DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Alexander Lockwood | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 9, 2024 |
| Seth Steinhoff Lesondak | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 9, 2024 |
| Dylan T Jones | Raymond James & Associates, Inc. national BD | Paragon Private Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2024 | Dec 10, 2024 |
| Thomas William Cooley | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 3, 2024 |
| Patricia A Weir | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Jul 31, 2025 (246 d) |
| Lindsey Lauren Shinners | Raymond James & Associates, Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Dec 3, 2024 |
| William Cal Batchelor | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 20, 2024 | Nov 15, 2024 |
| Robert Holt Banks | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Jan 19, 2024 |
| Nicholas David Olivas | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 18, 2024 |
| Amanda K Swick | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 19, 2024 | Nov 21, 2024 |
| Jason Andrew Sobin | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2024 | Nov 15, 2024 |
| David Victor Fishman | Raymond James & Associates, Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Nov 14, 2024 |
| David Steven Dennerll | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 7, 2024 |
| James Matthew Hager | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 1, 2024 |
| Matthew R. Hager | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 1, 2024 |
| Estefana Flores | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2024 | Mar 14, 2025 (123 d) |
| Nathan Andrus Hughes | Raymond James & Associates, Inc. national BD | Pilot Wealth Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 11, 2024 | Mar 11, 2025 (120 d) |
| Zachary D Hiler | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 1, 2024 |
| Katherine Marie Strain | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2024 | Nov 15, 2024 |
| Steven Edwin Leclair | Raymond James & Associates, Inc. national BD | Leclair Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 4, 2024 | Nov 12, 2024 |
| Thomas Murphy | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2024 | Jan 31, 2025 (88 d) |
| Mitchell J Towne | Raymond James & Associates, Inc. national BD | Leclair Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 4, 2024 | Nov 14, 2024 |
| Rose Lynn Perrilloux | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Nov 6, 2024 |
| Lauren Matthiessen | Raymond James & Associates, Inc. national BD | Leclair Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2024 | Nov 12, 2024 |
| Peter Hall Boggs | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Oct 23, 2024 |
| Laura Rubens Hartman | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 29, 2024 | Oct 23, 2024 |
| Robert Allen Boggs | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Oct 23, 2024 |
| Jason Carroll Smith | Raymond James & Associates, Inc. national BD | Centennial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2024 | Oct 28, 2024 |
| Carson Mccarty | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Oct 23, 2024 |
| Thomas Robert Teegarden | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Oct 17, 2024 |
| Ian Douglas Macclure | Raymond James & Associates, Inc. national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2024 | Oct 17, 2024 |
| Daniel Lawrence Caso | Raymond James & Associates, Inc. national BD | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Mar 11, 2025 (141 d) |
| Jay Patel | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2024 | Nov 13, 2024 |
| Rebecca Jean Klody | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 17, 2024 |
| Ryan Michael Meisemann | Raymond James & Associates, Inc. national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Apr 3, 2025 (167 d) |
| Eric Vincent Baertels | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 8, 2024 |
| Michael Zepatos | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 7, 2024 |
| Tonya Andrello | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 15, 2024 | Oct 16, 2024 |
| Rafael Augusto Urena | Raymond James & Associates, Inc. national BD | Sandy Morris Financial & Estate Planning Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2024 | Nov 5, 2024 |
| Gerald Michael Lovett | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Oct 8, 2024 |
| Kearsley Barton Lewis | Raymond James & Associates, Inc. national BD | Intellus Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 8, 2024 | Oct 30, 2024 |
| Nancy Farias | Raymond James & Associates, Inc. national BD | Intellus Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2024 | Aug 19, 2025 (316 d) |
| Karen M Chancy | Raymond James & Associates, Inc. national BD | Intellus Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 7, 2024 | Oct 30, 2024 |
| Joseph Fine | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Oct 22, 2024 |
| Tanner Jay Betts | Raymond James & Associates, Inc. national BD | Intellus Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 7, 2024 | Nov 8, 2024 (32 d) |
| Ryan Bousquet | Raymond James & Associates, Inc. national BD | Intellus Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 7, 2024 | Nov 13, 2024 (37 d) |
| Trevor Ryan Hendricks | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Nov 12, 2025 (401 d) |
| Joshua Gary Sankes | Raymond James & Associates, Inc. national BD | Intellus Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2024 | Nov 5, 2024 (33 d) |
| Stephen Barrett May | Raymond James & Associates, Inc. national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Aug 11, 2025 (312 d) |
| James Charles Snyder | Raymond James & Associates, Inc. national BD | Intellus Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2024 | Nov 20, 2024 (48 d) |
| Kevin Rice | Raymond James & Associates, Inc. national BD | Intellus Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Nov 5, 2024 (34 d) |
| Patricia Lynn Ramirez | Raymond James & Associates, Inc. national BD | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Sep 18, 2024 |
| Peter E Lauter | Raymond James & Associates, Inc. national BD | Waverly Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Oct 11, 2024 |
| Margaret L Beeler | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2024 | Oct 11, 2024 |
| Marc Allen Miller | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Sep 24, 2024 |
| Luke Mcananey | Raymond James & Associates, Inc. national BD | Cary Street Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Jan 27, 2025 (125 d) |
| Geoffrey Cameron West | Raymond James & Associates, Inc. national BD | Brighthaven Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 20, 2024 | Sep 3, 2024 |
| Aaron J Pawlak | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Sep 16, 2024 |
| Ethan L Rivera | Raymond James & Associates, Inc. national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Oct 9, 2024 |
| John Beach Foster | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Sep 6, 2024 |
2,767 moves match.