DFX Intelligence

RIA Intelligence

Advisor moves

Departures from J.P. Morgan Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James CordonJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseNov 19, 2025Nov 13, 2025
Jonathan Steven Gindi-KolkerJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseNov 19, 2025Nov 13, 2025
Amy QianJ.P. Morgan Securities LLC wirehouseAgape Wealth Management LLC state registeredWirehouse to a state-registered adviserNov 19, 2025Jan 23, 2026 (65 d)
Brandon Michael King-HackleyJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseNov 19, 2025Dec 1, 2025
Janice DesinordJ.P. Morgan Securities LLC wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankNov 19, 2025Dec 4, 2025
Jeffrey J PapaJ.P. Morgan Securities LLC wirehouseHsbc Securities (USA) Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 17, 2025Dec 11, 2025
Michael Robert AgricolaJ.P. Morgan Securities LLC wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 17, 2025Dec 3, 2025
Joshua MandelbaumJ.P. Morgan Securities LLC wirehouseSapient Capital LLC independent RIAWirehouse to independent RIANov 17, 2025Nov 17, 2025
William J RomigJ.P. Morgan Securities LLC wirehouseStrait & Sound independent RIAWirehouse to independent RIANov 16, 2025Nov 18, 2025
Henry Robert Robert Gleckler IVJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseNov 16, 2025Nov 14, 2025
Richard DebroccoJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankNov 16, 2025Dec 8, 2025
Tracy BaluyotJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseNov 16, 2025Nov 14, 2025
Richard Rock TaylorJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseNov 14, 2025Nov 13, 2025
Dina RizzoJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseNov 14, 2025Nov 13, 2025
Christopher A PareresJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseNov 14, 2025Nov 13, 2025
Kyle HansenJ.P. Morgan Securities LLC wirehouseMutual Of Omaha Investor Services, Inc. independent RIAWirehouse to independent RIANov 14, 2025Nov 24, 2025
Spencer ShaevJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseNov 14, 2025Nov 13, 2025
Weylin McadamsJ.P. Morgan Securities LLC wirehouseFoundations Investment Advisors LLC independent RIAWirehouse to independent RIANov 13, 2025Jul 20, 2026 (249 d)
Reynaldo Andre RattiJ.P. Morgan Securities LLC wirehouseGlobal Retirement Partners LLC institutionalOtherNov 12, 2025Nov 18, 2025
Sonya ValentinJ.P. Morgan Securities LLC wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 11, 2025Apr 20, 2026 (160 d)
Clinton Scott WarrenJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 10, 2025Nov 17, 2025
Daniel SlagerJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseNov 10, 2025Nov 10, 2025
Elmer Lacaman SarmientoJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 7, 2025Nov 7, 2025
Adam Christopher SabalaJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseNov 7, 2025Nov 14, 2025
Celine LamJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseNov 5, 2025Nov 13, 2025
Asad A MotiwalaJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseNov 4, 2025Nov 3, 2025
Rosybell MorelJ.P. Morgan Securities LLC wirehouseWealthfront Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 4, 2025Mar 3, 2026 (119 d)
Ashraf Farag HassanJ.P. Morgan Securities LLC wirehouseNorthland Asset Management independent RIAWirehouse to independent RIANov 4, 2025Nov 10, 2025
Jonathan David BooneJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 4, 2025Dec 2, 2025
Kathryn LennonJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 3, 2025Nov 12, 2025
Terrance M. BoganJ.P. Morgan Securities LLC wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankNov 3, 2025Nov 19, 2025
Jason StancoJ.P. Morgan Securities LLC wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 2, 2025Nov 6, 2025
Leontios Evangelos AkavalosJ.P. Morgan Securities LLC wirehouseEdelman Financial Engines independent RIAWirehouse to independent RIANov 2, 2025Nov 12, 2025
Antonio James MackeyJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseNov 2, 2025Nov 4, 2025
Nathan William DougallJ.P. Morgan Securities LLC wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 2, 2025Jun 12, 2026 (222 d)
Rico KnightJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherNov 2, 2025Dec 10, 2025 (38 d)
Johan Kelyn Moreira BanchonJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseNov 2, 2025Apr 14, 2026 (163 d)
Bryson Scott WalkerJ.P. Morgan Securities LLC wirehouseArete Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 30, 2025Nov 13, 2025
Mauricio Jose SolorzanoJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseOct 30, 2025Dec 1, 2025 (32 d)
David P LambertJ.P. Morgan Securities LLC wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankOct 28, 2025Oct 30, 2025
Alexis Michelle ColonJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseOct 28, 2025Nov 25, 2025
Mary Kay CunninghamJ.P. Morgan Securities LLC wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 27, 2025Oct 29, 2025
Casey HaysJ.P. Morgan Securities LLC wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 27, 2025Oct 31, 2025
Simon Luca Ricardo IgnatJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseOct 27, 2025Nov 6, 2025
Laura CaceresJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherOct 26, 2025Nov 17, 2025
Meghan BergmanJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 23, 2025Oct 30, 2025
Brandon Michael WhiteJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankOct 23, 2025Nov 12, 2025
Eduardo J UrestiJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseOct 23, 2025Dec 15, 2025 (53 d)
Gina Tuazon GalangJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseOct 22, 2025Nov 21, 2025
Matthew Corbett MooreJ.P. Morgan Securities LLC wirehouseHb Wealth independent RIAWirehouse to independent RIAOct 22, 2025Oct 24, 2025
Nicole ChanJ.P. Morgan Securities LLC wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankOct 22, 2025Oct 29, 2025
Brendan DownardJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseOct 22, 2025Nov 24, 2025 (33 d)
Michael Rich SmithJ.P. Morgan Securities LLC wirehouseLPL Enterprise, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 22, 2025Nov 14, 2025
Michael J MontgomeryJ.P. Morgan Securities LLC wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 21, 2025Nov 3, 2025
James QuisenberryJ.P. Morgan Securities LLC wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 21, 2025Jul 23, 2026 (275 d)
Alina Georgiana BocuJ.P. Morgan Securities LLC wirehouseJordan Park Group LLC independent RIAWirehouse to independent RIAOct 20, 2025Apr 14, 2026 (176 d)
Ricardo SagarraJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseOct 19, 2025Oct 17, 2025
Sabiha Gamze KarakusJ.P. Morgan Securities LLC wirehouseUsaa Investment Services Company no RAUMOtherOct 19, 2025May 14, 2026 (207 d)
John ConklinJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankOct 17, 2025Nov 5, 2025
Jared LangJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherOct 17, 2025Jan 9, 2026 (84 d)
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6,987 moves match.