| Brett Raymond Cloak | The Centurion Group, LLC no RAUM | Private Advisor Group, LLC other | Other | Oct 23, 2014 | Sep 17, 2014 |
| Kimberly A Oswald | The Centurion Group, LLC no RAUM | Private Advisor Group, LLC other | Other | Oct 23, 2014 | Sep 17, 2014 |
| Rebecca Louise Hafer | Mma Asset Management LLC other | Private Advisor Group, LLC other | Other | Oct 6, 2014 | Oct 31, 2014 |
| Brian Bedford | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Oct 1, 2014 | Sep 30, 2014 |
| Steven Vincent Gelber | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Oct 1, 2014 | Oct 16, 2012 |
| Shawn Thomas Hines | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Aug 27, 2014 | Sep 17, 2014 |
| Mark Jacob Goldstein | Msi Financial Services, Inc. other | Private Advisor Group, LLC other | Other | Aug 1, 2014 | Jul 23, 2014 |
| Preston M Neal | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Jul 29, 2014 | Oct 3, 2012 |
| Michael Paul Jergens | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | Jul 28, 2014 | Jul 29, 2014 |
| Jeremy Grant Tincher | Osaic Fs, Inc. other | Private Advisor Group, LLC other | Other | Jul 24, 2014 | Jun 30, 2014 |
| James Scott Sullivan | Osaic Fs, Inc. other | Private Advisor Group, LLC other | Other | Jul 22, 2014 | Jun 30, 2014 |
| Ryan Drews | Strategic Advisers LLC national BD | Private Advisor Group, LLC other | Other | Jul 2, 2014 | Jul 2, 2014 |
| Andrew James Wilson | Strategic Advisers LLC national BD | Private Advisor Group, LLC other | Other | Jul 1, 2014 | Jul 1, 2014 |
| Derek B Young | Strategic Advisers LLC national BD | Private Advisor Group, LLC other | Other | Jun 30, 2014 | Jun 26, 2014 |
| Michael Francis Law | Waddell & Reed other | Private Advisor Group, LLC other | Other | Jun 19, 2014 | Jun 16, 2014 |
| Brian Ashley Mullins | Invest Financial Corporation other | Private Advisor Group, LLC other | Other | Jun 16, 2014 | Jun 16, 2014 |
| John Christopher Kraeutler | Sterne Agee Investment Advisor Services, Inc. other | Private Advisor Group, LLC other | Other | May 27, 2014 | May 19, 2014 |
| Erik Aaron Beck | Morgan Stanley wirehouse | Private Advisor Group, LLC other | Other | May 21, 2014 | May 21, 2014 |
| James Harrison Owen | Raymond James Financial Services Advisors, Inc other | Private Advisor Group, LLC other | Other | May 19, 2014 | May 16, 2014 |
| Patricia Bryniarski Welsh | Compass Capital Corporation other | Private Advisor Group, LLC other | Other | May 13, 2014 | Jul 1, 2014 (49 d) |
| Kevin Michael Gaines | Cetera Advisor Networks LLC other | Private Advisor Group, LLC independent RIA | Other | May 5, 2014 | Jan 2, 2019 (1703 d) |
| Stephanie White Mccullough | Cetera Advisor Networks LLC other | Private Advisor Group, LLC independent RIA | Other | May 5, 2014 | Jan 2, 2019 (1703 d) |
| Erin Colleen Eason | Morgan Stanley wirehouse | Private Advisor Group, LLC other | Other | Apr 16, 2014 | Apr 14, 2014 |
| Donald Ray Windle | Edward Jones national BD | Private Advisor Group, LLC other | Other | Apr 1, 2014 | Mar 28, 2014 |
| Nicholas Samuel Perod | Sterne Agee Investment Advisor Services, Inc. other | Private Advisor Group, LLC other | Other | Mar 13, 2014 | Feb 18, 2014 |
| Thomas Alan Masters | Sterne Agee Investment Advisor Services, Inc. other | Private Advisor Group, LLC other | Other | Mar 13, 2014 | Mar 13, 2014 |
| Martin A Wissing | Pnc Wealth Management other | Private Advisor Group, LLC other | Other | Mar 10, 2014 | Mar 14, 2014 |
| Dean Slade Bennion | Kestra Private Wealth Services, LLC other | Private Advisor Group, LLC other | Other | Mar 7, 2014 | Dec 16, 2013 |
| John Christian Wilbourne | Kestra Private Wealth Services, LLC other | Private Advisor Group, LLC other | Other | Mar 7, 2014 | Feb 4, 2014 |
| Thomas William Dunn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | Feb 25, 2014 | Mar 12, 2014 |
