DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from J.P. Morgan Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Laura FloresJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 4, 2026Jan 2, 2026
Sarah H WhiteJ.P. Morgan Securities LLC wirehouseSapient Capital LLC independent RIAWirehouse to independent RIAJan 2, 2026Jan 14, 2026
Tulio F BatistaJ.P. Morgan Securities LLC wirehouseHsbc Securities (USA) Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 2, 2026Jan 23, 2026
Patrick Robert ConleyJ.P. Morgan Securities LLC wirehouseAlliancebernstein L.P. asset managerOtherJan 2, 2026Jan 22, 2026
Shihong DuanJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJan 2, 2026Jan 20, 2026
Ebdon Cole DarlingJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJan 2, 2026Jan 8, 2026
Justin Adam PerryJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseDec 25, 2025Feb 9, 2026 (46 d)
Jeremy Eugene YoungJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseDec 22, 2025Aug 4, 2026 (225 d)
Hari NairJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherDec 21, 2025Jan 15, 2026
Michele MaddaloniJ.P. Morgan Securities LLC wirehouseValley National Advisers Inc independent RIAWirehouse to independent RIADec 21, 2025Jan 21, 2026 (31 d)
Kevork George DulgeryanJ.P. Morgan Securities LLC wirehouseCapital Group Private Client Services, Inc. independent RIAWirehouse to independent RIADec 21, 2025Jan 6, 2026
Samuel Eddy RuizJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankDec 19, 2025Jan 14, 2026
Christopher Demafeliz HufanaJ.P. Morgan Securities LLC wirehouseMoney Positive state registeredWirehouse to a state-registered adviserDec 19, 2025Dec 8, 2025
Maureen KayJ.P. Morgan Securities LLC wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 18, 2025Jul 31, 2026 (225 d)
Dawn M PetersJ.P. Morgan Securities LLC wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankDec 17, 2025Jan 20, 2026 (34 d)
Jamaal S AlexisJ.P. Morgan Securities LLC wirehouseKestra Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 17, 2025Jun 1, 2026 (166 d)
Henry VanJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseDec 17, 2025Mar 5, 2026 (78 d)
Olga SullaJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseDec 17, 2025Jul 28, 2026 (223 d)
Charlotte PhilipsJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 16, 2025Jan 5, 2026
Angel AyalaJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseDec 16, 2025Dec 10, 2025
Gaurav A ChavdaJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankDec 15, 2025Dec 22, 2025
Carlos Phillip BegaJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseDec 14, 2025Dec 23, 2025
Bronwyn TheisenJ.P. Morgan Securities LLC wirehouseAnnex Wealth Management, LLC independent RIAWirehouse to independent RIADec 14, 2025Jan 2, 2026
Alicia S. DavisJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseDec 14, 2025Dec 15, 2025
Andrew IbehJ.P. Morgan Securities LLC wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankDec 14, 2025Jan 5, 2026
Angela Beth FoglemanJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 12, 2025Dec 16, 2025
Isaac LlerasJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseDec 12, 2025Dec 11, 2025
Kristian PavlovJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 11, 2025Dec 4, 2025
Jacob Colton WadeJ.P. Morgan Securities LLC wirehouseShepherd Advisory LLC state registeredWirehouse to a state-registered adviserDec 9, 2025Jul 28, 2026 (231 d)
Taylor MahlandtJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseDec 9, 2025Feb 10, 2026 (63 d)
Charlie Joseph KuhnJ.P. Morgan Securities LLC wirehouseRothschild Investment independent RIAWirehouse to independent RIADec 9, 2025Dec 4, 2025
Gemma S Secoquian-WuJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseDec 7, 2025Dec 5, 2025
Matthew J TomasinoJ.P. Morgan Securities LLC wirehouseNomura Investment Management Business Trust asset managerOtherDec 7, 2025Jan 9, 2026 (33 d)
Omoniyi Temitope OyekoyaJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseDec 7, 2025Feb 12, 2026 (67 d)
Sean StephensJ.P. Morgan Securities LLC wirehouseAllstate Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 4, 2025Jan 2, 2026
Kevin J. SerciaJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 4, 2025Dec 4, 2025
Matthew Charles CarrollJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseDec 4, 2025Dec 1, 2025
Sofia CarterJ.P. Morgan Securities LLC wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 3, 2025Dec 17, 2025
Jair Abraham Hernandez CarrilloJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseDec 3, 2025Dec 10, 2025
Adolfo MolinaJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 3, 2025Jan 7, 2026 (35 d)
Edward Charles BatchelderJ.P. Morgan Securities LLC wirehouseTransamerica Retirement Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 3, 2025Dec 9, 2025
Janine ShiehJ.P. Morgan Securities LLC wirehouseAlliancebernstein L.P. otherOtherDec 3, 2025Apr 30, 2026 (148 d)
Amelia Katherine PenkiunasJ.P. Morgan Securities LLC wirehouseMariner BD affiliatedWirehouse to affiliated broker-dealer or bankDec 3, 2025Aug 25, 2026 (265 d)
Patrick RuJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherDec 2, 2025Feb 17, 2026 (77 d)
Michael A. CaloJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseDec 2, 2025May 15, 2023
Heather HarrisonJ.P. Morgan Securities LLC wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 2, 2025Dec 2, 2025
Guillermo Alessandro ViladotJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 2, 2025Dec 1, 2025
Shanice Michele GaytonJ.P. Morgan Securities LLC wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankDec 1, 2025Dec 1, 2025
Perry LauluJ.P. Morgan Securities LLC wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 30, 2025Dec 4, 2025
Bonnie KaramalegosJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseNov 25, 2025Jan 22, 2026 (58 d)
Haidy Wahid EskanderJ.P. Morgan Securities LLC wirehouseFoundations Investment Advisors LLC independent RIAWirehouse to independent RIANov 25, 2025Jan 12, 2026 (48 d)
Evans Joseph FrimpongJ.P. Morgan Securities LLC wirehouseU.S. Bancorp Investments, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 23, 2025Nov 24, 2025
Michael Peter HanifinJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseNov 23, 2025Dec 15, 2025
Sandra Ann SutterJ.P. Morgan Securities LLC wirehouseHorace Mann Investors, Inc. no RAUMOtherNov 21, 2025May 13, 2026 (173 d)
Howard YapJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseNov 21, 2025Nov 20, 2025
Elizabeth H DesautelJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseNov 21, 2025Dec 5, 2025
Jeremy WalkerJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseNov 20, 2025Dec 4, 2025
Amorette Virginia VierhellerJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseNov 20, 2025Jan 9, 2026 (50 d)
Jack KolkerJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseNov 19, 2025Nov 13, 2025
Barry FleischerJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseNov 19, 2025Nov 13, 2025
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6,987 moves match.