DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Fifth Third Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Earl Lee Aaron HenrichFifth Third Securities, Inc. BD affiliatedParallel Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2018Jul 12, 2018 (69 d)
Joshua David RochonFifth Third Securities, Inc. BD affiliatedFourth Dimension Financial Group state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 27, 2018Apr 24, 2018
Shawn Christopher ChadwellFifth Third Securities, Inc. BD affiliatedCompass Wealth Management LLC unclassifiedOtherApr 24, 2018Apr 11, 2018
Christopher Scott SeebeckFifth Third Securities, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2018Nov 6, 2019 (572 d)
Haya DeisFifth Third Securities, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 13, 2018Apr 25, 2018
Angela WetzigFifth Third Securities, Inc. BD affiliatedSage Wealth Consulting, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 13, 2018Jan 16, 2019 (278 d)
Christi J SandersFifth Third Securities, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseApr 6, 2018May 14, 2026 (2960 d)
Robert Patrick HigginsFifth Third Securities, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 6, 2018Apr 11, 2018
Theodore Scott AlexanderFifth Third Securities, Inc. BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 30, 2018Apr 3, 2018
Yahaira FelixFifth Third Securities, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 30, 2018Apr 11, 2018
Joseph ReedyFifth Third Securities, Inc. BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherMar 23, 2018Apr 5, 2018
Nikki MccauleyFifth Third Securities, Inc. BD affiliatedState Farm Investment Management Corp. asset managerOtherMar 23, 2018Dec 7, 2018 (259 d)
Dennis Matthew BreierFifth Third Securities, Inc. BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2018Feb 1, 2024 (2141 d)
Brett WagnerFifth Third Securities, Inc. BD affiliatedTouchstone Advisors Inc asset managerOtherFeb 23, 2018Mar 12, 2018
Matthew R BrinkmannFifth Third Securities, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2018Feb 28, 2018
Susan Sandra CruzFifth Third Securities, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseFeb 16, 2018Feb 27, 2018
Gary Arthur TherrianFifth Third Securities, Inc. BD affiliatedOsaic Institutions, Inc. otherOtherFeb 9, 2018Feb 9, 2018
George A Von ZedlitzFifth Third Securities, Inc. BD affiliatedJ.J.B. Hilliard, W.L. Lyons, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2018May 24, 2018 (111 d)
Angela E JohnsonFifth Third Securities, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJan 5, 2018Jan 22, 2018
Joseph K HelfrichFifth Third Securities, Inc. otherCharles Schwab & Co., Inc. national BDOtherDec 18, 2017Dec 20, 2017
Joel A WoznyFifth Third Securities, Inc. otherHuntington Financial Advisors BD affiliatedOtherDec 18, 2017Apr 3, 2019 (471 d)
Robert StephensonFifth Third Securities, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherDec 18, 2017Jan 2, 2018
Usha LettmanFifth Third Securities, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 11, 2017Jan 9, 2018
Jerome Allen WigginsFifth Third Securities, Inc. otherVault Investment Partners, LLC no RAUMOtherDec 11, 2017Nov 22, 2017
Jarrett Andrew KrienesFifth Third Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherDec 4, 2017Aug 6, 2018 (245 d)
David ReckerFifth Third Securities, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherDec 4, 2017Dec 12, 2017
Tracey BrooksFifth Third Securities, Inc. otherAmeritas Advisory Services otherOtherDec 4, 2017Jan 10, 2018 (37 d)
John Matthew JolliffeFifth Third Securities, Inc. otherCitizens Securities, Inc. BD affiliatedOtherNov 28, 2017Oct 23, 2018 (329 d)
Heather L StansfieldFifth Third Securities, Inc. otherVault Investment Partners, LLC no RAUMOtherNov 28, 2017Nov 22, 2017
