| Miralem Cecunjanin | Waddell & Reed other | J.P. Morgan Securities LLC wirehouse | Other | Aug 20, 2014 | Aug 19, 2014 |
| Jacob Alan Moss | Waddell & Reed other | United Capital Management Of Kansas, Inc. other | Other | Aug 19, 2014 | Feb 11, 2015 (176 d) |
| James John Fitzgibbon | Waddell & Reed other | Raymond James & Associates, Inc. national BD | Other | Aug 18, 2014 | Nov 1, 2023 (3362 d) |
| Richard Dean Mitchell | Waddell & Reed other | LPL Financial LLC other | Other | Aug 13, 2014 | Aug 28, 2014 |
| Tara Jean Showalter | Waddell & Reed other | Sagepoint Financial, Inc. other | Other | Aug 13, 2014 | Oct 1, 2014 (49 d) |
| Charles Burch Jr | Waddell & Reed other | Avantax Advisory Services other | Other | Aug 12, 2014 | Aug 1, 2014 |
| Kenneth Ray Calcutt | Waddell & Reed other | Good Life Advisors, LLC no RAUM | Other | Aug 8, 2014 | Aug 13, 2014 |
| Clarissa Pesqueira | Waddell & Reed other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Aug 6, 2014 | Jun 29, 2016 (693 d) |
| Julie Joyce Riemer | Waddell & Reed other | LPL Financial LLC other | Other | Aug 4, 2014 | Aug 13, 2014 |
| Beth Lipman Westburg | Waddell & Reed other | Good Life Advisors, LLC no RAUM | Other | Jul 31, 2014 | Jul 24, 2014 |
| John Matthew Eyen | Waddell & Reed other | Berthel Fisher & Company Financial Services, Inc. other | Other | Jul 31, 2014 | Jul 19, 2016 (719 d) |
| Joseph Gilbert Schaefer | Waddell & Reed other | Pruco Securities, LLC other | Other | Jul 30, 2014 | Aug 20, 2014 |
| Laurie Lipman | Waddell & Reed other | Good Life Advisors, LLC no RAUM | Other | Jul 29, 2014 | Jul 24, 2014 |
| Jonathan Brad Underkofler | Waddell & Reed other | Alliancebernstein L.P. other | Other | Jul 28, 2014 | Aug 8, 2018 (1472 d) |
| Todd James Montalbo | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Jul 28, 2014 | Jul 25, 2014 |
| Joseph Darrel Zeisler | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Jul 28, 2014 | Jul 29, 2014 |
| James Kenneth Viers | Waddell & Reed other | Mariner BD affiliated | Other | Jul 25, 2014 | Feb 19, 2020 (2035 d) |
| William Ryan Reed | Waddell & Reed other | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | Jul 25, 2014 | Sep 22, 2014 (59 d) |
| Nicholas R Flatness | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Jul 22, 2014 | Aug 12, 2014 |
| Boyce Michael Chastain | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Jul 21, 2014 | Jul 21, 2014 |
| Benjamin Klundt | Waddell & Reed other | Ten Capital Wealth Advisors, LLC other | Other | Jul 16, 2014 | Jul 17, 2014 |
| Jonathan Edward Kahrs | Waddell & Reed other | Interactive Wealth Advisors state registered | Other | Jul 7, 2014 | Oct 7, 2014 (92 d) |
| Jonathan David Baety | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Jul 2, 2014 | Jul 7, 2014 |
| Earl Bernard Rideau | Waddell & Reed other | Lake Avenue Financial, LLC unclassified | Other | Jul 1, 2014 | Jul 15, 2014 |
| Amy Lynn Moore | Waddell & Reed other | LPL Financial LLC other | Other | Jun 30, 2014 | Nov 3, 2014 (126 d) |
| Eric Geoffrey Petersen | Waddell & Reed other | Bellingham Capital independent RIA | Other | Jun 30, 2014 | Jun 27, 2014 |
| Timothy D Jansen | Waddell & Reed other | Onedigital other | Other | Jun 23, 2014 | Jun 27, 2014 |
| Michael Francis Law | Waddell & Reed other | Private Advisor Group, LLC other | Other | Jun 19, 2014 | Jun 16, 2014 |
| Michael Todd Eckholdt | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | Jun 13, 2014 | Jul 8, 2014 |
| Julie Ann Hupp | Waddell & Reed other | Highpoint Advisor Group, LLC other | Other | Jun 12, 2014 | Jun 2, 2014 |
| Tamara Toshia Uribe | Waddell & Reed other | Edward Jones national BD | Other | Jun 9, 2014 | Jun 10, 2014 |
