DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from LPL Financial LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Philip BevilacquaLPL Financial LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 8, 2026Jul 2, 2026
Jerry Wilbur SandlinLPL Financial LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 7, 2026Jun 24, 2026
Sandie Kay RoddaLPL Financial LLC BD affiliatedZacks Investment Management, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 7, 2026Jul 20, 2026
Gary Ray CampbellLPL Financial LLC BD affiliatedDiversified Financial Advisors unclassifiedOtherJul 6, 2026May 4, 1998
Montel WhiteLPL Financial LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 6, 2026Jun 25, 2026
Khashayar EmraniLPL Financial LLC BD affiliatedCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2026Aug 24, 2026 (49 d)
Margaret LefflerLPL Financial LLC BD affiliatedEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 2, 2026Jul 22, 2026
Howard Hamilton DaherLPL Financial LLC BD affiliatedDaher Capital Group, LLC institutionalOtherJul 1, 2026Jun 23, 2026
Larissa Amanda LeaLPL Financial LLC BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherJul 1, 2026Jun 26, 2026
Nicole Marie RiveraLPL Financial LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJul 1, 2026Jun 16, 2026
Edward James BlanchardLPL Financial LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 1, 2026Jul 2, 2026
Phillip Nathaniel LoringLPL Financial LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 30, 2026Jun 16, 2026
Anthony Adam CisnerosLPL Financial LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 30, 2026Jun 16, 2026
Mervin Edward FatterLPL Financial LLC BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 30, 2026Jun 22, 2026
Charles William FrancisLPL Financial LLC BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJun 30, 2026Jul 20, 2026
Saana LiikonenLPL Financial LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 30, 2026Jun 16, 2026
Callie Noelle GracieLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 29, 2026Aug 10, 2026 (42 d)
Jeffery Jay SeitzLPL Financial LLC BD affiliatedSteward Partners Investment Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 26, 2026Jun 16, 2026
Amber L SchwaabLPL Financial LLC BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 26, 2026Jun 12, 2026
Marc HsuLPL Financial LLC BD affiliatedEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 26, 2026Jul 29, 2026 (33 d)
Corey Brian WoodheadLPL Financial LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 25, 2026Jun 23, 2026
Heidi Lee FarrellLPL Financial LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 25, 2026Jun 16, 2026
Lesley Elizabeth WarnLPL Financial LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 25, 2026Jun 23, 2026
Warren John SangerLPL Financial LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 24, 2026Jun 12, 2026
Guy Lamar JamesLPL Financial LLC BD affiliatedIca Group Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2026Sep 7, 2022
Anthony TomaroLPL Financial LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 24, 2026Jun 16, 2026
Joseph Francis SciaccottaLPL Financial LLC BD affiliatedGreat Lakes Advisors, LLC otherOtherJun 24, 2026Jan 9, 2026
Freeman JamesLPL Financial LLC BD affiliatedIca Group Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2026Sep 7, 2022
Dean Joseph TartaLPL Financial LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 24, 2026Jun 16, 2026
Victoria TomaroLPL Financial LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 24, 2026Jun 16, 2026
Nathan MatusekLPL Financial LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2026Jun 15, 2026
Mark Joseph KatelhonLPL Financial LLC BD affiliatedTd Private Client Wealth LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 22, 2026Jun 22, 2026
Justine Chin WalkerLPL Financial LLC BD affiliatedNuveen Asset Management, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJun 22, 2026Aug 10, 2026 (49 d)
Mark Joseph VeselyLPL Financial LLC BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherJun 22, 2026Jul 22, 2026
Alyssa DubnanskyLPL Financial LLC BD affiliatedValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 22, 2026Jul 6, 2026
James Alexander MollisonLPL Financial LLC BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 22, 2026Jun 26, 2026
Jonathan Eric DurstelerLPL Financial LLC BD affiliatedSoulence Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 22, 2026Aug 4, 2026 (43 d)
Bill RautiolaLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 22, 2026Jun 30, 2026
Ean James JaffeLPL Financial LLC BD affiliatedCondor Capital Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 22, 2026Jun 23, 2026
Robert Allen KintzLPL Financial LLC BD affiliatedMardin Capital Group LLC unclassifiedOtherJun 19, 2026Jan 9, 2024
Anthony Michael ZanettiLPL Financial LLC BD affiliatedMardin Capital Group LLC unclassifiedOtherJun 19, 2026Sep 14, 2023
Kathryn Elaine ChaseLPL Financial LLC BD affiliatedMardin Capital Group LLC unclassifiedOtherJun 19, 2026Jun 11, 2025
Thomas M DircksLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 18, 2026Jun 4, 2026
Scott TrulikLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 17, 2026May 29, 2026
Gregory Wayne AllenLPL Financial LLC BD affiliatedSavvy independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2026Jun 2, 2026
Michael Scott TaylorLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 12, 2026
Nikki MooreLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 15, 2026
Micah Lee HansonLPL Financial LLC BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 12, 2026
Robert Shane MclamoreLPL Financial LLC BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 12, 2026
Michael Todd EckholdtLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 12, 2026
Clint A HeislerLPL Financial LLC BD affiliatedSavvy independent RIAAffiliated broker-dealer or bank to independent RIAJun 16, 2026Jun 2, 2026
Ruthanna Marie GoodmanLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 12, 2026
Joseph KieferLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 12, 2026
Dakota RichardtLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 12, 2026
Samantha Ruth JenkinsLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 15, 2026
Halle Rose BowmanLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 12, 2026
Brian KuesterLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 12, 2026
James Everette HolmesLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 12, 2026
Mackenzi Eryn McintoshLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 16, 2026Jun 12, 2026
Rickie Gale WaltersLPL Financial LLC BD affiliatedMaridea Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 15, 2026Jun 1, 2026
Page 4 of 188PreviousNext
11,276 moves match.