Terrell CannonFifth Third Securities, Inc. otherHuntington Financial Advisors otherOtherNov 21, 2017Jan 17, 2018 (57 d)
Catherine Elizabeth CallardFifth Third Securities, Inc. otherJ.J.B. Hilliard, W.L. Lyons, LLC otherOtherNov 13, 2017Nov 6, 2017
Laura Marie FryeFifth Third Securities, Inc. otherNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 13, 2017Dec 7, 2017
Charles Patrick SmithFifth Third Securities, Inc. otherU.S. Bancorp Investments, Inc. otherOtherNov 6, 2017Oct 31, 2017
Jonathan Schiefer MrowiecFifth Third Securities, Inc. otherLPL Financial LLC otherOtherNov 6, 2017Nov 6, 2017
Alexandria Marie KirchnerFifth Third Securities, Inc. otherCitizens Securities, Inc. otherOtherOct 31, 2017Oct 16, 2017
Laura Kay RollingFifth Third Securities, Inc. otherPrivate Advisor Group, LLC otherOtherOct 23, 2017Oct 23, 2017
David GrahamFifth Third Securities, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 23, 2017Oct 13, 2017
Terrie Frances AustinFifth Third Securities, Inc. otherStratos Wealth Partners, Ltd otherOtherOct 16, 2017Oct 10, 2017
Shannon M AriasFifth Third Securities, Inc. otherCharles Schwab & Co., Inc. national BDOtherOct 10, 2017Oct 20, 2017
Logan Mariel BullardFifth Third Securities, Inc. otherRaymond James & Associates, Inc. national BDOtherSep 18, 2017Feb 21, 2018 (156 d)
James Matthew TafelskiFifth Third Securities, Inc. otherCitizens Securities, Inc. otherOtherSep 8, 2017Sep 25, 2017
Rodney Michael KrampFifth Third Securities, Inc. otherVoya Financial Advisors, Inc. otherOtherSep 8, 2017Aug 16, 2017
Matthew David CremeFifth Third Securities, Inc. otherLPL Financial LLC otherOtherSep 8, 2017Aug 21, 2017
Titus David AllenFifth Third Securities, Inc. otherVoya Financial Advisors, Inc. otherOtherSep 8, 2017Aug 16, 2017
James L JeffriesFifth Third Securities, Inc. otherEdward Jones national BDOtherSep 8, 2017Sep 1, 2017
Michael Louis KoltzFifth Third Securities, Inc. otherInvest Financial Corporation otherOtherAug 29, 2017Sep 1, 2017
Steve Lee TownsendFifth Third Securities, Inc. otherEdward Jones national BDOtherAug 14, 2017Aug 1, 2017
Casey PondFifth Third Securities, Inc. otherFirst Citizens Investor Services, Inc. otherOtherAug 14, 2017Aug 24, 2017
Thaddeus Timothy BraunFifth Third Securities, Inc. otherBrookstone Asset Management, LLC otherOtherAug 7, 2017Aug 14, 2017
Nicholas James GrimmFifth Third Securities, Inc. otherWells Fargo Advisors wirehouseOtherAug 7, 2017Aug 9, 2017
Nicholas Allan NiehausFifth Third Securities, Inc. otherWells Fargo Advisors wirehouseOtherAug 7, 2017Aug 4, 2017
Matthew Scot WingerFifth Third Securities, Inc. otherTruist Advisory Services, Inc. BD affiliatedOtherAug 7, 2017Mar 5, 2020 (941 d)
Byron Michael SmithFifth Third Securities, Inc. otherOn Investment Management Co otherOtherAug 7, 2017Aug 15, 2017
Mark Patrick HarrieFifth Third Securities, Inc. otherCetera Investment Advisers LLC otherOtherAug 1, 2017Jul 28, 2017
Scott Douglas EwingFifth Third Securities, Inc. otherCetera Investment Advisers LLC otherOtherAug 1, 2017Jul 31, 2017
Erica Leigh Acheson-DunayFifth Third Securities, Inc. otherKey Investment Services LLC BD affiliatedOtherAug 1, 2017Jan 3, 2019 (520 d)
Milta HernandezFifth Third Securities, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 24, 2017Jun 12, 2018 (323 d)
Nathan Michael FlynnFifth Third Securities, Inc. otherHermosa Wealth Management state registeredOtherJul 10, 2017May 13, 2026 (3229 d)
Sean E GrillotFifth Third Securities, Inc. otherMorgan Stanley wirehouseOtherJul 10, 2017Aug 16, 2017 (37 d)
Wendell Lee BunchFifth Third Securities, Inc. otherCuna Brokerage Services, Inc. otherOtherJul 10, 2017Jul 17, 2017
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1,258 moves match.