DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rachel Markle | Raymond James & Associates, Inc. national BD | Mesirow Financial Investment Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Jan 6, 2026 |
| Altynai Abdilmanova | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 22, 2025 | Jan 14, 2026 |
| Christopher Robert Garner | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Jan 8, 2026 |
| Michael John Dwyer | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Dec 11, 2025 |
| Scott B Staudenmier | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Dec 18, 2025 |
| Rachel Morgan Webster | Raymond James & Associates, Inc. national BD | Conscious Wealth Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Jan 12, 2026 |
| Bernardo Lima | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2025 | Jan 5, 2026 |
| Karen Renee Carnes | Raymond James & Associates, Inc. national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 1, 2025 |
| Michelle Marie Bryant | Raymond James & Associates, Inc. national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 1, 2025 |
| Michael Edward Zizmer | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 3, 2025 |
| Marcia K Kamiak | Raymond James & Associates, Inc. national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 1, 2025 |
| Allen Newton Jones | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 3, 2025 |
| Angel Marie Warner | Raymond James & Associates, Inc. national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 1, 2025 |
| Matthew Kreisler | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 12, 2025 |
| Zachary Moore | Raymond James & Associates, Inc. national BD | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 5, 2025 |
| Jacob Lubner | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 2, 2025 |
| Jose Cabrera | Raymond James & Associates, Inc. national BD | Insigneo Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 18, 2025 |
| Jose Alexis Cabrera | Raymond James & Associates, Inc. national BD | Insigneo Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 18, 2025 |
| Kristina Cabrera | Raymond James & Associates, Inc. national BD | Insigneo Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 19, 2025 |
| Christopher Hayes | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Dec 12, 2025 |
| Austin Andre Brown | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2025 | Nov 25, 2025 |
| Laura Michelle Treanor | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Nov 10, 2025 |
| Desiree A. Reil | Raymond James & Associates, Inc. national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 12, 2025 |
| Anna Demaccino | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2025 | Dec 8, 2025 (34 d) |
| Wendy Karkoska | Raymond James & Associates, Inc. national BD | Twin Focus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2025 | Jan 2, 2026 (59 d) |
| William Howard Keaton | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2025 | Oct 23, 2025 |
| Thomas Alfred Sams | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2025 | Oct 23, 2025 |
| Brittany Lynn Bailey | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2025 | Dec 24, 2025 (62 d) |
| Patrick Ryan Bindel | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2025 | Dec 11, 2025 (49 d) |
| Watson Thomas Grapengeter | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2025 | Oct 22, 2025 |
| Lucius G Milam | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 21, 2025 |
| James Garner | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2025 | Oct 8, 2025 |
| Tina Christine Potasinski | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2025 | Oct 15, 2025 |
| Anthony Ward Dye | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 7, 2025 |
| Michael David | Raymond James & Associates, Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Jun 8, 2026 (243 d) |
| David Matthew Gonzalez | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 7, 2025 |
| Micah John Gear | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 6, 2025 |
| Jordan A Clark | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 8, 2025 | Oct 7, 2025 |
| Russell Matthew Roush | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 6, 2025 |
| Kenneth Christopher Johnson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 6, 2025 |
| Kristian Kvols Martin | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 6, 2025 |
| Bezan Fred Morris | Raymond James & Associates, Inc. national BD | Purewater Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2025 | Oct 10, 2025 |
| John Josef Kazanjian | Raymond James & Associates, Inc. national BD | Uniting Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 | Oct 14, 2025 |
| William F Litchfield | Raymond James & Associates, Inc. national BD | Crossgen Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Stuart Brent Wainscott | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Oct 1, 2025 |
| Michael Anthony Mordenti | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Oct 1, 2025 |
| Charles Roland Ibach | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Oct 1, 2025 |
| Ashley A Thompson | Raymond James & Associates, Inc. national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Nov 12, 2025 (42 d) |
| Alyssa Isacksen | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 29, 2025 | Oct 3, 2025 |
| Julie Anne Hippe | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Oct 2, 2025 |
| Marcus Lee Crews | Raymond James & Associates, Inc. national BD | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Sep 19, 2025 |
| Erica Michelle Scott | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Sep 30, 2025 |
| Lane Patrick Mallula | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Sep 24, 2025 |
| Ziggy Mcpeters | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2025 | Oct 6, 2025 |
| James J Dowd | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 12, 2025 |
| David James Gunter | Raymond James & Associates, Inc. national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2025 | Sep 12, 2025 |
| Stephen Paul Uzonyi | Raymond James & Associates, Inc. national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2025 | Sep 12, 2025 |
| Sherry Farley Mitterer | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 16, 2025 |
| Joseph M Tribuiani | Raymond James & Associates, Inc. national BD | Evensky & Katz/Foldes Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2025 | Nov 13, 2025 (62 d) |
| Benjamin Peter Zambo | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Aug 19, 2025 |
2,767 moves match.