DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,396 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Troy Andrew Ganter | Ameriprise Financial Services, LLC national BD | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2024 | Jan 10, 2025 |
| Leandro Falleiros Rodrigues Carva | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2024 | Jan 30, 2025 (42 d) |
| Marie Camacho | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2024 | Dec 23, 2024 |
| Brent Cook | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2024 | Jan 2, 2025 |
| Erik K Eide | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 16, 2024 | Dec 6, 2024 |
| Shiela D Doucet | Ameriprise Financial Services, LLC national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 12, 2024 |
| Robert Reed Mendelson | Ameriprise Financial Services, LLC national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 12, 2024 |
| Trent Jarrett Trailov | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Mar 11, 2025 (89 d) |
| Kevin Michael Farrell | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 10, 2024 |
| Jason Robert Eide | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2024 | Dec 6, 2024 |
| Trevor Matthew Mcluskey | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2024 | Jan 6, 2025 |
| Alejandro Valdez | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2024 | Dec 12, 2024 |
| Anastasia Sophia Nikolaou | Ameriprise Financial Services, LLC national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Dec 10, 2024 | Nov 21, 2024 |
| Alex Christian Alston | Ameriprise Financial Services, LLC national BD | Rose Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 10, 2024 | Apr 11, 2025 (122 d) |
| Linnea Marie Rounds | Ameriprise Financial Services, LLC national BD | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2024 | Jan 7, 2025 |
| Corrine Anita Lowitz | Ameriprise Financial Services, LLC national BD | Trunorth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2024 | Feb 14, 2025 (70 d) |
| Casey John Brice | Ameriprise Financial Services, LLC national BD | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2024 | Jan 2, 2025 |
| Inderpal Singh Anand | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2024 | Dec 4, 2024 |
| Richard Kenneth Childress | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 27, 2024 | Nov 22, 2024 |
| Gary Wayne Foster | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2024 | Feb 6, 2025 (72 d) |
| Duke Alexander Carlton | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2024 | Nov 25, 2024 |
| Chun Yong Liu | Ameriprise Financial Services, LLC national BD | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2024 | Jan 29, 2025 (64 d) |
| Jaron Michael Kloap | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 26, 2024 | Nov 25, 2024 |
| Jack Edward Erickson | Ameriprise Financial Services, LLC national BD | Raleigh Capital Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2024 | Apr 15, 2025 (140 d) |
| Peter V Disanza | Ameriprise Financial Services, LLC national BD | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2024 | Jul 13, 2026 (595 d) |
| Timothy Morgan Burklow | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 19, 2024 |
| Timothy Morgan Burklow | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Nov 15, 2024 |
| Eric Morris | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Apr 11, 2025 (140 d) |
| John Joseph Occhipinti | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Nov 19, 2024 |
| Matthew Charles Bapst | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2024 | Dec 26, 2024 (34 d) |
| Mitchell Phillip Jones | Ameriprise Financial Services, LLC national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Dec 24, 2024 (33 d) |
| Edward Joseph Pipkin | Ameriprise Financial Services, LLC national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2024 | Dec 2, 2024 |
| Nicholas S Capezzuto | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Nov 15, 2024 |
| Paul Daniel Zirakian | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Nov 12, 2024 |
| William Michael Lewis | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Nov 15, 2024 |
| Kelley Jean Trilling | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Nov 19, 2024 |
| Lauren Melissa Williams | Ameriprise Financial Services, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Nov 19, 2024 |
| Karol Turner | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Nov 15, 2024 |
| Michael Sandberg | Ameriprise Financial Services, LLC national BD | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 6, 2024 |
| Matthew Romolo Rotella | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 15, 2024 |
| Christopher Michael Rotella | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 15, 2024 |
| Zahra Baldwin | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 14, 2024 |
| Jason Miles Burklow | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 19, 2024 |
| William Proctor Greathouse | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Dec 5, 2024 |
| Brian Paul Colla | Ameriprise Financial Services, LLC national BD | Palo Seco Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 15, 2024 | Jan 28, 2025 (74 d) |
| Blake Montarsi | Ameriprise Financial Services, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Sep 1, 2026 (657 d) |
| John Wade | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2024 | Jul 31, 2025 (261 d) |
| Brian Richard Doughty | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2024 | Nov 7, 2024 |
| Ryan Naki | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2024 | Jan 17, 2025 (67 d) |
| Elizabeth Mcquade | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2024 | Apr 2, 2025 (145 d) |
| Mark Robert Rush | Ameriprise Financial Services, LLC national BD | Spc BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2024 | Oct 13, 2025 (339 d) |
| Matthew Charles Baum | Ameriprise Financial Services, LLC national BD | Alpha Zero LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Mar 6, 2025 (118 d) |
| Ryan Christopher Knoll | Ameriprise Financial Services, LLC national BD | Nav Wealth Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 7, 2024 | Nov 1, 2024 |
| Luke A Williams | Ameriprise Financial Services, LLC national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Dec 12, 2024 (35 d) |
| Abigail Flores Chao | Ameriprise Financial Services, LLC national BD | Tru Independence Asset Management 2, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2024 | Nov 6, 2024 |
| Jon Deven Mouton | Ameriprise Financial Services, LLC national BD | Cap Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2024 | Nov 26, 2024 |
| Brian James Herald | Ameriprise Financial Services, LLC national BD | World Investment Advisors, LLC institutional | Other | Nov 5, 2024 | Nov 1, 2024 |
| Patricia Louise Rizzi | Ameriprise Financial Services, LLC national BD | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 6, 2024 |
| Matthew David Mccalla | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 18, 2024 |
| Zachary Carter Hoggard | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Nov 11, 2024 |