DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,396 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Spencer R. Mann | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2025 | Sep 12, 2025 (66 d) |
| John P Wende | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jul 8, 2025 |
| Andrew K Johnson | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jul 17, 2025 |
| Adam Tobias | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 3, 2025 | Jul 31, 2025 |
| Victoria Morin | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Oct 6, 2025 (95 d) |
| Grant Gotschall | Ameriprise Financial Services, LLC national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jul 24, 2025 |
| Andrew Alston | Ameriprise Financial Services, LLC national BD | Rose Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 2, 2025 | Jul 8, 2025 |
| Garrett Valentino | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2025 | Sep 8, 2025 (68 d) |
| Richard Charles Vogel | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Sep 3, 2025 (65 d) |
| John Allen Zandstra | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Jul 3, 2025 |
| Robert Michael Polletta | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Aug 21, 2025 (52 d) |
| Laurie Ruth Donovan | Ameriprise Financial Services, LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Jul 2, 2025 |
| Scott Edward Neils | Ameriprise Financial Services, LLC national BD | 49 Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2025 | Jul 22, 2025 |
| James William Kelly | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jun 17, 2025 |
| Michele Welch | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jun 17, 2025 |
| Daniel Lime | Ameriprise Financial Services, LLC national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2025 | Oct 30, 2025 (126 d) |
| Lucas John Kokubo | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2025 | Jun 18, 2025 |
| James Bernard Fahey | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2025 | Jun 18, 2025 |
| Louis Pantuosco | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 13, 2025 |
| Christopher Zarra | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 17, 2025 |
| Kevin Motley | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 20, 2025 |
| Stacey Ann Treanor | Ameriprise Financial Services, LLC national BD | Synergy Fg independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2025 | Jul 30, 2025 (37 d) |
| Chelsea Paige Zinser | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 30, 2025 |
| Melissa K Burek | Ameriprise Financial Services, LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Sep 8, 2025 (80 d) |
| Jannifer Lyn Shull | Ameriprise Financial Services, LLC national BD | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2025 | Jun 20, 2025 |
| Douglas Wayne Messner | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Jun 5, 2025 |
| Brian J Mcconnell | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Jun 20, 2025 |
| Anthony Ghiglieri | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Jul 7, 2025 |
| Gregory James Pelachik | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2025 | Jul 28, 2025 (41 d) |
| Alex Kendall Mager | Ameriprise Financial Services, LLC national BD | First Trust Advisors LP asset manager | Other | Jun 17, 2025 | Jun 25, 2025 |
| Joseph Tyler | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 16, 2025 | Jun 26, 2025 |
| Gavin Ahlers | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 13, 2025 | Jul 16, 2025 (33 d) |
| Timothy Clark Mason | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | May 19, 2025 |
| Joshua Aaron Lelchook | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | Jun 5, 2025 |
| Bryan Paul Ladrow | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | May 19, 2025 |
| Christopher Michael Van Stavern | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | May 19, 2025 |
| Travis Crowell | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | May 19, 2025 |
| Brenton Herbert Bay | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2025 | Jun 27, 2025 |
| Camden Axel Steele | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | May 19, 2025 |
| Kristen Ann Christensen | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | May 20, 2025 |
| Robert Lansing Book | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | May 19, 2025 |
| Andrew Charles Inman | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | May 19, 2025 |
| Cedric Percell Powell | Ameriprise Financial Services, LLC national BD | Powell Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 10, 2025 | May 30, 2025 |
| Natalia Koritskaya | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jun 4, 2025 |
| Christopher John Bonapace | Ameriprise Financial Services, LLC national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2025 | May 30, 2025 |
| Jonathan Martinez Cervantes | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jul 16, 2025 (36 d) |
| Christopher Michael Young | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | May 19, 2025 |
| Lilibeth Miranda | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | May 1, 2025 |
| Joshua Nathanael Wood | Ameriprise Financial Services, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 8, 2025 | Jun 11, 2025 |
| Mark James Fontana | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jun 2, 2025 |
| Angelo V Ricci | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jul 23, 2025 (48 d) |
| Joseph Hamoui | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 24, 2025 |
| Stephen Archer Williams | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jun 9, 2025 |
| Gregory G Downs | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2025 | May 30, 2025 |
| John Joseph Morad | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 4, 2025 | May 15, 2025 |
| Chalise Rashae Westenskow | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jun 9, 2025 |
| Blair James Perry | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jun 3, 2025 |
| Joseph Kabaki | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | May 30, 2025 |
| Jackson Hansen | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | May 30, 2025 |
| Matthew Jay Clay | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | May 30, 2025 |