| Peter Anthony Baldini | Park Avenue Securities LLC other | Private Advisor Group, LLC other | Other | Jan 23, 2014 | Nov 29, 2016 (1041 d) |
| Vishal Gaur | Raymond James Financial Services Advisors, Inc other | Private Advisor Group, LLC other | Other | Jan 23, 2014 | Jan 23, 2014 |
| Kelsey Rae Peacock | Money Concepts Advisory Service other | Private Advisor Group, LLC other | Other | Jan 3, 2014 | Mar 12, 2015 (433 d) |
| Patrick Andrew Teel Mcmahon | First Allied Advisory Services, Inc. other | Private Advisor Group, LLC independent RIA | Other | Dec 23, 2013 | May 4, 2018 (1593 d) |
| Douglas Michael Washburn | First Allied Advisory Services, Inc. other | Private Advisor Group, LLC other | Other | Dec 20, 2013 | Jan 17, 2014 |
| Francine L Olk | First Allied Advisory Services, Inc. other | Private Advisor Group, LLC BD affiliated | Other | Dec 20, 2013 | Jun 3, 2021 (2722 d) |
| Christopher Paul Carelli | Eagle Strategies LLC other | Private Advisor Group, LLC other | Other | Dec 20, 2013 | Dec 16, 2013 |
| Albert Clement Pryka | Pnc Wealth Management other | Private Advisor Group, LLC other | Other | Dec 17, 2013 | Jan 2, 2014 |
| Matthew Wayne Durham | Vsr Advisory Services other | Private Advisor Group, LLC other | Other | Dec 16, 2013 | Dec 20, 2013 |
| John Davis Ursu | Strategic Advisers LLC national BD | Private Advisor Group, LLC other | Other | Dec 16, 2013 | Jan 2, 2014 |
| Brenton Friden Stransky | Cetera Investment Services LLC other | Private Advisor Group, LLC other | Other | Dec 13, 2013 | Dec 16, 2013 |
| Michael Richard Conley | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC other | Other | Dec 6, 2013 | Nov 22, 2013 |
| Mark D Alpert | U.S. Financial Advisors other | Private Advisor Group, LLC other | Other | Dec 2, 2013 | Jan 6, 2014 (35 d) |
| Douglas P. Duerr | U.S. Financial Advisors other | Private Advisor Group, LLC other | Other | Dec 2, 2013 | Jan 7, 2014 (36 d) |
| Randall Leo Franklin | U.S. Financial Advisors other | Private Advisor Group, LLC other | Other | Dec 2, 2013 | Jan 2, 2014 (31 d) |
| David Paul Kocsis | Valmark Advisers, Inc. other | Private Advisor Group, LLC other | Other | Nov 19, 2013 | Nov 20, 2013 |
| Daniel Ford Green | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Nov 4, 2013 | Nov 4, 2013 |
| William Patrick Touey | Esi Financial Advisors other | Private Advisor Group, LLC other | Other | Oct 29, 2013 | Oct 29, 2013 |
| Gerald Howard Denney | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Oct 18, 2013 | Sep 25, 2013 |
| Walter Joseph Watson | Raymond James Financial Services Advisors, Inc other | Private Advisor Group, LLC other | Other | Sep 19, 2013 | Sep 18, 2013 |
| Benjamin Louis Lodico | Edward Jones national BD | Private Advisor Group, LLC other | Other | Sep 5, 2013 | Sep 17, 2013 |
| Noah Harris Brooks | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Sep 3, 2013 | Aug 30, 2013 |
| Robert Clements | New England Securities Corporation other | Private Advisor Group, LLC other | Other | Aug 30, 2013 | Aug 26, 2013 |
| Peter William Grassi | New England Securities Corporation other | Private Advisor Group, LLC other | Other | Aug 29, 2013 | Aug 26, 2013 |
| Alan Matthew Fertel | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Aug 28, 2013 | Aug 22, 2013 |
| Melisa D. B. Mersini | Pnc Wealth Management other | Private Advisor Group, LLC other | Other | Aug 27, 2013 | Aug 26, 2013 |
| Jason Devere Bays | Valic Financial Advisors, Inc. other | Private Advisor Group, LLC other | Other | Aug 23, 2013 | Aug 9, 2013 |
| Rajan Kumar | Valic Financial Advisors, Inc. other | Private Advisor Group, LLC other | Other | Aug 8, 2013 | Aug 8, 2013 |
| Steven Eric Gottlieb | Valic Financial Advisors, Inc. other | Private Advisor Group, LLC BD affiliated | Other | Aug 8, 2013 | May 27, 2021 (2849 d) |
| Michael Herman Cunningham | Vsr Advisory Services other | Private Advisor Group, LLC BD affiliated | Other | Jul 29, 2013 | Sep 19, 2023 (3704 d) |