ltd other | Other | Oct 5, 2007 | Jun 11, 2009 (615 d) |
| Thomas Alan Taylor | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Sep 27, 2007 | Nov 21, 2007 (55 d) |
| Donna Panton | Fifth Third Securities, Inc. other | Equitable Advisors, LLC national BD | Other | Sep 27, 2007 | Sep 26, 2007 |
| Clifton Howard Sparrow | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Sep 27, 2007 | Sep 21, 2007 |
| Stephen Franklin Laughter | Fifth Third Securities, Inc. other | Truist Advisory Services, Inc. no RAUM | Other | Sep 27, 2007 | Aug 18, 2016 (3248 d) |
| Paul Christopher Dietz | Fifth Third Securities, Inc. other | City Securities Corporation other | Other | Sep 14, 2007 | Sep 21, 2007 |
| Jennifer Erna Mcmanus | Fifth Third Securities, Inc. other | Truist Advisory Services, Inc. no RAUM | Other | Sep 14, 2007 | Aug 18, 2016 (3261 d) |
| Todd Jeremy Wartman | Fifth Third Securities, Inc. other | Cincinnati Analysts, Inc other | Other | Aug 24, 2007 | Sep 7, 2007 |
| William Patrick Rohwer | Fifth Third Securities, Inc. other | Natcity Investments, Inc. unclassified | Other | Aug 23, 2007 | Aug 20, 2007 |
| Brian Thomas Maher | Fifth Third Securities, Inc. other | Huntington Financial Advisors other | Other | Aug 23, 2007 | Aug 7, 2007 |
| Scott Daniel Constable | Fifth Third Securities, Inc. other | M Holdings Securities, Inc. other | Other | Aug 23, 2007 | Oct 5, 2007 (43 d) |
| Chris L Landis | Fifth Third Securities, Inc. other | Natcity Investments, Inc. unclassified | Other | Aug 17, 2007 | Aug 1, 2007 |
| Kristina Marie Digiacomo | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 9, 2007 | Jul 14, 2014 (2531 d) |
| Trisha Lynn Fountain | Fifth Third Securities, Inc. other | Cincinnati Analysts, Inc other | Other | Aug 9, 2007 | Sep 10, 2007 (32 d) |
| Norman Gregory Grevey | Fifth Third Securities, Inc. other | Kiplinger Wealth Advisors independent RIA | Other | Jul 27, 2007 | Jul 31, 2007 |
| Sean Thomas Belton | Fifth Third Securities, Inc. other | Orion Portfolio Solutions, LLC other | Other | Jul 13, 2007 | Jun 30, 2016 (3275 d) |
| Derek E Stiles | Fifth Third Securities, Inc. other | Voya Financial Partners, LLC other | Other | Jul 13, 2007 | Jul 26, 2007 |
| Marybeth Walker | Fifth Third Securities, Inc. other | UBS Financial Services Inc. wirehouse | Other | Jun 29, 2007 | Jun 1, 2007 |
| Michael Robert Chechel | Fifth Third Securities, Inc. other | Invest Financial Corporation other | Other | Jun 22, 2007 | May 18, 2010 (1061 d) |
| Timothy Dale Elzinga | Fifth Third Securities, Inc. other | Sunset Financial Services, Inc. other | Other | Jun 13, 2007 | Jan 22, 2010 (954 d) |
| Jorge Christian Chain | Fifth Third Securities, Inc. other | Equitable Advisors, LLC national BD | Other | Jun 7, 2007 | Aug 13, 2007 (67 d) |
| Holly Durdel | Fifth Third Securities, Inc. other | Edward Jones national BD | Other | Jun 7, 2007 | Sep 13, 2007 (98 d) |
| Angela Rena Curtis | Fifth Third Securities, Inc. other | A. G. Edwards & Sons, Inc. unclassified | Other | May 17, 2007 | May 7, 2007 |
| Nancy Walter Ary | Fifth Third Securities, Inc. other | Pruco Securities, LLC other | Other | May 17, 2007 | Aug 4, 2011 (1540 d) |
| Brian Keith Steele | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 4, 2007 | Apr 30, 2007 |
| Christopher Lee Oswalt | Fifth Third Securities, Inc. other | Raymond James & Associates, Inc. national BD | Other | May 4, 2007 | Apr 30, 2007 |
| Mark Robert Bova | Fifth Third Securities, Inc. other | Morgan Stanley & Co. LLC unclassified | Other | Apr 26, 2007 | Jun 27, 2007 (62 d) |
| Richard Edward Sneary | Fifth Third Securities, Inc. other | Lasalle Financial Services, Inc. unclassified | Other | Apr 12, 2007 | Apr 17, 2007 |
| Jaisuk Kim | Fifth Third Securities, Inc. other | Investment Professionals, Inc. other | Other | Apr 12, 2007 | Apr 18, 2007 |
| Terry Alexander Wheeler | Fifth Third Securities, Inc. other | Investors Capital Advisory other | Other | Apr 12, 2007 | Mar 27, 2007 |
| Nathan Clark | Fifth Third Securities, Inc. other | Lasalle Financial Services, Inc. unclassified | Other | Apr 12, 2007 | Apr 13, 2007 |
| Scott Hillary | Fifth Third Securities, Inc. other | Comerica Securities other | Other | Apr 3, 2007 | Mar 23, 2007 |
| Douglas Paul Kinsey | Fifth Third Securities, Inc. other | Artifex Financial Group, LLC other | Other | Mar 23, 2007 | Mar 27, 2007 |
| Darren Matthew Harp | Fifth Third Securities, Inc. other | Artifex Financial Group, LLC other | Other | Mar 23, 2007 | Mar 27, 2007 |
| William Steven Cairo | Fifth Third Securities, Inc. other | Truist Advisory Services, Inc. BD affiliated | Other | Mar 23, 2007 | Jul 26, 2024 (6335 d) |
| Chris Ross Meriwether | Fifth Third Securities, Inc. other | Morgan Stanley Dw Inc. unclassified | Other | Mar 14, 2007 | Mar 7, 2007 |
| Mary Andrea Prebish | Fifth Third Securities, Inc. other | Osaic Fa, Inc. other | Other | Mar 2, 2007 | Jul 3, 2007 (123 d) |
| David Jeffrey Howard | Fifth Third Securities, Inc. other | Investment Professionals, Inc. other | Other | Mar 2, 2007 | Jun 15, 2007 (105 d) |
| Paul Andrew Muskin | Fifth Third Securities, Inc. other | Allstate Financial Advisors, LLC no RAUM | Other | Feb 9, 2007 | Jul 16, 2008 (523 d) |
| Paul Henry Barlow | Fifth Third Securities, Inc. other | M&I Financial Advisors, Inc. no RAUM | Other | Jan 12, 2007 | May 14, 2007 (122 d) |
| Jason Dimitri Nicoloff | Fifth Third Securities, Inc. other | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | Jan 12, 2007 | Jan 10, 2007 |