DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,693 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dhilan N Shah | Signator Investors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2018 | Aug 28, 2018 |
| Mark Joseph Loduca | Concourse Financial Group Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2018 | Jul 25, 2018 |
| Brendan Robert Snyder | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2018 | Jun 19, 2019 (327 d) |
| Jacqueline Hanson Aime | Cuso Financial Services, L.P. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2018 | Aug 3, 2018 |
| Andrew H Schall | Cambridge Investment Research Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2018 | Jul 6, 2018 |
| Standar Hammonds | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2018 | Sep 20, 2018 (58 d) |
| Paul Gregory Pakstis | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2018 | Sep 10, 2018 (52 d) |
| Jason Scott Austerman | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2018 | Oct 24, 2018 (98 d) |
| Neal James Hebert | Spire Wealth Management, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2018 | Aug 13, 2018 |
| James Allen Wetherell | Hantz Financial Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2018 | Oct 17, 2018 (93 d) |
| Eleftherios Aris | B. Riley Wealth Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2018 | May 28, 2020 (689 d) |
| Richard Romero | Cuso Financial Services, L.P. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2018 | Aug 30, 2018 (52 d) |
| Ann T Todisco | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2018 | Jan 24, 2019 (202 d) |
| Jerry Jarrett | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2018 | Dec 14, 2018 (161 d) |
| David Cameron Dlugacz | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Jun 20, 2018 |
| Daniel P Labroad | Putnam Investment Management, LLC asset manager | Pruco Securities, LLC BD affiliated | Other | Jun 25, 2018 | Apr 14, 2020 (659 d) |
| Scott Andrew Stewart | Securian Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2018 | Nov 12, 2018 (143 d) |
| Joseph Matthew Barr | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2018 | Jun 27, 2018 |
| Lauryn Aisha Williams | Waddell & Reed BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2018 | Jun 20, 2018 |
| Allan Brett Zucker | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2018 | Jun 26, 2018 |
| James Robert Hegel | On Investment Management Co BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2018 | Aug 13, 2018 (62 d) |
| Richard Deane Jefford | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2018 | Aug 20, 2018 (70 d) |
| Jeffrey Renard Wilson | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2018 | Jul 11, 2018 (33 d) |
| Terri Lynn Kuizinas | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2018 | Jul 25, 2018 (48 d) |
| Amy Crookshank | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Jun 6, 2018 | Aug 13, 2018 (68 d) |
| Christopher Martin Williams | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2018 | Jun 7, 2018 |
| Aaron Durda | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 5, 2018 | Sep 20, 2019 (472 d) |
| Brandon Alexander Trank | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2018 | Nov 14, 2019 (528 d) |
| Richard Gray Mowrer | Bluestone Capital Management, LLC asset manager | Pruco Securities, LLC BD affiliated | Other | May 24, 2018 | Jul 31, 2019 (433 d) |
| Alvonzo Timothy Gibbs | Osaic Fs, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2018 | Jun 4, 2018 |
| Craig Steven Louiselle | Securian Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2018 | May 18, 2018 |
| Jeffrey Barnes Hammond | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2018 | Jun 6, 2018 |
| Nicholas Robert Stylos | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2018 | May 21, 2018 |
| Olga Lidia De Value | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2018 | Jul 13, 2018 (65 d) |
| Orville Frank Mohler | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2018 | Sep 12, 2018 (127 d) |
| George Anthony Vera | Capital One Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2018 | Jun 25, 2018 (53 d) |
| Gregory Wade Gobble | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2018 | May 4, 2018 |
| Joseph Ralph Radovic | Hornor, Townsend & Kent, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2018 | Jul 25, 2018 (86 d) |
| Scott Hoffman | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2018 | Nov 8, 2018 (195 d) |
| Paul Steven Kobel | Key Investment Services LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2018 | Jun 7, 2021 (1139 d) |
| Angelo Carlone | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 24, 2018 | May 14, 2018 |
| Trevor Thomas Leidy | Capital Financial Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2018 | Jun 4, 2018 (48 d) |
| Robyn Renza Lazaro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 16, 2018 | Nov 2, 2018 (200 d) |
| Matthew Wayne Grimlie | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2018 | May 4, 2018 |
| Justin Gardiner Paterson | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Apr 11, 2018 | Jun 7, 2021 (1153 d) |
| Amal Hagisufi | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2018 | Sep 19, 2018 (162 d) |
| Jared A. Cook | Securian Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2018 | Apr 27, 2018 |
| Terry Everett Parham | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2018 | Jun 25, 2018 (81 d) |
| Stephen Donald Campbell | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2018 | Apr 4, 2018 |
| Theodore Scott Alexander | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2018 | Apr 3, 2018 |
| Jonathan Luke Meador | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Mar 28, 2018 | Apr 6, 2018 |
| Sarah Jean Campbell Besso | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2018 | May 20, 2019 (419 d) |
| Michael Richard Davis | First Advisors National, LLC other | Pruco Securities, LLC BD affiliated | Other | Mar 21, 2018 | Apr 12, 2018 |
| Gerald Wayne Childs | Allstate Financial Advisors, LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Mar 20, 2018 | Mar 26, 2018 |
| Alex Silvestro | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2018 | Jul 25, 2018 (131 d) |
| Kennah G Parham | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2018 | Jun 21, 2018 (98 d) |
| Robert David Eisenstadt | Hornor, Townsend & Kent, LLC other | Pruco Securities, LLC BD affiliated | Other | Mar 9, 2018 | Jun 7, 2021 (1186 d) |
| Joseph Silerto | Scottrade Investment Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Mar 28, 2019 (385 d) |
| Scott A Rosati | Scottrade Investment Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Oct 16, 2018 (222 d) |
| David M Garres | Northwest Advisors, Inc. other | Pruco Securities, LLC BD affiliated | Other | Mar 5, 2018 | Mar 15, 2018 |