| Jesus Alberto Soto | Waddell & Reed other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 30, 2014 | May 28, 2014 |
| Robert James Yelenovsky | Waddell & Reed other | Fragasso Financial Advisors other | Other | May 29, 2014 | Jan 29, 2015 (245 d) |
| Jared Dennis Deboer | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | May 28, 2014 | Jun 3, 2015 (371 d) |
| Gregory Daniel Brumagin | Waddell & Reed other | Osaic Fa, Inc. other | Other | May 20, 2014 | May 12, 2014 |
| Daniel Hilario Barajas | Waddell & Reed other | Quest Capital Strategies, Inc. other | Other | May 15, 2014 | Apr 18, 2016 (704 d) |
| Benjamin Garrett Price | Waddell & Reed other | Fas Wealth Partners, Inc. other | Other | May 15, 2014 | Jun 27, 2014 (43 d) |
| Robert Kevin Klare | Waddell & Reed other | Truist Advisory Services, Inc. no RAUM | Other | May 12, 2014 | Nov 16, 2016 (919 d) |
| Cory John Dawkins | Waddell & Reed other | Osaic Fs, Inc. other | Other | May 9, 2014 | May 2, 2014 |
| Mark Phillip Alcorn | Waddell & Reed other | Diversified Wealth Management Solutions, LLC state registered | Other | May 8, 2014 | May 12, 2014 |
| Saeed Abdulla Sulaiman | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | May 7, 2014 | Jun 13, 2014 (37 d) |
| Scott Douglas Covey | Waddell & Reed other | Cuna Brokerage Services, Inc. other | Other | May 6, 2014 | May 20, 2014 |
| Richard Lloyd Davey | Waddell & Reed other | Marin Wealth Advisors LLC independent RIA | Other | May 1, 2014 | Apr 24, 2014 |
| Allen Clifford Dembski | Waddell & Reed other | Buffalo First Wealth Management, LLC independent RIA | Other | Apr 28, 2014 | Jun 6, 2021 (2596 d) |
| Joshua Eugene Land | Waddell & Reed other | J.P. Morgan Securities LLC wirehouse | Other | Apr 24, 2014 | Jun 16, 2014 (53 d) |
| Jason Lon Smith | Waddell & Reed other | First Brokerage America, L.L.C. unclassified | Other | Apr 15, 2014 | Apr 7, 2014 |
| Brian Jacob Wells | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | Apr 14, 2014 | Apr 2, 2014 |
| Timothy Ryan Boyle | Waddell & Reed other | Cetera Advisors LLC other | Other | Apr 11, 2014 | Apr 14, 2014 |
| James Francis Connelly | Waddell & Reed other | Vsr Advisory Services other | Other | Apr 8, 2014 | Apr 7, 2014 |
| William Joseph Millico | Waddell & Reed other | Global Retirement Partners LLC other | Other | Apr 4, 2014 | Nov 12, 2014 (222 d) |
| Matthew Jon Vickers | Waddell & Reed other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 28, 2014 | Jun 3, 2014 (67 d) |
| Charles David Appleton | Waddell & Reed other | Cetera Investment Advisers LLC BD affiliated | Other | Mar 24, 2014 | Mar 21, 2024 (3650 d) |
| Rositsa Angelova Esenberg | Waddell & Reed other | Nuance Investments, LLC other | Other | Mar 10, 2014 | Jan 7, 2015 (303 d) |
| Thomas Allan Miller | Waddell & Reed other | Investors Financial Group other | Other | Mar 6, 2014 | Feb 28, 2014 |
| David Michael Polkinghorn | Waddell & Reed other | Amuni Financial, Inc. independent RIA | Other | Mar 3, 2014 | Mar 27, 2020 (2216 d) |
| Jeremy Commeret | Waddell & Reed other | Independent Financial Partners other | Other | Feb 27, 2014 | Feb 20, 2014 |
| Michael Thomas Luchtenburg | Waddell & Reed other | Quest Capital Strategies, Inc. other | Other | Feb 19, 2014 | Mar 6, 2014 |
| Joseph David Deziel | Waddell & Reed other | Td Ameritrade Investment Management, LLC other | Other | Feb 19, 2014 | Mar 6, 2015 (380 d) |
| Michael Robert Belgard | Waddell & Reed other | Aligned Advisors state registered | Other | Feb 14, 2014 | Oct 2, 2024 (3883 d) |
| Karie Jean Kluesner | Waddell & Reed other | Morgan Stanley wirehouse | Other | Feb 12, 2014 | Jan 22, 2016 (709 d) |