DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from J.P. Morgan Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mohamed ElhannawiJ.P. Morgan Securities LLC wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 4, 2026May 29, 2026
Lauren ParenteJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 3, 2026May 1, 2026
Brian Scott KrauthamerJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 3, 2026May 4, 2026
Rudolph Stanley MastalerzJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 3, 2026Jul 22, 2026 (80 d)
Vincenza DraperJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 3, 2026May 1, 2026
Joseph Ryan MorrisonJ.P. Morgan Securities LLC wirehouseCloud Capital Management independent RIAWirehouse to independent RIAMay 3, 2026Jun 7, 2026 (35 d)
Parker James CruceJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseMay 3, 2026May 28, 2026
Patrick C. JohnsonJ.P. Morgan Securities LLC wirehouseFisher Investments independent RIAWirehouse to independent RIAMay 3, 2026Jul 17, 2026 (75 d)
Svetlana DumaisJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 3, 2026May 21, 2026
Gabriel GonzalezJ.P. Morgan Securities LLC wirehouseWorld Investment Advisors, LLC otherOtherMay 1, 2026May 21, 2026
Mauricio Alexander RamirezJ.P. Morgan Securities LLC wirehouseAllaria Asset Management, LLC otherOtherMay 1, 2026Jun 8, 2026 (38 d)
Samuel Alexander PostJ.P. Morgan Securities LLC wirehousePost Resch Tallon Group independent RIAWirehouse to independent RIAApr 30, 2026May 4, 2026
David D DavisJ.P. Morgan Securities LLC wirehouseAegis Capital Corp. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 28, 2026Aug 14, 2026 (108 d)
Mairelys RodriguezJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 28, 2026May 11, 2026
Samuel ChoiJ.P. Morgan Securities LLC wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankApr 28, 2026May 14, 2026
Kevin HysenbegasiJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 28, 2026May 8, 2026
Maxim StupakJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 28, 2026May 7, 2026
Jacqueline PhanJ.P. Morgan Securities LLC wirehouseFirst Manhattan Co. LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 28, 2026May 1, 2026
Esther OlivasJ.P. Morgan Securities LLC wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankApr 27, 2026Apr 27, 2026
Joseph M. LeoneJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankApr 27, 2026May 30, 2026 (33 d)
Chase PatrickJ.P. Morgan Securities LLC wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 23, 2026Jun 9, 2026 (47 d)
Katherine Joseny Hernandez MontesfloresJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 22, 2026Apr 30, 2026
Ramon Estevan ChavezJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseApr 22, 2026May 19, 2026
Jasmine Shontelle MuhammadJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 21, 2026May 26, 2026 (35 d)
Cristina Elena PrattJ.P. Morgan Securities LLC wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankApr 21, 2026May 13, 2026
Tina MehtaJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 20, 2026Apr 28, 2026
Cinthya J LockJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseApr 20, 2026May 14, 2026
Gledia A NasrahJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 20, 2026May 1, 2026
Alexander LeeJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherApr 20, 2026Apr 29, 2026
Daniel James BubbicoJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankApr 19, 2026Apr 22, 2026
Michael Anthony ArvizuJ.P. Morgan Securities LLC wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankApr 19, 2026Apr 17, 2026
Tierra Leighann HulseyJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 19, 2026Jun 4, 2026 (46 d)
John V. BorykJ.P. Morgan Securities LLC wirehouseIht Wealth Management LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 17, 2026Apr 23, 2026
Dean F. BowenJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 17, 2026Apr 13, 2026
Amanda RiggeJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC no RAUMOtherApr 16, 2026Apr 24, 2026
Ross William McknightJ.P. Morgan Securities LLC wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankApr 16, 2026Apr 27, 2026
Joseph CupoliJ.P. Morgan Securities LLC wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankApr 15, 2026Apr 15, 2026
Kevin DuongJ.P. Morgan Securities LLC wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 15, 2026Apr 29, 2026
Michael G. BourgeoisJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 14, 2026Apr 17, 2026
Shelia N. EnglishJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 14, 2026Apr 15, 2026
Justin BroderickJ.P. Morgan Securities LLC wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankApr 14, 2026Sep 11, 2026 (150 d)
Cassandra Jo MastromarinoJ.P. Morgan Securities LLC wirehouseSaltbox Financial LLC independent RIAWirehouse to independent RIAApr 14, 2026May 5, 2026
Logan SpiveyJ.P. Morgan Securities LLC wirehouseEdelman Financial Engines independent RIAWirehouse to independent RIAApr 14, 2026May 5, 2026
Allison Bathgate HildJ.P. Morgan Securities LLC wirehouseCresset Asset Management, LLC independent RIAWirehouse to independent RIAApr 13, 2026Apr 15, 2026
Derrick StrozierJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseApr 13, 2026Jul 27, 2026 (105 d)
Jan Hugo Johan BrauneJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 13, 2026Apr 16, 2026
Anthony GigliottiJ.P. Morgan Securities LLC wirehousePinnacle Advisors independent RIAWirehouse to independent RIAApr 12, 2026Apr 16, 2026
Bill M CrawfordJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 12, 2026Apr 20, 2026
Vianne ScheinJ.P. Morgan Securities LLC wirehouseIeq Capital, LLC independent RIAWirehouse to independent RIAApr 12, 2026Apr 23, 2026
Jennifer UzziJ.P. Morgan Securities LLC wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 10, 2026Sep 1, 2026 (144 d)
Daniel C RaggioJ.P. Morgan Securities LLC wirehouseBurford Brothers, Inc. independent RIAWirehouse to independent RIAApr 10, 2026Mar 16, 2026
Jeffrey NishijimaJ.P. Morgan Securities LLC wirehouseAegis Capital Corp. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 10, 2026Jul 13, 2026 (94 d)
Ryan Atul VazJ.P. Morgan Securities LLC wirehouseFisher Investments independent RIAWirehouse to independent RIAApr 10, 2026May 12, 2026 (32 d)
Evan T StableinJ.P. Morgan Securities LLC wirehouseMai Capital Management, LLC independent RIAWirehouse to independent RIAApr 9, 2026May 13, 2026 (34 d)
Van Buren DavisJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 8, 2026Apr 9, 2026
Stanley ToyJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 8, 2026Mar 27, 2026
Joseph M. O'RourkeJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 8, 2026Apr 9, 2026
Courtney Lyn WalkerJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 7, 2026Apr 6, 2026
Dreux L HargusJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 7, 2026Apr 7, 2026
Alan ShawJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 7, 2026Apr 7, 2026
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6,979 moves match.