| Scott Elliott Singor | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 5, 2005 | Sep 21, 2005 (47 d) |
| Richard Romero | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jul 6, 2005 | Jul 5, 2007 (729 d) |
| Carmen Martinez Wu | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jun 24, 2005 | Jun 27, 2005 |
| Christopher Michael Wilkinson | Banc Of America Investment Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | May 12, 2005 | May 31, 2005 |
| Jhuler Villegas | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 22, 2005 | Apr 16, 2009 (1455 d) |
| Benjamin Homer Denning | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 20, 2005 | Apr 19, 2005 |
| Edward Guion Kain | M&T Securities, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Apr 18, 2005 | Apr 20, 2005 |
| David Mulrooney | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. other | Other | Apr 7, 2005 | Jan 13, 2017 (4299 d) |
| Timothy Matthew Libby | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 5, 2005 | Sep 20, 2005 (168 d) |
| Shawn Rottink | Colonial Asset Management Inc unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 16, 2005 | Aug 16, 2004 |
| Paul Iver Jepson | First Horizon Advisors, Inc other | Bb&T Investment Services, Inc. no RAUM | Other | Mar 15, 2005 | Mar 16, 2005 |
| Matthew Vinson Masten | Uvest Financial Services Group, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 14, 2005 | Apr 19, 2005 (36 d) |
| Andrew Robert Gay | Invest Financial Corporation other | Bb&T Investment Services, Inc. no RAUM | Other | Mar 11, 2005 | Mar 15, 2005 |
| Richard Haley Hobgood | Morgan Stanley Dw Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 7, 2005 | Dec 15, 2004 |
| William Gordon Savage | Banc Of America Investment Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 28, 2005 | Mar 23, 2005 |
| Evan Bradley Fishman | M&T Securities, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 25, 2005 | May 18, 2005 (82 d) |
| Jeffrey Scott Hatton | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Feb 1, 2005 | Feb 15, 2005 |
| Philip Harrison Rothstein | First Citizens Investor Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 7, 2005 | Oct 25, 2005 (291 d) |
| Christopher Keith Wilkinson | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 6, 2005 | Feb 16, 2005 (41 d) |
| Michael Poe Dautel | Banc Of America Investment Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jan 3, 2005 | Jan 4, 2005 |
| David James Cunningham | Berthel Fisher & Company Financial Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Dec 31, 2004 | Jul 19, 2010 (2026 d) |
| Mark Anthony Grunder | M&T Securities, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Dec 14, 2004 | Jan 10, 2005 |
| Charles Ford Farmer | First Horizon Advisors, Inc other | Bb&T Investment Services, Inc. no RAUM | Other | Oct 19, 2004 | Oct 29, 2004 |
| Timothy Todd Oetken | UBS Financial Services Inc. wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 14, 2004 | Jan 25, 2005 (103 d) |
| David Alan Reynolds | Quick & Reilly, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Sep 16, 2004 | Oct 13, 2004 |
| Ryan Addison Newkirk | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Sep 7, 2004 | Oct 15, 2004 (38 d) |
| Edward Jerome Bullano | Signator Investors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Aug 10, 2004 | Dec 9, 2008 (1582 d) |
| Eric Justin Morris | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Aug 10, 2004 | Aug 10, 2004 |
| James Francis Lohnes | Ncf Financial Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Aug 9, 2004 | Aug 16, 2004 |
| Melanie Rowen Reeve | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Aug 4, 2004 | Aug 2, 2004 |
| George Gregory Bernhard | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 20, 2004 | Sep 26, 2006 (798 d) |
| Roger Wesley Johnson | UBS Financial Services Inc. wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 16, 2004 | Jun 16, 2004 |
| Mason Scott Garner | Valic Financial Advisors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jun 14, 2004 | Jul 30, 2004 (46 d) |
| James Bowles Pender | Equitable Advisors, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 4, 2004 | Nov 17, 2004 (197 d) |
| Melissa Holding | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Apr 22, 2004 | Apr 27, 2004 |
| Jeffrey Neil Chapman | Park Avenue Securities LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 20, 2004 | Apr 7, 2004 |
| John Macintosh Barry | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Apr 14, 2004 | Apr 14, 2004 |
| Melanie Rowen Reeve | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Apr 13, 2004 | Apr 13, 2004 |
| David Schwarzkopf | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Apr 7, 2004 | Apr 8, 2004 |
| John Valentine Boardman | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 18, 2004 | Mar 18, 2004 |
| Allen Ryan Burton | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 15, 2004 | Mar 15, 2004 |
| Samuel Reuben Hylton | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 4, 2004 | Mar 4, 2004 |
| Jennifer L Ware | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 4, 2004 | Mar 4, 2004 |
| Dorothy Pratt Mannix | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 2, 2004 | Mar 2, 2004 |
| John Everett Bennett | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 1, 2004 | Mar 2, 2004 |
| Jeremy David Beakes | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 1, 2004 | Mar 1, 2004 |
| William Andrews Vestal | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 27, 2004 | Feb 23, 2004 |
| Michael Sean Campbell | Banc Of America Investment Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 4, 2004 | Feb 17, 2004 |
| Jason Randall Hemeon | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 15, 2003 | Dec 10, 2003 |
| Thomas Utterback Grinnell | Equitable Advisors, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 9, 2003 | Mar 22, 2004 (104 d) |
| Raed Hassan Jaber | Morgan Stanley Dw Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Dec 4, 2003 | Jul 16, 2004 (225 d) |
| George Thomas Haskins | Davenport & Company LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Dec 3, 2003 | Dec 10, 2003 |
| Floyd Freeman Pate | Morgan Stanley Dw Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Nov 4, 2003 | Nov 6, 2003 |
| Jeffrey Bunch | Uvest Financial Services Group, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Oct 16, 2003 | Oct 16, 2003 |
| Lester Walker Dennis | Uvest Financial Services Group, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Oct 16, 2003 | Dec 10, 2003 (55 d) |
| Kip Thomas Siedling | Morgan Stanley Dw Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Oct 1, 2003 | May 12, 2004 (224 d) |
| Carmen Martinez Wu | J.P. Atkinson & Associates, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Aug 29, 2003 | Apr 22, 2004 (237 d) |
| James Edward Fitch | Metlife Investment Fund Services LLC unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jul 3, 2003 | Feb 22, 2007 (1330 d) |
| Frank E Robinson | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 5, 2003 | Aug 31, 2006 (1183 d) |
| Peter William Krull | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 30, 2003 | May 15, 2003 |