| Margaret M Goddeau | Hornor, Townsend & Kent, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 20, 2017 | Mar 21, 2017 (60 d) |
| Nicholas S Oldham | Valic Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 19, 2017 | Feb 9, 2018 (386 d) |
| Tyler White | Cetera Investment Advisers LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 18, 2017 | Feb 27, 2017 (40 d) |
| Lisa Lynn Lopacinski | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 11, 2017 | Jan 17, 2025 (2928 d) |
| Annette Jean Allison-Campbell | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 11, 2017 | Apr 20, 2017 (99 d) |
| Steven J Lynch | Investment Centers Of America, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 9, 2017 | Feb 22, 2017 (44 d) |
| Matthew Donald Anderson | Advice And Planning Services other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 9, 2017 | Jan 30, 2017 |
| Kathryn A Frank | Esi Financial Advisors other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2016 | Feb 16, 2017 (47 d) |
| Timothy M Sweeney | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 19, 2016 | Jan 17, 2017 |
| Anthony J Bruno | Sel Asset Management, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 14, 2016 | Nov 20, 2017 (341 d) |
| Levi R Sullivan | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 7, 2016 | May 1, 2017 (145 d) |
| Laird S Myrold | Oneamerica Securities, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 23, 2016 | Jan 17, 2025 (2977 d) |
| Rebekah Cornell | Fifth Third Securities, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 14, 2016 | Dec 6, 2016 |
| Steven Andrew Morlock | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 9, 2016 | Jun 20, 2017 (223 d) |
| Steven Kinney | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 31, 2016 | Nov 10, 2016 |
| David Randall Lester | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 26, 2016 | Oct 21, 2016 |
| Lisa J Turnage | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 26, 2016 | Nov 29, 2016 (34 d) |
| Paula Jean Ciotti | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 21, 2016 | May 16, 2017 (207 d) |
| Matthew J Peters | Advice And Planning Services other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 20, 2016 | Apr 6, 2017 (168 d) |
| Gregory K Stryjski | Goldman Sachs Wealth Services, L.P. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 14, 2016 | Nov 17, 2017 (399 d) |
| Melissa A Little | Waddell & Reed other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 13, 2016 | Mar 30, 2017 (168 d) |
| Nancy Sarah Noon | Dunham other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 13, 2016 | Jan 12, 2017 (91 d) |
| Hsin-Cheng Kuo | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 12, 2016 | Jan 1, 2026 (3368 d) |
| Robert Keith Glass | Pnc Managed Account Solutions, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 11, 2016 | Nov 21, 2016 (41 d) |
| Graham C Clarke | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 11, 2016 | Dec 5, 2016 (55 d) |
| Joseph Edward Petrovich | Goldman Sachs Wealth Services, L.P. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 11, 2016 | May 22, 2018 (588 d) |
| Daniel Alexander Flores | Cetera Advisor Networks LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 5, 2016 | Nov 29, 2016 (55 d) |
| Justin Carras | Raymond James Financial Services Advisors, Inc other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 5, 2016 | Feb 10, 2017 (128 d) |
| Rebekah Morein | Osaic Fa, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 29, 2016 | Dec 14, 2016 (76 d) |
| Joshua Justun Jones | Allstate Financial Advisors, LLC no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 28, 2016 | Oct 21, 2016 |
| Julia Balitsky Sipple | Directional Financial Services other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 23, 2016 | Oct 6, 2016 |
| Julia Balitsky Sipple | Empirical Wealth Management other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 23, 2016 | Oct 6, 2016 |
| William Douglas Zimmerman | Usaa Financial Planning Services no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 16, 2016 | Dec 16, 2016 (91 d) |
| Jack Lee Hills | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 1, 2016 | Jan 4, 2017 (125 d) |
| Christopher Warren Bibow | Park Avenue Securities LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 31, 2016 | Sep 19, 2016 |
| Kristen Dawn Massie | Woodbury Financial Services, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 29, 2016 | Sep 27, 2016 |
| Treston N Teague | Investment Professionals, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 19, 2016 | Sep 19, 2016 (31 d) |
| Kyle A Deraedt | Eagle Strategies LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 15, 2016 | Sep 6, 2016 |
| Joseph Wonjin Jang | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 11, 2016 | May 14, 2018 (641 d) |
| Christopher Hathaway | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 3, 2016 | Sep 22, 2016 (50 d) |
| Jeremy D Bardon | LPL Financial LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 2, 2016 | Aug 15, 2016 |
| Erik J Pedersen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 29, 2016 | Mar 29, 2017 (243 d) |
| Bethany M. Gonzalez | Usaa Financial Planning Services no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 21, 2016 | Sep 8, 2016 (49 d) |
| Joshua Phillip Ferguson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 15, 2016 | Jul 15, 2016 |
| Joel Rietveld | Bok Financial Advisors other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 6, 2016 | Aug 2, 2016 |
| Lauren Feigelman Colon | Lord, Abbett & Co. LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 6, 2016 | Jul 14, 2016 |
| John Gerald Mulka | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 15, 2016 | Sep 19, 2016 (96 d) |
| Kristen Gullickson | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 6, 2016 | Jun 24, 2016 |
| Megan Marie Rhodes | LPL Financial LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 3, 2016 | Jul 28, 2016 (55 d) |
| Nathaniel Scott Siegel | Lockton Investment Advisors, LLC no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 11, 2016 | May 12, 2016 |
| Daniel L Siekierski | Robert W. Baird & Co. Incorporated other | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 4, 2016 | May 11, 2016 |
| Gary Michael Tsoumas | Mutual Of Omaha Investor Services, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 29, 2016 | Aug 29, 2016 (122 d) |
| Matthew Ryan Collier | Principal Securities, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 15, 2016 | Apr 28, 2016 |
| Kevin C Sevlie | Questar Asset Management, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 11, 2016 | Apr 22, 2016 |
| Jeffrey Douglas Brecht | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 31, 2016 | May 17, 2016 (47 d) |
| Charles Hartman | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 31, 2016 | Jun 8, 2016 (69 d) |
| Michel Cowdery | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 22, 2016 | Jul 1, 2016 (101 d) |
| Michael A Baker | Empower Advisory Group, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 19, 2016 | Jan 1, 2026 (3575 d) |
| Karen M Oberg | Woodbury Financial Services, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 14, 2016 | Nov 29, 2021 (2086 d) |
| Kenneth M Chiu | Raymond James Financial Services Advisors, Inc other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 10, 2016 | Jul 13, 2016 (125 d) |